{"database": "sfi", "table": "search_index_fts", "rows": [[2708, "Brian J Shortsleeve 2016", "Statement of Financial Interests for 2016\nShortsleeve\nBrian J\n(617) 222-5855\nBShortsleeve@mbta.com\nYou indicated that you did have a spouse residing in your household during 2016.\nYou indicated that you did have dependent child(ren) residing in your household during 2016.\n1. You have indicated that you are a candidate for public office. Select the office for which you are a candidate.\nPage 1 of 26\nprovide the required information for that position. If you held more than one public position which requires you to\nfile, identify each position.\nMassDOT/MBTA\n10 PARK PLAZA, Boston,\nMA, 02118, US\nChief\nAdministrator\n07/30/2015\n3. Other than the position(s) identified in Question 2, identify every public position you held, and every public\nagency to which you provided services, at any time during 2016, whether compensated or not, and whether full- or\npart-time.\nservices, at any time during 2016, whether compensated or not, and whether full- or part-time.\nany time during 2016, whether compensated or not, and whether full- or part-time, and provide the required\n6. Identify any Business from which you were on a leave of absence at any time during 2016, and provide its address.\nPage 2 of 26\n7. Identify every Business for which your spouse and/or any dependent child(ren) residing in your household worked\nas an employee, manager, consultant, or independent contractor at any time during 2016, whether compensated or\nnot, and whether full- or part-time, and provide the required information for each.\nWellington Management\n280 Congress Street, Boston,\nMA, 02210, US\nEmployee\nowned more than 1% of any class of the outstanding stock or similar ownership interest, at any time during 2016,\nand provide the required information for each.\nduring 2016, and provide the required information for each.\ndependent child(ren) residing in your household during 2016, and provide the required information for each.\n11. Identify any Business in which you served as an officer, director, or trustee, at any time during 2016, whether\nPage 3 of 26\nan officer, director, or trustee, at any time during 2016, whether compensated or not, and whether full- or part-time,\nand provide the required information for each.\n13. Identify all Real Estate in Massachusetts which you owned directly or through a Business as of December 31,\n2016, and which had an assessed value greater than $1,000, and provide the required information for each Real\n8 Concord Square\nUnit 1, Boston,\nMA, 02118, US\nF, S/C\nF, S/C\n204 Crystal Lake\nRoad, Osterville,\nMA, 02655, US\nF, S/C\nand/or any dependent child(ren) residing in your household owned directly or through a Business as of December 31,\n2016, and which had an assessed value greater than $1,000, and provide the required information for each Real\nPage 4 of 26\n15. Identify any Trust of which you were a beneficiary and which owned Real Estate in Massachusetts as of\nDecember 31, 2016, with an assessed value greater than $1,000, and provide the required information for each such\nTrust and Real Estate holding.\n16. Other than the Real Estate identified in Question 15, identify any Trust of which your spouse and/or any\ndependent child(ren) residing in your household was a beneficiary and which owned Real Estate in Massachusetts as\nof December 31, 2016, with an assessed value greater than $1,000, and provide the required information for each\nsuch Trust and Real Estate holding.\n17. Identify any Real Estate in Massachusetts with an assessed value greater than $1,000, that was transferred to\nanother person or entity by you, or by a Trust of which you were a beneficiary, at any time during 2016, and provide\nthe required information for each Real Estate holding.\nPage 5 of 26\n18. Other than the Real Estate identified in Question 17, identify any Real Estate in Massachusetts with an assessed\nvalue greater than $1,000, that was transferred to another person or entity by your spouse and/or any dependent\nchild(ren) residing in your household, or by a Trust of which your spouse and/or any dependent child(ren) residing in\nyour household was a beneficiary, at any time during 2016, and provide the required information for each piece of\nReal Estate transferred.\n19. Identify any Real Estate in Massachusetts with an assessed value greater than $1,000, on which, as of\nDecember 31, 2016, you, or a Trust of which you were a beneficiary, had a lien, attachment, or mortgage receivable,\nand provide the required information for each.\n20. Other than the Real Estate identified in Question 19, identify any Real Estate in Massachusetts with an assessed\nvalue greater than $1,000, on which, as of December 31, 2016, your spouse and/or any dependent child(ren) residing\nin your household, or a Trust of which your spouse and/or any dependent child(ren) residing in your household, had a\nlien, attachment, or mortgage receivable, and provide the required information for each.\nPage 6 of 26\nagencies, and authorities, which you owned directly or through a Business, as of December 31, 2016, and which had\na fair market value as of that date greater than $1,000, and provide the required information for each such\ninvestment.\n22. Other than the bonds or other securities identified in Question 21, identify every bond or other security issued by\nthe Commonwealth of Massachusetts or its political subdivisions, agencies, and authorities, which your spouse\nand/or any dependent child(ren) residing in your household owned directly or through a Business, as of December\n31, 2016, and which had a fair market value as of that date greater than $1,000, and provide the required information\nfor each such investment.\nagencies, and authorities, which was owned as of December 31, 2016, by a Trust of which you were a beneficiary,\nwhether directly or through a Business, and which had a fair market value as of that date greater than $1,000, and\nprovide the required information for each such investment.\nPage 7 of 26\nagencies, and authorities, which was owned as of December 31, 2016, by a Trust of which your spouse and/or any\ndependent child(ren) residing in your household was a beneficiary, whether directly or through a Business, and which\nhad a fair market value as of that date greater than $1,000, and provide the required information for each such\ninvestment.\nPage 8 of 26\n25. Identify every Financial Investment that you owned directly or through a Business as of December 31, 2016, and\nwhich had a fair market value as of that date greater than $1,000, and provide the required information for each.\nName of Issuer\nJPMorgan Chase\nCapital XVI JP\nMorgan Alerian\nMLP ETN(AMJ)\nF, S/C\nBrightcove Inc.\n- Common\nStock(BCOV)\nF, S/C\nMarket Vectors\nBrazil Small-Cap\nETF(BRF)\nF, S/C\nCSI Compressco\nLP - common\nunits(CCLP)\nF, S/C\niShares Emerging\nMarkets Dividend\nIndex Fund\nExchange Traded\nFund(DVYE)\nF, S/C\niShares MSCI\nEmerging Index\nFund(EEM)\nF, S/C\nDescription of Investment\nPrincipal Place of Business or State\nof Incorporation\nPage 9 of 26\niShares MSCI\nEAFE ETF(EFA)\nF, S/C\nEaton Vance\nFloating Rate\nIncome Trust\nCommon Shares of\nBeneficial\nInterest(EFT)\nF, S/C\nWisdomTree India\nEarnings\nFund(EPI)\nF, S/C\nEnergy Transfer\nPartners, L.P.\nENERGY TRANSFER\nPARNTERS(ETP)\nF, S/C\nEaton Vance\nMunicipal Income\nTrust Common\nStock(EVN)\nF, S/C\nSPDR S&P\nEmerging Markets\nSmall Cap\nETF(EWX)\nF, S/C\niShares MSCI\nBrazil Capped\nIndex Fund(EWZ)\nF, S/C\nFlagstar\nBancorp, Inc.\nCommon\nStock(FBC)\nF, S/C\nPage 10 of 26\nFirst Trust\nISE-Revere\nNatural Gas(FCG)\nF, S/C\nFidelity\nMassachusetts\nTax Free Money\nMarket(FDMXX)\nF, S/C\nFidelity Cash\nReserves(FDRXX)\nF, S/C\nFidelity Advisor\nEmerging Europe,\nMiddle East,\nAfrica (EMEA)\nFund(FEMEX)\nF, S/C\nFidelity China\nRegion(FHKCX)\nF, S/C\nFidelity Latin\nAmerica\nFund(FLATX)\nF, S/C\nFidelity\nLeveraged\nCompany Stock\nFd(FLVCX)\nF, S/C\nFidelity New\nMarkets Income\nFund(FNMIX)\nF, S/C\nPage 11 of 26\nFull Circle\nCapital\nCorporation Common\nStock(FULL)\nF, S/C\niShares China\nLarge-Cap\nETF(FXI)\nF, S/C\nGoldman Sachs\nMLP Income\nOpportunities\nFund(GMZ)\nF, S/C\nSPDR S&P China\nETF(GXC)\nF, S/C\nHoegh LNG\nPartners LP\nCommon Units\nrepresenting\nLimited Partner\nInterests(HMLP)\nF, S/C\nHubSpot, Inc.\nCommon\nStock(HUBS)\nF, S/C\niShares Latin\nAmerica 40\nETF(ILF)\nF, S/C\nBarclays Bank\nPlc iPath ETNs\nlinked to the\nMSCI India Total\nReturn\nIndex(INP)\nF, S/C\nPage 12 of 26\nNuveen Mortgage\nOpportunity Term\nFund Nuveen\nMortgage\nOpportunity Term\nFund(JLS)\nF, S/C\nMarket Vectors\nCoal ETF(KOL)\nF, S/C\nCrossAmerica\nPartners LP\nCommon Units\nrepresenting\nlimited partner\ninterests(CAPL)\nF, S/C\nLoomis Sayles\nFunds - Bond\nFund Retail\nClass (Trust I)\n(LSBRX)\nF, S/C\nEaton Vance\nMassachusetts\nMunicipal Income\nTrust Shares of\nBeneficial\nInterest(MMV)\nF, S/C\niShares Global\nMaterials\nETF(MXI)\nF, S/C\nGreat-West\nInternational\nIndex Fd(MXINX)\nF, S/C\nNeuberger Berman\nMLP Income Fund\nInc. Common\nStock(NML)\nF, S/C\nPage 13 of 26\nOppenheimer\nDeveloping\nMarkets Fund\nClass Y(ODVYX)\nF, S/C\nPlains All\nAmerican\nPipeline, L.P.\nCommon\nStock(PAA)\nF, S/C\nPCM Fund, Inc.\nCommon\nStock(PCM)\nF, S/C\niShares US\nPreferred Stock\nETF(PFF)\nF, S/C\nPIMCO Income\nStrategy\nFund(XPFLX)\nF, S/C\nPIMCO High\nFund(XPHKX)\nF, S/C\nPIMCO Municipal\nIncome Fund III\nCommon Shares of\nBeneficial\nInterest(PMX)\nF, S/C\niShares Mortgage\nCapped ETF(REM)\nF, S/C\nPage 14 of 26\nSPDR DJ Wilshire\nIntl Real\nEstate(RWX)\nF, S/C\nFidelity\nGovernment Money\nMarket\nFund(SPAXX)\nF, S/C\nFidelity High\nFund(SPHIX)\nF, S/C\nSPDR S&P\n500(SPY)\nF, S/C\nSchwab S&P 500\nIndex FundSelect\nShares(SWPPX)\nF, S/C\nSchwab Small-Cap\nIndex\nFund-Select\nShares(SWSSX)\nF, S/C\nTarga Resources,\nInc. Common\nStock(TRGP)\nF, S/C\nVanguard Energy\nETF(VDE)\nF, S/C\nPage 15 of 26\nVanguard\nEmerging Markets\nStock Index Fd\nAdmiral\nShs(VEMAX)\nF, S/C\nVanguard\nEuropean Stock\nIndex Fund\nAdmiral\nShares(VEUSX)\nF, S/C\nVanguard\nExtended Market\nIndex Fd Admiral\nShs(VEXAX)\nF, S/C\nVanguard Index\nTrust 500 Index\nFund(VFINX)\nF, S/C\nVanguard FTSE\nAll-World Ex-US\nSmall-Cap Index\nFund Investor\nShs(VFSVX)\nF, S/C\nVanguard Energy\nFund Admiral\nShares(VGELX)\nF, S/C\nVanguard\nFTSEEuropean\nETF(VGK)\nF, S/C\nVanguard Global\nex-U.S. Real\nEstate Index\nFund Admiral\nShs(VGRLX)\nF, S/C\nPage 16 of 26\nVanguard REIT\nIndex Fund\nAdmiral\nShares(VGSLX)\nF, S/C\nVanguard High\nDividend Yield\nIndex Fd\nInvestor\nShs(VHDYX)\nF, S/C\nVanguard Growth\nIndex Fd Admiral\nShs(VIGAX)\nF, S/C\nInvesco\nMunicipal Trust\nCommon\nStock(VKQ)\nF, S/C\nVanguard\nMassachusetts\nTax-Exempt\nFund(VMATX)\nF, S/C\nVanguard Mid-Cap\nGrowth Index Fd\nAdmiral(VMGMX)\nF, S/C\nVanguard Money\nMarket Reserves\nPrime Money\nMarket\nFund(VMMXX)\nF, S/C\nVanguard\nTax-Exempt Money\nMarket\nFund(VMSXX)\nF, S/C\nPage 17 of 26\nVanguard Mid-Cap\nValue Index Fd\nAdmiral(VMVAX)\nF, S/C\nVanguard REIT\nETF - DNQ(VNQ)\nF, S/C\nVanguard Pacific\nStock Index Fund\nAdmiral\nShares(VPADX)\nF, S/C\nVanguard FTSE\nPacific ETF(VPL)\nF, S/C\nVanguard\nSmall-Cap Growth\nIndex Fd\nAdmiral(VSGAX)\nF, S/C\nVanguard Small\nCap Index Fd\nAdmiral\nShs(VSMAX)\nF, S/C\nVanguard\nDeveloped\nMarkets Index\nAdmiral(VTMGX)\nF, S/C\nInvesco Senior\nIncome Trust\nCommon Stock\n(DE)(VVR)\nF, S/C\nPage 18 of 26\nVanguard\nHigh-Yield\nTax-Exempt Fund\nAdmiral\nShares(VWALX)\nF, S/C\nVanguard FTSE\nEmerging Markets\nETF(VWO)\nF, S/C\nMaterials Select\nSector SPDR(XLB)\nF, S/C\nSPDR Select\nSector Fund Energy Select\nSector(XLE)\nF, S/C\nSPDR Select\nSector Fund Financial(XLF)\nF, S/C\nSPDR Select\nSector Fund Utilities(XLU)\nF, S/C\nSPDR S&P Oil &\nGas Explor &\nProduct(XOP)\nF, S/C\nState Street\nGlobal Advisors\nSelect Sector\n(XLRE)\nF, S/C\nCommon Stock\n1 Lincoln Street\nBoston, MA, MA,\n02111, US\nPage 19 of 26\n26. Other than the Financial Investments identified in Question 25, identify every Financial Investment that your\nspouse and/or any dependent child(ren) residing in your household owned directly or through a Business as of\nDecember 31, 2016, and which had a fair market value as of that date greater than $1,000, and provide the required\ninformation for each. For any Financial Investment not included on the drop-down list of publicly traded stock, you\nmust provide the issuer's principal place of business or state of incorporation as well as its address.\nName of Issuer\nDescription of Investment\nPrincipal Place of Business or\nState of Incorporation\nLeader Bank\nCommon Stock\nArlington, MA\n141 Mass Ave, Arlington,\nMA, 02471, US\nMicorp\nPreferred Stock\nAuburn, MA\n68 Auburn Street,\nAuburn, MA, 01501, US\nWellington Mgmt\nHedge Funds\nHedge Fund Equity Stake\n280 Congress Street,\nBoston MA\n280 Congress Street,\nBoston, MA, 02210, US\nLincoln Peak\nCapital\nLimited Partnership\nInterest\nBoston MA\n100 Franklin Street,\nBoston, MA, 02110, US\nGeneral Catalyst\nFunds IV-VII\nventure capital fund\ncarried interest\nCambridge MA\n20 University Road,\nCambridge, MA, 02138, US\nPage 20 of 26\nH.I.G. Capital\nLimited Partnership\nInterest\nMiami, FL\n1450 Brickell Avenue,\nMiami, FL, 33131, US\n27. Identify every Financial Investment that was owned as of December 31, 2016, by a Trust of which you were a\nbeneficiary, and which had a fair market value as of that date greater than $1,000, and provide the required\ninformation for each. For any Financial Investment not included on the drop-down list of publicly traded stock, you\nmust provide the issuer's principal place of business or state of incorporation as well as its address.\n28. Other than the Financial Investments identified in Question 27, identify every Financial Investment that was\nowned as of December 31, 2016, by a Trust of which your spouse and/or any dependent child(ren) residing in your\nhousehold was a beneficiary, and which had a fair market value as of that date greater than $1,000, and provide the\nrequired information for each. For any Financial Investment not included on the drop-down list of publicly traded\nstock, you must provide the issuer's principal place of business or state of incorporation as well as its address.\nPage 21 of 26\n29. Identify all mortgages, including home equity and reverse mortgage loans, on your Primary Residence, on which\nmore than $1,000 was owed as of December 31, 2016, where the creditor (person who loaned you the money) is\nNOT, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great grandchild, aunt,\nuncle, sister, brother, niece, nephew, or the spouse of any such relative, and provide the required information for\neach.\nFirst Republic\nBank\n111 Pine Street, San\nFrancisco, CA, 94111, US\n30\n2.350\n2046\nFirst Republic\nBank\n111 Pine Street, San\nFrancisco, CA, 94111, US\n30\n2.350\n2046\nPrimary Residence, on which more than $1,000 was owed as of December 31, 2016, which you were obligated to\npay and where the creditor (person who loaned you the money) is NOT, by blood or marriage, your parent,\ngrandparent, great grandparent, child, grandchild, great grandchild, aunt, uncle, sister, brother, niece, nephew, or\nthe spouse of any such relative?\n31. Identify all mortgages, including home equity and reverse mortgage loans, OTHER than any mortgage on your\nPrimary Residence or any mortgage identified in response to Question 30, on which more than $1,000 was owed as\nof December 31, 2016, and which your spouse and/or any dependent child(ren) residing in your household were\nobligated to pay and where the creditor (person who loaned the money to your spouse and/or dependent child(ren)\nresiding in your household) is NOT, by blood or marriage, your parent, grandparent, great grandparent, child,\ngrandchild, great grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and\nPage 22 of 26\n32. Identify all non-mortgage debts of more than $1,000 that you owed as of December 31, 2016, IF the person to\nwhom you owed the debt is NOT, by blood or marriage, your parent, grandparent, great grandparent, child,\ngrandchild, great grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and\n33. Identify all non-mortgage debts of more than $1,000 that your spouse and/or any dependent child(ren) residing in\nyour household owed as of December 31, 2016, IF the person to whom your spouse and/or any dependent child(ren)\nresiding in your household owed the debt is NOT, by blood or marriage, your parent, grandparent, great grandparent,\nchild, grandchild, great grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and\n34. Identify non-mortgage debts of more than $1,000 which you owed and which were forgiven at any time during\n2016, EXCLUDING debts forgiven by a person who is, by blood or marriage, your parent, grandparent, great\ngrandparent, child, grandchild, great grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any\nsuch relative, and provide the required information for each.\nresiding in your household and were forgiven at any time during 2016, EXCLUDING debts forgiven by a person who\nis, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great grandchild, aunt, uncle,\nPage 23 of 26\n36. Identify any Reimbursements for expenses in excess of $100 provided to you at any time during 2016 by any\nlegislative agent or executive agent (lobbyist).\n36.a Identify any Reimbursements for expenses in excess of $100, other than those identified in response to\nQuestion 36, you received at any time during 2016 from any person having a direct interest in a matter before the\n37. Identify any Reimbursements for expenses in excess of $100 provided to your spouse and/or any dependent\nchild(ren) residing in your household at any time during 2016 by any legislative agent or executive agent (lobbyist).\n37.a Identify any Reimbursements for expenses in excess of $100, other than those identified in response to\nQuestion 36, provided to your spouse and/or dependent child(ren) residing in your household at any time during 2016\nby any person having a direct interest in a matter before the governmental body by which you were or are now\nemployed.\n38. Identify any Gifts and/or Honoraria worth more than $100 provided to you at any time during 2016 by any person\nhaving a direct interest in a matter before a governmental body by which you were or are now employed.\nPage 24 of 26\n39. Identify any Gifts and/or Honoraria worth more than $100 provided to your spouse and/or any dependent\nchild(ren) residing in your household at any time during 2016 by any person having a direct interest in a matter before\nthe governmental body by which you were or are now employed.\n40. Did you, your spouse and/or any dependent child(ren) residing in your household during 2016, own anything that\nyou have not reported on this Statement of Financial Interests because it was held in a Blind Trust during 2016?\nPage 25 of 26\nI, Brian J Shortsleeve, certify under the pains and penalties of perjury that:\nSubmitted: 04/18/2017\nIf you were required to amend your Statement of Financial Interests last year, we encourage you to carefully review your 2016\nPage 26 of 26"]], "columns": ["rowid", "title", "search_1"], "primary_keys": ["rowid"], "primary_key_values": ["2708"], "units": {}, "query_ms": 1.1003315448760986, "source": "State Ethics Commission", "source_url": "https://www.mass.gov/file-or-view-statements-of-financial-interests-sfi", "license": "ODbL", "license_url": "https://opendatacommons.org/licenses/odbl/"}