{"database": "sfi", "table": "search_index", "rows": [["sfi.db/filings", "18311", "Lee M Peterson 2018", "2018-01-01T00:00:00", null, 1, "Statement of Financial Interests for 2018\nPeterson\nLee M\n(781) 830-1200\nlee.peterson@jud.state.ma.us\nYou indicated that you did have a spouse residing in your household during 2018.\nYou indicated that you did have dependent child(ren) residing in your household during 2018.\nPage 1 of 54\nprovide the required information for that position. If you held more than one public position which requires you to\nfile, identify each position.\nNorfolk Probate\nand Family Court\n35 Shawmut Road, Canton,\nMA, 02021, US\nCircuit\nJustice\n01/29/2016\n3. Other than the position(s) identified in Question 2, identify every public position you held, and every public\nagency to which you provided services, at any time during 2018, whether compensated or not, and whether full- or\npart-time.\nservices, at any time during 2018, whether compensated or not, and whether full- or part-time.\nany time during 2018, whether compensated or not, and whether full- or part-time, and provide the required\n6. Identify any Business from which you were on a leave of absence at any time during 2018, and provide its address.\nPage 2 of 54\n7. Identify every Business for which your spouse and/or any dependent child(ren) residing in your household worked\nas an employee, manager, consultant, or independent contractor at any time during 2018, whether compensated or\nnot, and whether full- or part-time, and provide the required information for each.\nSuffolk University\n73 Tremont Street, Boston,\nMA, 02108, US\nEmployee\nowned more than 1% of any class of the outstanding stock or similar ownership interest, at any time during 2018,\nand provide the required information for each.\nduring 2018, and provide the required information for each.\ndependent child(ren) residing in your household during 2018, and provide the required information for each.\n11. Identify any Business in which you served as an officer, director, or trustee, at any time during 2018, whether\nPage 3 of 54\nan officer, director, or trustee, at any time during 2018, whether compensated or not, and whether full- or part-time,\nand provide the required information for each.\n13. Identify all Real Estate in Massachusetts which you owned directly or through a Business as of December 31,\n2018, and which had an assessed value greater than $1,000, and provide the required information for each Real\nF, S/C\nand/or any dependent child(ren) residing in your household owned directly or through a Business as of December 31,\n2018, and which had an assessed value greater than $1,000, and provide the required information for each Real\nPage 4 of 54\n15. Identify any Trust of which you were a beneficiary, and which owned Real Estate in Massachusetts as of\nDecember 31, 2018, with an assessed value greater than $1,000, and provide the required information for each such\nTrust and Real Estate holding.\n16. Other than the Real Estate identified in Question 15, identify any Trust of which your spouse and/or any\ndependent child(ren) residing in your household was a beneficiary, and which owned Real Estate in Massachusetts\nas of December 31, 2018, with an assessed value greater than $1,000, and provide the required information for each\nsuch Trust and Real Estate holding.\nName of Trust\nReal Estate Address\n17. Identify any Real Estate in Massachusetts with an assessed value greater than $1,000, that was transferred to\nanother person or entity by you, or by a Trust of which you were a beneficiary, at any time during 2018, and provide\nthe required information for each Real Estate holding.\nPage 5 of 54\n18. Other than the Real Estate identified in Question 17, identify any Real Estate in Massachusetts with an assessed\nvalue greater than $1,000, that was transferred to another person or entity by your spouse and/or any dependent\nchild(ren) residing in your household, or by a Trust of which your spouse and/or any dependent child(ren) residing in\nyour household was a beneficiary, at any time during 2018, and provide the required information for each piece of\nReal Estate transferred.\n19. Identify any Real Estate in Massachusetts with an assessed value greater than $1,000, on which, as of\nDecember 31, 2018, you, or a Trust of which you were a beneficiary, had a lien, attachment, or mortgage receivable,\nand provide the required information for each.\n20. Other than the Real Estate identified in Question 19, identify any Real Estate in Massachusetts with an assessed\nvalue greater than $1,000, on which, as of December 31, 2018, your spouse and/or any dependent child(ren) residing\nin your household, or a Trust of which your spouse and/or any dependent child(ren) residing in your household, had a\nlien, attachment, or mortgage receivable, and provide the required information for each.\nPage 6 of 54\nagencies, and authorities, which you owned directly or through a Business, as of December 31, 2018, and which had\na fair market value as of that date greater than $1,000, and provide the required information for each such\ninvestment.\n22. Other than the bonds or other securities identified in Question 21, identify every bond or other security issued by\nthe Commonwealth of Massachusetts or its political subdivisions, agencies, and authorities, which your spouse\nand/or any dependent child(ren) residing in your household owned directly or through a Business, as of December\n31, 2018, and which had a fair market value as of that date greater than $1,000, and provide the required information\nfor each such investment.\nagencies, and authorities, which was owned as of December 31, 2018, by a Trust of which you were a beneficiary,\nwhether directly or through a Business, and which had a fair market value as of that date greater than $1,000, and\nprovide the required information for each such investment.\nPage 7 of 54\nagencies, and authorities, which was owned as of December 31, 2018, by a Trust of which your spouse and/or any\ndependent child(ren) residing in your household was a beneficiary, whether directly or through a Business, and which\nhad a fair market value as of that date greater than $1,000, and provide the required information for each such\ninvestment.\nPage 8 of 54\n25. Identify every Financial Investment that you owned directly or through a Business as of December 31, 2018, and\nwhich had a fair market value as of that date greater than $1,000, and provide the required information for each.\nName of Issuer\nFidelity Freedom\n2035(FFTHX)\nFidelity Contra\nFund(FCNTX)\nFidelity Freedom\n2020 Fund(FFFDX)\nFidelity Puritan\nFund(FPURX)\nSmart Capital\nPreservation\nFund\nTreas Inflation\nProtection TIPS\nIdx Fd\nDescription of Investment\nPrincipal Place of Business or State\nof Incorporation\nBond\nMass Deferred\nCompensation SMART Plan\n1 Ashburton\nPlace, 12th\nFloor, Boston,\nMA, 02108, US\nBond\nMass Deferred\nCompensation SMART Plan\n1 Ashurton\nPlace, Boston,\nMA, 02108, US\nPage 9 of 54\nBond Index Fund\nBond\nMass Deferred\nCompensation SMART Plan\n1 Ashburton\nPlace, Boston,\nMA, 02108, US\nDiversified Bond\nFund\nBond\nMass Deferred\nCompensation SMART Plan\n1 Ashburton\nPlace, 12th\nFloor, Boston,\nMA, 02108, US\nHigh Yield Bond\nFund\nStocks\nMass Deferred\nCompensation SMART Plan\n1 Ashburton\nPlace, 12th\nFloor, Boston,\nMA, 02108, US\nLarge Company\nValue Stock Fund\nCommon Stock\nMass Deferred\nCompensation SMART Plan\n1 Ashburton\nPlace, 12th\nFloor, Boston,\nMA, 02108, US\nSmall Company\nStock Index Fund\nCommon Stock\nMass Deferred\nCompensation SMART Plan\n1 Ashburton\nPlace, 12th\nFloor, Boston,\nMA, 02108, US\nSmall Company\nStock Fund\nCommon Stock\nMass Deferred\nCompensation SMART Plan\n1 Ashburton\nPlace, 12th\nFloor, Boston,\nMA, 02108, US\nReal Estate REIT\nFund\nMass Deferred\nCompensation SMART Plan\n1 Ashburton\nPlace, 12th\nFloor, Boston,\nMA, 02108, US\nInternational\nEquity Fund\nCommon Stock\nMass Deferred\nCompensation SMART Plan\n1 Ashburton\nPlace, 12th\nFloor, Boston,\nMA, 02108, US\nPage 10 of 54\nInternational\nStock Index Fund\nCommon Stock\nMass Deferred\nCompensation SMART Plan\n1 Ashburton\nPlace, 12th\nFloor, Boston,\nMA, 02108, US\nLarge Company\nStock Index Fund\nCommon Stock\nMass Deferred\nCompensation SMART Plan\n1 Ashburton\nPlace, 12th\nFloor, Boston,\nMA, 02108, US\n26. Other than the Financial Investments identified in Question 25, identify every Financial Investment that your\nspouse and/or any dependent child(ren) residing in your household owned directly or through a Business as of\nDecember 31, 2018, and which had a fair market value as of that date greater than $1,000, and provide the required\ninformation for each. For any Financial Investment not included on the drop-down list of publicly traded stock, you\nmust provide the issuer's principal place of business or state of incorporation as well as its address.\nPage 11 of 54\n27. Identify every Financial Investment that was owned as of December 31, 2018, by a Trust of which you were a\nbeneficiary, and which had a fair market value as of that date greater than $1,000, and provide the required\ninformation for each. For any Financial Investment not included on the drop-down list of publicly traded stock, you\nmust provide the issuer's principal place of business or state of incorporation as well as its address.\nName of Issuer\nBeneficiary\nHome Depot, Inc.\n(The) Common\nStock(HD)\nF, S/C\nLee M.\nPeterson 2004\nTrust\nProcter & Gamble\nCompany (The)\nCommon Stock(PG)\nF, S/C\nLee M.\nPeterson 2004\nTrust\nJohnson &\nJohnson Common\nStock(JNJ)\nF, S/C\nLee M.\nPeterson 2004\nTrust\nNovartis AG\nCommon\nStock(NVS)\nF, S/C\nLee M.\nPeterson 2004\nTrust\nCanadian\nNational Railway\nCompany Common\nStock(CNI)\nF, S/C\nLee M.\nPeterson 2004\nTrust\nUnited\nTechnologies\nCorporation\nCommon\nStock(UTX)\nF, S/C\nLee M.\nPeterson 2004\nTrust\nDescription of\nInvestment\nPrincipal Place of Business or\nState of Incorporation\nIssuer Address\nName of Trust\nPage 12 of 54\nAlphabet Inc. Class A Common\nStock(GOOGL)\nF, S/C\nLee M.\nPeterson 2004\nTrust\nAutomatic Data\nProcessing, Inc.\n- Common\nStock(ADP)\nF, S/C\nLee M.\nPeterson 2004\nTrust\nIntel\nCorporation Common\nStock(INTC)\nF, S/C\nLee M.\nPeterson 2004\nTrust\nAptarGroup, Inc.\nCommon\nStock(ATR)\nF, S/C\nLee M.\nPeterson 2004\nTrust\n3M Company\nCommon\nStock(MMM)\nF, S/C\nLee M.\nPeterson 2004\nTrust\nNestle S.A.\nF, S/C\nAbbott\nLaboratories\nCommon\nStock(ABT)\nF, S/C\nCommon Stock\nSwitzerland\nAvenue\nNestle 55,\nVevey, 1800,\nSwitzerland\nLee M.\nPeterson 2004\nTrust\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nPage 13 of 54\nAbbVie Inc.\nCommon\nStock(ABBV)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nColumbia Large\nValue\nQuantitative\nFund Class\nZ(CVQZX)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nWalt Disney\nCompany (The)\nCommon\nStock(DIS)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nExelon\nCorporation\nCommon\nStock(EXC)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nExxon Mobil\nCorporation\nCommon\nStock(XOM)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nHewlett-Packard\nCompany Common\nStock(HPQ)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\niShares Russell\n1000 Growth\nETF(IWF)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nPage 14 of 54\niShares Select\nDividend\nETF(DVY)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nMicrosoft\nCorporation Common\nStock(MSFT)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nPepsico, Inc.\nCommon\nStock(PEP)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nColumbia Fds Srs\nTr, MidCap\nValue Fund Class\nZ(NAMAX)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nColumbia Fds Srs\nTr I, Small Cap\nCore Fund Class\nZ(SMCEX)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nColumbia Fds Srs\nTr I, Small Cap\nValue Fund I\nClass Z(CSCZX)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nColumbia Acorn\nTr, Acorn\nInternational\nSelect Fd Cl\nZ(ACFFX)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nPage 15 of 54\nDeutsche\nX-trackers MSCI\nEAFE Hedged\nEquity ETF(DBEF)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nParametric\nEmerging Markets\nFund\nInstitutional\nClass(EIEMX)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nColumbia\nIntermediate\nMunicipal Bond\nFund(GMMB)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nPIMCO Foreign\nBond (US Dollar\nHedged) P\nClass(PFBPX)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nColumbia High\nYield Bond Fund\nClass Z(CHYZX)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nVanguard REIT\nETF - DNQ(VNQ)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nChevron\nCorporation\nCommon\nStock(CVX)\nF, S/C\nPage 16 of 54\nExxon Mobil\nCorporation\nCommon\nStock(XOM)\nF, S/C\nPembina Pipeline\nCorp. Ordinary\nShares (Canada)\n(PBA)\nF, S/C\nAptarGroup, Inc.\nCommon\nStock(ATR)\nF, S/C\nNovozymes A S\nDKK 2.0\nF, S/C\nCanadian\nNational Railway\nCompany Common\nStock(CNI)\nF, S/C\nDeere & Company\nCommon Stock(DE)\nF, S/C\nEmerson Electric\nCompany Common\nStock(EMR)\nF, S/C\nCommon Stock\nDenmark\nKrogshoejvej\n36,\nBagsvaerd,\n2880,\nDenmark\nPage 17 of 54\nGeneral Electric\nCompany Common\nStock(GE)\nF, S/C\n3M Company\nCommon\nStock(MMM)\nF, S/C\nUnion Pacific\nCorporation\nCommon\nStock(UNP)\nF, S/C\nUnited\nTechnologies\nCorporation\nCommon\nStock(UTX)\nF, S/C\nHome Depot, Inc.\n(The) Common\nStock(HD)\nF, S/C\nCVS Health\nCorporation\nCommon\nStock(CVS)\nF, S/C\nCoca-Cola\nCompany (The)\nCommon Stock(KO)\nF, S/C\nPage 18 of 54\nNestle S.A.\nF, S/C\nProcter & Gamble\nCompany (The)\nCommon Stock(PG)\nF, S/C\nUnilever PLC\nCommon Stock(UL)\nF, S/C\nAbbott\nLaboratories\nCommon\nStock(ABT)\nF, S/C\nAbbVie Inc.\nCommon\nStock(ABBV)\nF, S/C\nJohnson &\nJohnson Common\nStock(JNJ)\nF, S/C\nNovartis AG\nCommon\nStock(NVS)\nF, S/C\nCommon Stock\nSwitzerland\nAvenue\nNestle 55,\nVevey, 1800,\nSwitzerland\nPage 19 of 54\nPerrigo Company\nplc Ordinary\nShares(PRGO)\nF, S/C\nAlphabet Inc. Class A Common\nStock(GOOGL)\nF, S/C\nApple Inc. Common\nStock(AAPL)\nF, S/C\nAutomatic Data\nProcessing, Inc.\n- Common\nStock(ADP)\nF, S/C\nCisco Systems,\nInc. - Common\nStock(CSCO)\nF, S/C\nEMC Corporation\nCommon\nStock(EMC)\nF, S/C\nIntel\nCorporation Common\nStock(INTC)\nF, S/C\nPage 20 of 54\nOracle\nCorporation\nCommon\nStock(ORCL)\nF, S/C\nQUALCOMM\nIncorporated Common\nStock(QCOM)\nF, S/C\nXilinx, Inc. Common\nStock(XLNX)\nF, S/C\nConocoPhillips\nCommon\nStock(COP)\nF, S/C\nExxon Mobil\nCorporation\nCommon\nStock(XOM)\nF, S/C\nHelmerich &\nPayne, Inc.\nCommon Stock(HP)\nF, S/C\nPembina Pipeline\nCorp. Ordinary\nShares (Canada)\n(PBA)\nF, S/C\nPage 21 of 54\nPhillips 66\nCommon\nStock(PSX)\nF, S/C\nSchlumberger\nN.V. Common\nStock(SLB)\nF, S/C\nAptarGroup, Inc.\nCommon\nStock(ATR)\nF, S/C\nNovozymes A S\nDKK 2.0\nF, S/C\nCanadian\nNational Railway\nCompany Common\nStock(CNI)\nF, S/C\nDeere & Company\nCommon Stock(DE)\nF, S/C\nEmerson Electric\nCompany Common\nStock(EMR)\nF, S/C\nCommon Stock\nDenmark\nKrogshoejvej\n36,\nBagsvaerd,\n2880,\nDenmark\nPage 22 of 54\nGeneral Electric\nCompany Common\nStock(GE)\nF, S/C\n3M Company\nCommon\nStock(MMM)\nF, S/C\nUnited\nTechnologies\nCorporation\nCommon\nStock(UTX)\nF, S/C\nCVS Health\nCorporation\nCommon\nStock(CVS)\nF, S/C\nNestle S.A.\nF, S/C\nProcter & Gamble\nCompany (The)\nCommon Stock(PG)\nF, S/C\nAbbott\nLaboratories\nCommon\nStock(ABT)\nF, S/C\nCommon Stock\nSwitzerland\nAvenue\nNestle 55,\nVevey, 1800,\nSwitzerland\nPage 23 of 54\nAbbVie Inc.\nCommon\nStock(ABBV)\nF, S/C\nJohnson &\nJohnson Common\nStock(JNJ)\nF, S/C\nMerck & Company,\nInc. Common\nStock (new)(MRK)\nF, S/C\nNovartis AG\nCommon\nStock(NVS)\nF, S/C\nNovo Nordisk A/S\nCommon\nStock(NVO)\nF, S/C\nState Street\nCorporation\nCommon\nStock(STT)\nF, S/C\nAlphabet Inc. Class A Common\nStock(GOOGL)\nF, S/C\nPage 24 of 54\nApple Inc. Common\nStock(AAPL)\nF, S/C\nAutomatic Data\nProcessing, Inc.\n- Common\nStock(ADP)\nF, S/C\nEMC Corporation\nCommon\nStock(EMC)\nF, S/C\nIntel\nCorporation Common\nStock(INTC)\nF, S/C\nOracle\nCorporation\nCommon\nStock(ORCL)\nF, S/C\nXilinx, Inc. Common\nStock(XLNX)\nF, S/C\nSSGA U.S. Treas\nMM Fd(SVTXX)\nF, S/C\nPage 25 of 54\nVanguard\nLimited-Term\nTax-Exempt Fd\nAdmiral\nShs(VMLUX)\nF, S/C\nSSGA U.S. Treas\nMM Fd(SVTXX)\nF, S/C\nVanguard\nLimited-Term\nTax-Exempt Fd\nAdmiral\nShs(VMLUX)\nF, S/C\nAT&T Inc.(T)\nF, S/C\nFord Motor\nCredit\nF, S/C\nCorporate\nBond\nMichigan\nOne American\nRoad,\nDearborn,\nMI, 48128,\nCVS Health\nF, S/C\nCorporate\nBond\nRhode Island\nOne CVS\nDrive,\nWoonsocket,\nRI, 02855,\nMastercard\nF, S/C\nCorporate\nBond\nNew York\n2000\nPurchase\nStreet, New\nYork, NY,\n10577 2509,\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nPage 26 of 54\nMonsanto Company\nF, S/C\nBond\nMissouri\n800 North\nLindberg\nBlvd, St\nLouis, MO,\n63101, US\nKraft Foods Inc.\nF, S/C\nCorporate\nBond\nIllinois\nThree Lakes\nDrive,\nNorthfield,\nIL, 60093\n2753, US\nDeere John Cap\nCorp Mtns BE\nF, S/C\nCorporate\nBond\nIllinois\nOne John\nDeere Place,\nMoline, IL,\n61265, US\nVerizon\nCommunciations\nF, S/C\nCorporate\nBond\nNew Jersey\nOne Verizon\nWay, Basking\nRidge, NJ,\n07920, US\nExpress Scripts\nHldg\nF, S/C\nCorporate\nBond\nMissouri\nOne Express\nWay, St.\nLouis, MO,\n63121, US\nKraft Foods Inc.\nF, S/C\nCorporate\nBond\nIllinois\nThree Lakes\nDrive,\nNorthfield,\nIL, 60093\n2753, US\nDeere John Cap\nCorp Mtns BE\nF, S/C\nCorporate\nBond\nIllinois\nOne John\nDeere Place,\nMoline, IL,\n61265, US\nPage 27 of 54\nKellogg Co\nF, S/C\nCorporate\nBond\nMichigan\nOne Kellogg\nSquare,\nBattle\nCreek, MI,\n49016 3599,\nCaterpillar Inc\nF, S/C\nCorporate\nBond\nIllinois\n100 N.E.\nAdams\nStreet,\nPeorina, IL,\n61629, US\nFord Motor\nCredit\nF, S/C\nCorporate\nBond\nMichigan\nOne American\nRoad,\nDearborn,\nMI, 48128,\nCVS Health\nF, S/C\nCorporate\nBond\nRhode Island\nOne CVS\nDrive,\nWoonsocket,\nRI, 02855,\nMastercard\nF, S/C\nCorporate\nBond\nNew York\n2000\nPurchase\nStreet, New\nYork, NY,\n10577 2509,\nMonsanto Company\nF, S/C\nCorporate\nBond\nMissouri\n800 North\nLindberg\nBlvd, St.\nLouis, MO,\n63101, US\nFedEx Corp. Note\nF, S/C\nCorporate\nBond\nPennsylvania\n1000 FedEx\nDrive,\nCoraopolis,\nPA, 15018,\nPage 28 of 54\nBank of America\nInterm Tax Ex\nBond CTF\nF, S/C\nSSGA U.S. Treas\nMM Fd(SVTXX)\nF, S/C\nLee M.\nPeterson 2004\nTrust\nFiserv, Inc. Common\nStock(FISV)\nF, S/C\nLee M.\nPeterson 2004\nTrust\nMastercard\nIncorporated\nCommon Stock(MA)\nF, S/C\nLee M.\nPeterson 2004\nTrust\nBlackRock\nLiquidity Fds\nFed Fd Ptf Priv\nClient\nShs(BRPXX)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nPIMCO Foreign\nBond (US Dollar\nHedged) P\nClass(PFBPX)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nColumbia\nAMT-Free\nCalifornia\nIntermediate\nMuni Bond Fund\nZ(CCMRX)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nBond\nNorth Carolina\nBank of\nAmerica\nCorporate\nCenter, 100\nN. Tryon\nStreet,\nCharlotte,\nNC, 28255,\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nPage 29 of 54\nVanguard\nIntermediate\nTerm Tax-Exempt\nFund(VWITX)\nF, S/C\nFiserv, Inc. Common\nStock(FISV)\nF, S/C\nChubb\nCorporation\n(The) Common\nStock(CB)\nF, S/C\nGilead Sciences,\nInc. - Common\nStock(GILD)\nF, S/C\nMcDonalds Corp\nF, S/C\nBond\nIllinois\nOne\nMcDonald's\nPlaza, Oak\nBrook, IL,\n60521, US\nFISERV INC\nF, S/C\nBond\nWisconsin\n255 Fiserv\nDrive,\nBrookfield,\nWI, 53045,\nSpectra Energy\nCorp Common\nStock(SE)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nPage 30 of 54\nVanguard\nShort-Term\nCorporate Bond\nETF(VCSH)\nF, S/C\nLee M.\nPeterson 2004\nTrust\nUnilever PLC\nCommon Stock(UL)\nF, S/C\nLee M.\nPeterson 2004\nTrust\nNovozymes A S\nDKK 2.0\nF, S/C\nApple Inc. Common\nStock(AAPL)\nF, S/C\nLee M.\nPeterson 2004\nTrust\nColumbia\nDividend Income\nFd Cl Y(CDDYX)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nColumbia Large\nCap Growth Fund\nCl Y(CGFYX)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nColumbia Mid Cap\nValue Fund Cl\nY(CMVYX)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nCommon Stock\nDenmark\nKrogshoejvej\n36, DK-2880,\nBagsvaerd,\nDenmark\nLee M.\nPeterson 2004\nTrust\nPage 31 of 54\niShares Russell\nMid-Cap ETF(IWR)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nColumbia Small\nCap Value Fund I\nCl Y(CSVYX)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\niShares Russell\n2000 ETF(IWM)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nVanguard\nSmall-Cap ETF DNQ(VB)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nColumbia\nAMT-Free\nIntermediate\nMuni Bond Fund\nZ(SETMX)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nColumbia Fds Srs\nTr I, High\nYield Municipals\nFund Class\nZ(SRHMX)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nFPA Funds Trust,\nFPA Crescent\nPortfolio\nInstitutional\nClass(FPACX)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nPage 32 of 54\nWFA Absolute\nReturn Fd Cl\nA(WARAX)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nBlackRock Funds\nII, Strategic\nOpportunities\nPtf\nInstitutional(BS\nIIX)\nF, S/C\nRobert F\nHerrick III\no/b/o Alice\nH. Mumford\nEt. Al.\nAnalog Devices,\nInc. - Common\nStock(ADI)\nF, S/C\nUnion Pacific\nCorporation\nCommon\nStock(UNP)\nF, S/C\nJ.M. Smucker\nCompany (The)\nNew Common\nStock(SJM)\nF, S/C\nIntel Corp\nF, S/C\nBond\nCalifornia\n2200 Mission\nCollege\nBlvd., Santa\nClara, CA,\n95052, US\nOracle Corp\nF, S/C\nBond\nCalifornia\n500 Oracle\nParkway,\nRedwood\nShores, CA,\n94065, US\nPage 33 of 54\nApple Inc\nF, S/C\nBond\nCalifornia\n1 Infinate\nLoop,\nCupertino,\nCA, 95014\n2083, US\nAutomatic Data\nProcessing\nF, S/C\nBond\nNew Jersey\n1 ADP\nBoulevard,\nRoseland,\nNJ, 07068,\nEnbridge Inc\nCommon\nStock(ENB)\nF, S/C\nBayer US Fin II\nLLC Sr. GLBL\n2.125%\nF, S/C\nBond\nBayer Corporation\n100 Bayer\nBoulevard,\nWhippany ,\nNJ, 07981,\nOracle Corp\n2.25%\nF, S/C\nBond\nOracle Corporation\n500 Oracle\nParkway,\nRedwood\nShores, CA,\n94065, US\nPepsico Inc.\n3.00%\nF, S/C\nBond\nPepsico Inc. 3.00%\n730 Rogers\nStreet,\nPrinceton,\nWV, 24740,\nVisa Inc. 2.20%\nF, S/C\nBond\nVisa Inc.\nPO Box 8999,\nSan\nFrancisco,\nCA, 94128\n8999, US\nPage 34 of 54\nVanguard Limited\nTerm Tax-Exempt\nFund(VMLTX)\nF, S/C\nPhilips 66\nF, S/C\nState Street\nInstitutional\nTreasury Fd\nInvestment\nClass(TRVXX)\nF, S/C\nUnited\nTechnologies\nCorporation\nCommon\nStock(UTX)\nF, S/C\nRobert F.\nHerrick III\no/b/o Alice\nH. Mumford\nVanguard FTSE\nDeveloped\nMarkets ETF(VEA)\nF, S/C\nRobert F.\nHerrick o/b/o\nAlice H.\nMumford\nVanguard FTSE\nEmerging Markets\nETF(VWO)\nF, S/C\nRobert F.\nHerrick o/b/o\nAlice M.\nMumford\nVanguard\nIntermediate-Ter\nm Tax-Exempt Fd\nAdmiral\nShs(VWIUX)\nF, S/C\nRobert F.\nHerrick o/b/o\nAlice H.\nMumford\nCommon Stock\nCraft\n301\nBriarpark\nDr, Houston,\nTX, 77001,\nPage 35 of 54\nSPDR Barclays\nHigh Yield Bond\nETF(JNK)\nF, S/C\nVan Eck Vectors\nHigh Yield\nF, S/C\nInvesco\nBalanced-Risk\nAllocation Fund\nClass A(ABRZX)\nF, S/C\nRobert F.\nHerrick o/b/o\nAlice H.\nMumford\nBlackRock Funds\nII, Strategic\nOpportunities\nPtf\nInstitutional(BS\nIIX)\nF, S/C\nRobert F.\nHerrick o/b/o\nAlice H.\nMumford\nNeuberger Berman\nLong Short\nCredit Fund\nClass A(NLNAX)\nF, S/C\nRobert F.\nHerrick o/b/o\nAlice H.\nMumford\nWFA Absolute\nReturn Fd Cl\nA(WARAX)\nF, S/C\nRobert F.\nHerrick o/b/o\nAlice H.\nMumford\nChubb\nCorporation\n(The) Common\nStock(CB)\nF, S/C\nLee M.\nPeterson 2004\nTrust\nRobert F.\nHerrick o/b/o\nAlice H.\nMumford\nBond\nVan Eck Securities\n666 Third\nAvenue, New\nYork, NY,\n10017, US\nRobert F.\nHerrick o/b/o\nAlice H.\nMumford\nPage 36 of 54\nDanaher\nCorporation\nCommon\nStock(DHR)\nF, S/C\nLee M.\nPeterson 2004\nTrust\nSSGA U.S. Treas\nMM Fd(SVTXX)\nF, S/C\nLee M.\nPeterson 2004\nTrust\nFidelity\nTreasury Only\nMoney Markey\nFund(FDLXX)\nF, S/C\nLee M.\nPeterson 2004\nTrust\nVanguard\nShort-Term\nCorporate Bond\nETF(VCSH)\nF, S/C\nWalt Disney\nCompany (The)\nCommon\nStock(DIS)\nF, S/C\nChubb\nCorporation\n(The) Common\nStock(CB)\nF, S/C\nMastercard\nIncorporated\nCommon Stock(MA)\nF, S/C\nPage 37 of 54\nFidelity\nTreasury Only\nMoney Markey\nFund(FDLXX)\nF, S/C\nSSGA U.S. Treas\nMM Fd(SVTXX)\nF, S/C\nPage 38 of 54\n28. Other than the Financial Investments identified in Question 27, identify every Financial Investment that was\nowned as of December 31, 2018, by a Trust of which your spouse and/or any dependent child(ren) residing in your\nhousehold was a beneficiary, and which had a fair market value as of that date greater than $1,000, and provide the\nrequired information for each. For any Financial Investment not included on the drop-down list of publicly traded\nstock, you must provide the issuer's principal place of business or state of incorporation as well as its address.\nName of Issuer\nDescription of\nInvestment\nPrincipal Place of Business or\nState of Incorporation\nIssuer Address\nCommon Stock\nDenmark\nKrogshoejvej\n36, Bagsvaerd,\n2880, Denmark\nName of Trust\nAptarGroup, Inc.\nCommon Stock(ATR)\nNovozymes A S DKK\n2.0\nCanadian National\nRailway Company\nCommon Stock(CNI)\n3M Company Common\nStock(MMM)\nHome Depot, Inc.\n(The) Common\nStock(HD)\nCVS Health\nCorporation Common\nStock(CVS)\nPage 39 of 54\nProcter & Gamble\nCompany (The)\nCommon Stock(PG)\nJohnson & Johnson\nCommon Stock(JNJ)\nPerrigo Company\nplc Ordinary\nShares(PRGO)\nAutomatic Data\nProcessing, Inc. Common Stock(ADP)\nEMC Corporation\nCommon Stock(EMC)\nIntel Corporation\n- Common\nStock(INTC)\nInternational\nBusiness Machines\nCorporation Common\nStock(IBM)\nHubbell Inc Common\nStock Class\nB(HUB.B)\nPage 40 of 54\nVanguard\nShort-Term\nCorporate Bond\nETF(VCSH)\nChevron\nCorporation Common\nStock(CVX)\nExxon Mobil\nCorporation Common\nStock(XOM)\nHelmerich & Payne,\nInc. Common\nStock(HP)\nSchlumberger N.V.\nCommon Stock(SLB)\nAptarGroup, Inc.\nCommon Stock(ATR)\nNovozymes A S DKK\n2.0\nCommon Stock\nDenmark\nKrogshoejvej\n36, Bagsvaerd,\n2880, Denmark\nCanadian National\nRailway Company\nCommon Stock(CNI)\nPage 41 of 54\nDeere & Company\nCommon Stock(DE)\n3M Company Common\nStock(MMM)\nXylem Inc. Common\nStock New(XYL)\nJohnson Controls,\nInc. Common\nStock(JCI)\nCVS Health\nCorporation Common\nStock(CVS)\nNestle S. A.\nCommon Stock\nSwitzerland\nAvenue Nestle\n55, Vevey,\n1800,\nSwitzerland\nProcter & Gamble\nCompany (The)\nCommon Stock(PG)\nUnilever PLC\nCommon Stock(UL)\nPage 42 of 54\nAlnylam\nPharmaceuticals,\nInc. - Common\nStock(ALNY)\nSSGA U.S. Treas MM\nFd(SVTXX)\nIonis\nPharmaceuticals\nCommon Stock\nCalifornia\n2855 Gazelle\nCourt,\nCarlsbad, CA,\n92010, US\nCommon Stock\nSwitzerland\nGrenzacherstr.\n124, BASEL,\n4058,\nSwitzerland\nJohnson & Johnson\nCommon Stock(JNJ)\nNovartis AG Common\nStock(NVS)\nRoche Hldg Ltd\nADR\nPerrigo Company\nplc Ordinary\nShares(PRGO)\nAce Limited Common\nStock(ACE)\nPage 43 of 54\nAlphabet Inc. Class A Common\nStock(GOOGL)\nApple Inc. Common Stock(AAPL)\nAutomatic Data\nProcessing, Inc. Common Stock(ADP)\nCisco Systems,\nInc. - Common\nStock(CSCO)\nEMC Corporation\nCommon Stock(EMC)\nFiserv, Inc. Common Stock(FISV)\nIPG Photonics\nCorporation Common Stock(IPGP)\nIntel Corporation\n- Common\nStock(INTC)\nPage 44 of 54\nInternational\nBusiness Machines\nCorporation Common\nStock(IBM)\nMastercard\nIncorporated\nCommon Stock(MA)\nMicrosoft\nCorporation Common Stock(MSFT)\nOracle Corporation\nCommon Stock(ORCL)\nXilinx, Inc. Common Stock(XLNX)\nNXP Semiconductors\nN.V. - Common\nStock(NXPI)\nHubbell Inc Common\nStock Class\nB(HUB.B)\nVanguard\nShort-Term\nCorporate Bond\nETF(VCSH)\nPage 45 of 54\nSSGA U.S. Treas MM\nFd(SVTXX)\nGilead Sciences,\nInc. - Common\nStock(GILD)\nIllumina, Inc. Common Stock(ILMN)\nDanaher\nCorporation Common\nStock(DHR)\nUnited\nTechnologies\nCorporation Common\nStock(UTX)\nAnalog Devices,\nInc. - Common\nStock(ADI)\nQUALCOMM\nIncorporated Common Stock(QCOM)\nExxon Mobil\nCorporation Common\nStock(XOM)\nPage 46 of 54\nSchlumberger N.V.\nCommon Stock(SLB)\nChubb Corporation\n(The) Common\nStock(CB)\nUnilever PLC\nCommon Stock(UL)\nAbbott\nLaboratories\nCommon Stock(ABT)\nDanaher\nCorporation Common\nStock(DHR)\nIntel Corp\nBond\nCalifornia\n2200 mission\ncollege blvd,\nsanta clara,\nCA, 95052, US\nOracle Corp\nBond\nCalifornia\n500 Oracle\nParkway,\nRedwood\nShores, CA,\n94065, US\nEOG Resources,\nInc. Common\nStock(EOG)\nPage 47 of 54\nFortive Corp\nCommon Stock\nWashington\n6920 Seaway\nBlvd, Everett,\nWA, 98203\n5829, US\nJ.M. Smucker\nCompany (The) New\nCommon Stock(SJM)\nEnbridge Inc\nCommon Stock(ENB)\nSpectra Energy\nCorp Common\nStock(SE)\nTreasury Fund:\nFidelity Treasury\nFund(FZFXX)\nAmazon.com, Inc. Common Stock(AMZN)\nHome Depot, Inc.\n(The) Common\nStock(HD)\nWalt Disney\nCompany (The)\nCommon Stock(DIS)\nPage 48 of 54\nUnilever PLC\nCommon Stock(UL)\nPayPal Holdings,\nInc. - Common\nStock(PYPL)\nFidelity Treasury\nOnly Money Markey\nFund(FDLXX)\nFortive\nCorporation\nCommon Stock\nFortive Corp\n6920 Seaway\nBlvd, Everett,\nWA, 98203\n5829, US\nUnited\nTechnologies\nCorporation Common\nStock(UTX)\n29. Identify all mortgages, including home equity and reverse mortgage loans, on your Primary Residence, on which\nmore than $1,000 was owed as of December 31, 2018, where the creditor (person who loaned you the money) is\n<u>NOT</u>, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild,\ngreat-grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and provide the\nRadius Bank\n1 Corporate Drive, Suite\n360, Lake Zurich, IL,\n60047 8945, US\n195 months\n4.000\n2032\nPage 49 of 54\n30. Did you have a mortgage, including a home equity or reverse mortgage loan, on any property <u>OTHER</u>\nthan your Primary Residence, on which more than $1,000 was owed as of December 31, 2018, which you were\nobligated to pay and where the creditor (person who loaned you the money) is <u>NOT</u>, by blood or marriage,\nyour parent, grandparent, great grandparent, child, grandchild, great-grandchild, aunt, uncle, sister, brother, niece,\nnephew, or the spouse of any such relative?\n31. Identify all mortgages, including home equity and reverse mortgage loans, <u>OTHER</u> than any mortgage on\nyour Primary Residence or any mortgage identified in response to Question 30, on which more than $1,000 was\nowed as of December 31, 2018, and which your spouse and/or any dependent child(ren) residing in your household\nwere obligated to pay and where the creditor (person who loaned the money to your spouse and/or dependent\nchild(ren) residing in your household) is <u>NOT</u>, by blood or marriage, your parent, grandparent, great\ngrandparent, child, grandchild, great-grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any\nsuch relative, and provide the required information for each.\n32. Identify all non-mortgage debts of more than $1,000 that you owed as of December 31, 2018, IF the person to\nwhom you owed the debt is <u>NOT</u>, by blood or marriage, your parent, grandparent, great grandparent, child,\ngrandchild, great-grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and\n33. Identify all non-mortgage debts of more than $1,000 that your spouse and/or any dependent child(ren) residing in\nyour household owed as of December 31, 2018, <u>IF</u> the person to whom your spouse and/or any dependent\nchild(ren) residing in your household owed the debt is <u>NOT</u>, by blood or marriage, your parent, grandparent,\ngreat grandparent, child, grandchild, great-grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of\nany such relative, and provide the required information for each.\nPage 50 of 54\n34. Identify non-mortgage debts of more than $1,000 which you owed and which were forgiven at any time during\n2018, <u>EXCLUDING</u> debts forgiven by a person who is, by blood or marriage, your parent, grandparent, great\ngrandparent, child, grandchild, great-grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any\nsuch relative, and provide the required information for each.\nresiding in your household and were forgiven at any time during 2018, <u>EXCLUDING</u> debts forgiven by a\nperson who is, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great-grandchild,\naunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and provide the required information\n36. Identify any Reimbursements for expenses in excess of $100 provided to you at any time during 2018 by any\nlegislative agent or executive agent (lobbyist).\n36.a Identify any Reimbursements for expenses in excess of $100, other than those identified in response to\nQuestion 36, you received at any time during 2018 from any person having a direct interest in a matter before the\nPage 51 of 54\n37. Identify any Reimbursements for expenses in excess of $100 provided to your spouse and/or any dependent\nchild(ren) residing in your household at any time during 2018 by any legislative agent or executive agent (lobbyist).\n37.a Identify any Reimbursements for expenses in excess of $100, other than those identified in response to\nQuestion 36, provided to your spouse and/or dependent child(ren) residing in your household at any time during 2018\nby any person having a direct interest in a matter before the governmental body by which you were or are now\nemployed.\n38. Identify any Gifts and/or Honoraria worth more than $100 provided to you at any time during 2018 by any person\nhaving a direct interest in a matter before a governmental body by which you were or are now employed.\n39. Identify any Gifts and/or Honoraria worth more than $100 provided to your spouse and/or any dependent\nchild(ren) residing in your household at any time during 2018 by any person having a direct interest in a matter before\nthe governmental body by which you were or are now employed.\nPage 52 of 54\n40. Did you, your spouse and/or any dependent child(ren) residing in your household during 2018, own anything that\nyou have not reported on this Statement of Financial Interests because it was held in a Blind Trust during 2018?\nPage 53 of 54\nI, Lee M Peterson, certify under the pains and penalties of perjury that:\nSubmitted: 04/15/2019\nIf you were required to amend your Statement of Financial Interests last year, we encourage you to carefully review your 2018\nPage 54 of 54", null, null]], "columns": ["type", "key", "title", "timestamp", "category", "is_public", "search_1", "search_2", "search_3"], "primary_keys": ["type", "key"], "primary_key_values": ["sfi.db/filings", "18311"], "units": {}, "query_ms": 1.2958087027072906, "source": "State Ethics Commission", "source_url": "https://www.mass.gov/file-or-view-statements-of-financial-interests-sfi", "license": "ODbL", "license_url": "https://opendatacommons.org/licenses/odbl/"}