{"database": "sfi", "table": "search_index_fts", "rows": [[11844, "Cathy M Judd-Stein 2018", "Statement of Financial Interests for 2018\nJudd-Stein\nCathy M\n(617) 979-8480\ncathy.judd-stein@state.ma.us\nYou indicated that you did have a spouse residing in your household during 2018.\nYou indicated that you had no dependent child(ren) residing in your household at any time during 2018.\nPage 1 of 21\nprovide the required information for that position. If you held more than one public position which requires you to\nfile, identify each position.\nMassachusetts\nGaming Commission\n(MassGaming)\n101 Federal Street, 12th\nFloor, Boston, MA, 02110,\nChair\n02/04/2019\n3. Other than the position(s) identified in Question 2, identify every public position you held, and every public\nagency to which you provided services, at any time during 2018, whether compensated or not, and whether full- or\npart-time.\nPublic Agency\nPublic Agency\nConsultant /\nContractor?\nState\nOffice of\nthe Governor\nof the\nCommonwealth\nState House,\nRoom 271,\nBoston, MA,\n02133, US\nDeputy Chief\nLegal\nCounsel\nServices Provided\nservices, at any time during 2018, whether compensated or not, and whether full- or part-time.\nany time during 2018, whether compensated or not, and whether full- or part-time, and provide the required\n6. Identify any Business from which you were on a leave of absence at any time during 2018, and provide its address.\nPage 2 of 21\n7. Identify every Business for which your spouse and/or any dependent child(ren) residing in your household worked\nas an employee, manager, consultant, or independent contractor at any time during 2018, whether compensated or\nnot, and whether full- or part-time, and provide the required information for each.\nWilmerHale\n60 State Street, Boston, MA,\n02109, US\nManager\nGearSay\n30 Newbury Street, 3rd\nFloor, Boston, MA, 02116, US\nManager\nowned more than 1% of any class of the outstanding stock or similar ownership interest, at any time during 2018,\nand provide the required information for each.\nduring 2018, and provide the required information for each.\nWilmerHale\n60 State Street, Boston, MA, 02109, US\nGearSay\n30 Newberry Street, 3rd Floor, Boston, MA, 02116,\ndependent child(ren) residing in your household during 2018, and provide the required information for each.\nPage 3 of 21\n11. Identify any Business in which you served as an officer, director, or trustee, at any time during 2018, whether\nGLAAD\n5455 Wilshire Blvd., Los\nAngeles, CA, 90036, US\nDirector\n1000 Main Street, St\nJohnsbury, VT, 05819, US\nTrustee\nSt. Johnsbury\nAcademy\nan officer, director, or trustee, at any time during 2018, whether compensated or not, and whether full- or part-time,\nand provide the required information for each.\nGearSay\n30 Newbury Street, 3rd Floor,\nBoston, MA, 02116, US\nOfficer\n13. Identify all Real Estate in Massachusetts which you owned directly or through a Business as of December 31, 2018,\nand which had an assessed value greater than $1,000, and provide the required information for each Real Estate\nF, S/C\nPage 4 of 21\nand/or any dependent child(ren) residing in your household owned directly or through a Business as of December 31,\n2018, and which had an assessed value greater than $1,000, and provide the required information for each Real Estate\n15. Identify any Trust of which you were a beneficiary, and which owned Real Estate in Massachusetts as of December\n31, 2018, with an assessed value greater than $1,000, and provide the required information for each such Trust and Real\n31, 2018, with an assessed value greater than $1,000, and provide the required information for each such Trust and Real\n17. Identify any Real Estate in Massachusetts with an assessed value greater than $1,000, that was transferred to\nanother person or entity by you, or by a Trust of which you were a beneficiary, at any time during 2018, and provide the\nrequired information for each Real Estate holding.\nPage 5 of 21\n18. Other than the Real Estate identified in Question 17, identify any Real Estate in Massachusetts with an assessed\nvalue greater than $1,000, that was transferred to another person or entity by your spouse and/or any dependent\nchild(ren) residing in your household, or by a Trust of which your spouse and/or any dependent child(ren) residing in your\nhousehold was a beneficiary, at any time during 2018, and provide the required information for each piece of Real Estate\ntransferred.\n2018, you, or a Trust of which you were a beneficiary, had a lien, attachment, or mortgage receivable, and provide the\n20. Other than the Real Estate identified in Question 19, identify any Real Estate in Massachusetts with an assessed\nvalue greater than $1,000, on which, as of December 31, 2018, your spouse and/or any dependent child(ren) residing in\nyour household, or a Trust of which your spouse and/or any dependent child(ren) residing in your household, had a lien,\nPage 6 of 21\nagencies, and authorities, which you owned directly or through a Business, as of December 31, 2018, and which had a\ndependent child(ren) residing in your household owned directly or through a Business, as of December 31, 2018, and\nwhich had a fair market value as of that date greater than $1,000, and provide the required information for each such\ninvestment.\nagencies, and authorities, which was owned as of December 31, 2018, by a Trust of which you were a beneficiary,\nwhether directly or through a Business, and which had a fair market value as of that date greater than $1,000, and\nprovide the required information for each such investment.\nPage 7 of 21\nagencies, and authorities, which was owned as of December 31, 2018, by a Trust of which your spouse and/or any\ndependent child(ren) residing in your household was a beneficiary, whether directly or through a Business, and which had\na fair market value as of that date greater than $1,000, and provide the required information for each such investment.\nPage 8 of 21\n25. Identify every Financial Investment that you owned directly or through a Business as of December 31, 2018, and\nwhich had a fair market value as of that date greater than $1,000, and provide the required information for each.\nName of Issuer\nPolen Growth\nFund\nInstitutional\nClass(POLIX)\nSPDR S&P\n500(SPY)\nVanguard 500\nIndex Fd Admiral\nShs(VFIAX)\niShares Russell\n2000 ETF(IWM)\nArtisan\nInternational\nValue Fund\nAdvisor\nShares(APDKX)\niShares MSCI\nEAFE Small-Cap\nETF(SCZ)\nDescription of Investment\nPrincipal Place of Business or State\nof Incorporation\nPage 9 of 21\niShares MSCI\nEAFE ETF(EFA)\niShares MSCI\nEmerging Index\nFund(EEM)\nHarding, Loevner\nFunds, Inc.\nEmerging Markets\nPortfolio Adv\nCl(HLEMX)\nWestern Asset\nMassachusettes\nMunicipals Fund\nClass I(LHMIX)\nWells Fargo Adv\nFd, Intermediate\nTax/AMT-Free\nInst Cl(WITIX)\nNuveen High\nYield Municipal\nBd Fd Class\nR(NHMRX)\nDiamond Hill\nLong-Short Fund\nClass I(DHLSX)\nVanguard REIT\nETF - DNQ(VNQ)\nPage 10 of 21\nVanguard Mid-Cap\nGrowth ETF DNQ(VOT)\nAbbVie Inc.\nCommon\nStock(ABBV)\nAlign\nTechnology, Inc.\n- Common\nStock(ALGN)\nAlphabet Inc. Class A Common\nStock(GOOGL)\nAltria Group,\nInc.(MO)\nAmazon.com, Inc.\n- Common\nStock(AMZN)\nAmgen Inc. Common\nStock(AMGN)\nAnalog Devices,\nInc. - Common\nStock(ADI)\nPage 11 of 21\nApple Inc. Common\nStock(AAPL)\nBerkshire\nHathaway Inc.\nNew Common\nStock(BRK.B)\nCapital One\nFinancial\nCorporation\nCommon\nStock(COF)\nChevron\nCorporation\nCommon\nStock(CVX)\nConstellation\nBrands, Inc.\nCommon\nStock(STZ)\nCrown Castle\nInternational\nCorp. (REIT)\nCommon\nStock(CCI)\nFacebook, Inc. Class A Common\nStock(FB)\nHome Depot, Inc.\n(The) Common\nStock(HD)\nPage 12 of 21\nHoneywell\nInternational\nInc. Common\nStock(HON)\nJohnson &\nJohnson Common\nStock(JNJ)\nJP Morgan Chase\n& Co. Common\nStock(JPM)\nMicrosoft\nCorporation Common\nStock(MSFT)\nPfizer, Inc.\nCommon\nStock(PFE)\nPayPal Holdings,\nInc. - Common\nStock(PYPL)\nProcter & Gamble\nCompany (The)\nCommon Stock(PG)\nQUALCOMM\nIncorporated Common\nStock(QCOM)\nPage 13 of 21\nRaytheon Company\nCommon\nStock(RTN)\nRegeneron\nPharmaceuticals,\nInc. - Common\nStock(REGN)\nSalesforce.com\nInc Common\nStock(CRM)\nSBA\nCommunications\nCorporation Common\nStock(SBAC)\nStarbucks\nCorporation Common\nStock(SBUX)\nUnited\nTechnologies\nCorporation\nCommon\nStock(UTX)\nVerizon\nCommunications\nInc. Common\nStock(VZ)\nVisa Inc.(V)\nPage 14 of 21\nZimmer Biomet\nHoldings, Inc.\nCommon\nStock(ZBH)\nBlackRock, Inc.\nCommon\nStock(BLK)\nBooking\nHoldings, Inc.\nF, S/C\nDollar General\nCorporation\nCommon Stock(DG)\nF, S/C\nNestle Spon Adr\nRep Reg (NSRGY)\nF, S/C\nCommon Stock\nDelaware\n800 Connecticut\nAvenue, Norfolk,\nCT, 06854, US\nCommon Stock\nSwitzerland\n1812 N Moore\nStreet,\nArlington, VA,\n22209, US\nand/or any dependent child(ren) residing in your household owned directly or through a Business as of December 31,\n2018, and which had a fair market value as of that date greater than $1,000, and provide the required information for\nPage 15 of 21\n27. Identify every Financial Investment that was owned as of December 31, 2018, by a Trust of which you were a\nbeneficiary, and which had a fair market value as of that date greater than $1,000, and provide the required information\nfor each. For any Financial Investment not included on the drop-down list of publicly traded stock, you must provide the\n28. Other than the Financial Investments identified in Question 27, identify every Financial Investment that was owned as\nof December 31, 2018, by a Trust of which your spouse and/or any dependent child(ren) residing in your household was\na beneficiary, and which had a fair market value as of that date greater than $1,000, and provide the required information\nfor each. For any Financial Investment not included on the drop-down list of publicly traded stock, you must provide the\n29. Identify all mortgages, including home equity and reverse mortgage loans, on your Primary Residence, on which\nmore than $1,000 was owed as of December 31, 2018, where the creditor (person who loaned you the money) is not, by\nblood or marriage, your parent, grandparent, great grandparent, child, grandchild, great-grandchild, aunt, uncle, sister,\nbrother, niece, nephew, or the spouse of any such relative, and provide the required information for each.\nJP Morgan\nPO Box 659754, San\nAntonio, TX, 78265, US\n30 years\n3.625\n2044\nPage 16 of 21\nPrimary Residence, on which more than $1,000 was owed as of December 31, 2018, which you were obligated to pay\nand where the creditor (person who loaned you the money) is NOT, by blood or marriage, your parent, grandparent,\ngreat grandparent, child, grandchild, great-grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any\nsuch relative?\nObligor\nAmount\nOutstanding\nAmount\nMortgage\nTerm\nInterest\nRate (%)\nTermination\nYear\n45 South\nVillage\nBlvd.,\nWarren,\nVT,\n05674,\nF, S/C\n$60,001\nto\n100,000\n$40,001\nto\n60,000\n15 Years\n4.75\n2025\nCreditor\nCreditor\nChase\nBank\npo box\n9001871,\nlouisvil\nle, KY,\n40290,\n31, 2018, and which your spouse and/or any dependent child(ren) residing in your household were obligated to pay and\nwhere the creditor (person who loaned the money to your spouse and/or dependent child(ren) residing in your household)\nis not, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great-grandchild, aunt, uncle,\n32. Identify all non-mortgage debts of more than $1,000 that you owed as of December 31, 2018, IF the person to whom\nAmount\nAmount\nOwed\nInterest Rate(%)\nDate Repayment\nDue\nLoan Collateral\n$100,0\n01 or\nLess than\n$1,001\n5\n12/31/2019\nLiquidity line\nagainst\ninvestment\nMorgan\nStanley\n28 State\nStreet,\nBoston, MA,\n02109, US\nPage 17 of 21\n33. Identify all non-mortgage debts of more than $1,000 that your spouse and/or any dependent child(ren) residing in\nyour household owed as of December 31, 2018, if the person to whom your spouse and/or any dependent child(ren)\nresiding in your household owed the debt is not, by blood or marriage, your parent, grandparent, great grandparent, child,\ngrandchild, great-grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and provide\nthe required information for each.\nInterest Rate(%)\nDate RayPayment Due\nLoan Collateral\n5\n12/31/2019\nSee Q. 32\n(liquidity line\nshared with\nMorgan Stanley\n28 State Street,\nBoston, MA, 02109, US\n34. Identify non-mortgage debts of more than $1,000 which you owed and which were forgiven at any time during 2018,\ngrandchild, great-grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and provide\nthe required information for each.\nresiding in your household and were forgiven at any time during 2018, excluding debts forgiven by a person who is, by\nblood or marriage, your parent, grandparent, great grandparent, child, grandchild, great-grandchild, aunt, uncle, sister,\nbrother, niece, nephew, or the spouse of any such relative, and provide the required information for each.\n36. Identify any Reimbursements for expenses in excess of $100 provided to you at any time during 2018 by any\nlegislative agent or executive agent (lobbyist).\nPage 18 of 21\n36.a Identify any Reimbursements for expenses in excess of $100, other than those identified in response to Question\n36, you received at any time during 2018 from any person having a direct interest in a matter before the governmental\nbody by which you were or are now employed.\n37. Identify any Reimbursements for expenses in excess of $100 provided to your spouse and/or any dependent\nchild(ren) residing in your household at any time during 2018 by any legislative agent or executive agent (lobbyist).\n37.a Identify any Reimbursements for expenses in excess of $100, other than those identified in response to Question\n36, provided to your spouse and/or dependent child(ren) residing in your household at any time during 2018 by any\nperson having a direct interest in a matter before the governmental body by which you were or are now employed.\n38. Identify any Gifts and/or Honoraria worth more than $100 provided to you at any time during 2018 by any person\nhaving a direct interest in a matter before a governmental body by which you were or are now employed.\nresiding in your household at any time during 2018 by any person having a direct interest in a matter before the\nPage 19 of 21\n40. Did you, your spouse and/or any dependent child(ren) residing in your household during 2018, own anything that you\nhave not reported on this Statement of Financial Interests because it was held in a Blind Trust during 2018?\nPage 20 of 21\nI, Cathy M Judd-Stein, certify under the pains and penalties of perjury that:\nSubmitted: 04/28/2019\nIf you were required to amend your Statement of Financial Interests last year, we encourage you to carefully review your 2018\nPage 21 of 21"]], "columns": ["rowid", "title", "search_1"], "primary_keys": ["rowid"], "primary_key_values": ["11844"], "units": {}, "query_ms": 0.8691810071468353, "source": "State Ethics Commission", "source_url": "https://www.mass.gov/file-or-view-statements-of-financial-interests-sfi", "license": "ODbL", "license_url": "https://opendatacommons.org/licenses/odbl/"}