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sfi.db/filings 10840 Kurt N Schwartz 2016 2016-01-01T00:00:00   1 Statement of Financial Interests for 2016 Schwartz Kurt N (508) 820-2010 kurt.schwartz@massmail.state.ma.us You indicated that you did have a spouse residing in your household during 2016. You indicated that you had no dependent child(ren) residing in your household at any time during 2016. 1. You have indicated that you are a candidate for public office. Select the office for which you are a candidate. Page 1 of 37 provide the required information for that position. If you held more than one public position which requires you to file, identify each position. Massachusetts Emergency Management Agency (MEMA) 400 Worcester Road, Framingham, MA, 01702, US Director 06/01/2010 3. Other than the position(s) identified in Question 2, identify every public position you held, and every public agency to which you provided services, at any time during 2016, whether compensated or not, and whether full- or part-time. services, at any time during 2016, whether compensated or not, and whether full- or part-time. Public Agency Public Agency Name Consultant / Contractor? County Middlesex County Sheriffs Department 296 Treble Cove Road, North Billerica, MA, 01862, US Volunteer Services Provided any time during 2016, whether compensated or not, and whether full- or part-time, and provide the required 6. Identify any Business from which you were on a leave of absence at any time during 2016, and provide its address. Page 2 of 37 7. Identify every Business for which your spouse and/or any dependent child(ren) residing in your household worked as an employee, manager, consultant, or independent contractor at any time during 2016, whether compensated or not, and whether full- or part-time, and provide the required information for each. owned more than 1% of any class of the outstanding stock or similar ownership interest, at any time during 2016, and provide the required information for each. during 2016, and provide the required information for each. Charm Sciences 659 Andover Street, Lawrence, MA, 01843, US dependent child(ren) residing in your household during 2016, and provide the required information for each. 11. Identify any Business in which you served as an officer, director, or trustee, at any time during 2016, whether Page 3 of 37 an officer, director, or trustee, at any time during 2016, whether compensated or not, and whether full- or part-time, and provide the required information for each. 13. Identify all Real Estate in Massachusetts which you owned directly or through a Business as of December 31, 2016, and which had an assessed value greater than $1,000, and provide the required information for each Real F, S/C 9 Forever Wild Way, Edgartown, MA, 02539, US F, S/C 33 Woodsneck Road, Orleans, MA, 02653, US F, S/C and/or any dependent child(ren) residing in your household owned directly or through a Business as of December 31, 2016, and which had an assessed value greater than $1,000, and provide the required information for each Real Page 4 of 37 15. Identify any Trust of which you were a beneficiary and which owned Real Estate in Massachusetts as of December 31, 2016, with an assessed value greater than $1,000, and provide the required information for each such Trust and Real Estate holding. 16. Other than the Real Estate identified in Question 15, identify any Trust of which your spouse and/or any dependent child(ren) residing in your household was a beneficiary and which owned Real Estate in Massachusetts as of December 31, 2016, with an assessed value greater than $1,000, and provide the required information for each such Trust and Real Estate holding. 17. Identify any Real Estate in Massachusetts with an assessed value greater than $1,000, that was transferred to another person or entity by you, or by a Trust of which you were a beneficiary, at any time during 2016, and provide the required information for each Real Estate holding. Name of Trust Real Estate Address Transferee Name Transferee Address 8 Boldwater Road, Edgartown, MA, 02539, US F, S/C Wason, Robert A 210 Malaga Avenue, Birmingham, AL, 35209, US Page 5 of 37 18. Other than the Real Estate identified in Question 17, identify any Real Estate in Massachusetts with an assessed value greater than $1,000, that was transferred to another person or entity by your spouse and/or any dependent child(ren) residing in your household, or by a Trust of which your spouse and/or any dependent child(ren) residing in your household was a beneficiary, at any time during 2016, and provide the required information for each piece of Real Estate transferred. 19. Identify any Real Estate in Massachusetts with an assessed value greater than $1,000, on which, as of December 31, 2016, you, or a Trust of which you were a beneficiary, had a lien, attachment, or mortgage receivable, and provide the required information for each. 20. Other than the Real Estate identified in Question 19, identify any Real Estate in Massachusetts with an assessed value greater than $1,000, on which, as of December 31, 2016, your spouse and/or any dependent child(ren) residing in your household, or a Trust of which your spouse and/or any dependent child(ren) residing in your household, had a lien, attachment, or mortgage receivable, and provide the required information for each. Page 6 of 37 agencies, and authorities, which you owned directly or through a Business, as of December 31, 2016, and which had a fair market value as of that date greater than $1,000, and provide the required information for each such investment. Name of Bond/ Other Security Description of Investment Income from Investment Massachusetts ST Dev Fin Agy (Caregroup) F, S/C Bond $1,001 to 5,000 Massachusetts St Dev Fin Agy (Dexter-Southfield) F, S/C Bond $1,001 to 5,000 Massachusetts Housing Fin Agy F, S/C Bond $1,001 to 5,000 Massachusetts St Hsg Fin Agy F, S/C Bond $1,001 to 5,000 Massachusetts ST HSG Fin Agy (Single Family Revenue) F, S/C Bond $1,001 to 5,000 Page 7 of 37 Somerville MA F, S/C Bond $1,001 to 5,000 barnstable massachusetts F, S/C Bond $1,001 to 5,000 massachusetts general obligation bond F, S/C Bond $1,001 to 5,000 Haverhill Municipal Bond F, S/C Bond $5,001 to 10,000 Massachusetts Health & Education Harvard University F, S/C Bond $5,001 to 10,000 22. Other than the bonds or other securities identified in Question 21, identify every bond or other security issued by the Commonwealth of Massachusetts or its political subdivisions, agencies, and authorities, which your spouse and/or any dependent child(ren) residing in your household owned directly or through a Business, as of December 31, 2016, and which had a fair market value as of that date greater than $1,000, and provide the required information for each such investment. Page 8 of 37 agencies, and authorities, which was owned as of December 31, 2016, by a Trust of which you were a beneficiary, whether directly or through a Business, and which had a fair market value as of that date greater than $1,000, and provide the required information for each such investment. agencies, and authorities, which was owned as of December 31, 2016, by a Trust of which your spouse and/or any dependent child(ren) residing in your household was a beneficiary, whether directly or through a Business, and which had a fair market value as of that date greater than $1,000, and provide the required information for each such investment. Page 9 of 37 25. Identify every Financial Investment that you owned directly or through a Business as of December 31, 2016, and which had a fair market value as of that date greater than $1,000, and provide the required information for each. Name of Issuer O'Reilly Automotive, Inc. - Common Stock(ORLY) F, S/C Viacom Inc. Class B Common Stock(VIAB) F, S/C Altria Group, Inc.(MO) F, S/C The Kraft Heinz Company - Common Stock(KHC) F, S/C Mondelez International, Inc. - Class A Common Stock(MDLZ) F, S/C Pepsico, Inc. Common Stock(PEP) F, S/C Description of Investment Principal Place of Business or State of Incorporation Page 10 of 37 Philip Morris International Inc Common Stock(PM) F, S/C Chevron Corporation Common Stock(CVX) F, S/C ConocoPhillips Common Stock(COP) F, S/C Devon Energy Corporation Common Stock(DVN) F, S/C Phillips 66 Common Stock(PSX) F, S/C Ameriprise Financial, Inc. Common Stock(AMP) F, S/C BB&T Corporation Common Stock(BBT) F, S/C Citigroup Inc. C-Tracks ETN Miller/Howard Strategic Dividend Reinvestors Due 9/16/2014(DIVC) F, S/C Page 11 of 37 JP Morgan Chase & Co. Common Stock(JPM) F, S/C Wells Fargo & Company Common Stock(WFC) F, S/C Abbott Laboratories Common Stock(ABT) F, S/C AbbVie Inc. Common Stock(ABBV) F, S/C Johnson & Johnson Common Stock(JNJ) F, S/C Pfizer, Inc. Common Stock(PFE) F, S/C Danaher Corporation Common Stock(DHR) F, S/C Dover Corporation Common Stock(DOV) F, S/C Page 12 of 37 Engility Holdings, Inc. Common Stock(EGL) F, S/C General Electric Company Common Stock(GE) F, S/C L-3 Communications Holdings, Inc. Common Stock(LLL) F, S/C Lockheed Martin Corporation Common Stock(LMT) F, S/C United Technologies Corporation Common Stock(UTX) F, S/C Aviat Networks, Inc. - Common Stock(AVNW) F, S/C Cisco Systems, Inc. - Common Stock(CSCO) F, S/C Harris Corporation Common Stock(HRS) F, S/C Page 13 of 37 International Business Machines Corporation Common Stock(IBM) F, S/C Knowles Corporation Common Stock(KN) F, S/C Microsoft Corporation Common Stock(MSFT) F, S/C Texas Instruments Incorporated Common Stock(TXN) F, S/C Praxair, Inc. Common Stock(PX) F, S/C Dominion Resources, Inc. Common Stock(D) F, S/C Entergy Corporation Common Stock(ETR) F, S/C Artisan Global Opportunities Fd Insti Shs(APHRX) F, S/C Page 14 of 37 iShares MSCI Emerging Index Fund(EEM) F, S/C iShares MSCI EAFE ETF(EFA) F, S/C iShares Russell 2000 Value ETF(IWN) F, S/C iShares Currency Hedged MSCI EAFE ETF(HEFA) F, S/C SPDR S&P 500(SPY) F, S/C Vanguard Index Trust 500 Index Fund(VFINX) F, S/C United States Treasury Trust Class K(UTKXX) F, S/C BlackRock Funds II, Strategic Opportunities Ptf Institutional(BS IIX) F, S/C Page 15 of 37 PIMCO All Asset Fund Institutional Class(PAAIX) F, S/C PIMCO Municipal Bond Fund P Class(PMUPX) F, S/C Acadian Emerging Market Portfolio Instl Cl(AEMGX) F, S/C BlackRock Total Return Fund BlackRock Class(MPHQX) F, S/C BlackRock Large Cap Core Fund Service Class(MSLRX) F, S/C BlackRock Basic Value A(MDBAX) F, S/C Blackrock Capital and Income Fund, Inc.(CII) F, S/C BlackRock Strategic Municipal Opportunities Fund Institutional Cl(MAMTX) F, S/C Page 16 of 37 PIMCO Fds, Pacific Inv Management Ser All Asset All Authority Fd Insti(PAUIX) F, S/C Alice, TX F, S/C Bond Texas Box 3229, Alice, TX, 78333, US Bexas County, Texas F, S/C Bond Texas Bexar County Housing Corp, 101 West Nueva, San Antonio, TX, 78205, US Chicago, Illinois F, S/C Bond Illinois Dept. of Aviation, 10510 W. Zemke Rd, Chicago, IL, 60666, US College of Charleston, SC F, S/C Bond South Carolina 66 George Street, Charleston, SC, 29424, US Connecticut Housing Finance Auth F, S/C Bond Connecticut 909 West Street, Rocky Hill, CT, 06067, US Cook County, Ill F, S/C Bond Illinois 114 West 144th Street, Riverdale, IL, 60827, US District of Columbia Ballpark F, S/C Bond District of Columbia 1101 4th Street, NW, Suite 850, Washington, DC, 20024, US Page 17 of 37 Dublin, CA F, S/C Bond California Dublin School District, 7471 Larkdale Avenue, Dublin, CA, 94568, US E. Hempfield Township, PA F, S/C Bond Pennsylvania 1700 Nissley Road, Box 128, Landsville, PA, 17538, US East Point, GA F, S/C Bond Georgia 2777 East Point Street, East Poing, GA, 30344, US City of Farmington, NM F, S/C Bond New Mexico 800 Municipal Drive, Farmington, NM, 87401, US City of Gatesville, TX F, S/C Bond City of Gatesville, TX 110 North 8th Street, Gatesville, TX, 76528, US Georgia State Housing Authority F, S/C Bond Georgia 60 Executive Park South, Atlanta, GA, 30329, US State of Hawaii Housing & FInance Dev. F, S/C Bond Hawaii 677 Queen Street, Honolulu, HI, 96813, US Illinois Finance Authority F, S/C Bond Illinois 160 North Lasalle Street, Sute S-1000, Chicago, IL, 60601, US Page 18 of 37 Illinois Sports Facilities Authority F, S/C Bond Illinois 333 West 35th Street, Chicago, IL, 60616, US Kankakee, IL F, S/C Bond Illinois 304 South India Avenue, Kankakee, IL, 60901, US Lake County Community College, OH F, S/C Bond Ohio 7700 Clocktower Drive, Kirtland, OH, 44094, US Louisiana Public Facilities Authority F, S/C Bond Louisiana 2237 S. Acadian Thruway, Suite 650, Baton Rouge, LA, 70808, US Maine Housing Authority F, S/C Bond Maine 353 Water Street, Box 2669, Augusta, ME, 04338, US Maine State Housing Authority F, S/C Bond Maine 353 Water Street, Augusta, ME, 04338, US Mayfield Ohio F, S/C Bond Ohio 1101 SOM Center Road, Mayfield Heights, OH, 44124, US McKeesport School District F, S/C Bond Pennsylvania 3590 O'Neil Blvd, McKeesport, PA, 15132, US Page 19 of 37 Metropolitan Pier & Exp. Authority F, S/C Bond Illinois 301 East Cermack, Chicago, IL, 60616, US Michigan Finance Authority F, S/C Bond Michigan 430 W. Allegan Street, Lansing, MI, 49922, US Michigan State Housing Dev Authority F, S/C Bond Michigna 735 E. Michigan Avenue, Box 30044, Lansing, MI, 48922, US Michigan Hospital Finance Authority F, S/C Bond Michigan 430 W. Allegan Street, Lansing, MI, 48922, US Minnesota Housing Finance Auth F, S/C Bond Minnesota 400 Sibley Street, St. Paul , MN, 55101, US Mississippi Home Corporation F, S/C Bond Mississippi 735 Riverside Drive, Jackson, MS, 39202, US Monterra Community Development District F, S/C Bond Florida 5701 N. Pine Island Road, Fort Lauderdale, FL, 33321, US New Mexico Mortgage Finance Authority F, S/C Bond New Mexico One Aberdeen Square, Aberdeen, NJ, 07747, US Page 20 of 37 New York Mortgage Agency F, S/C Bond New York 641 Lexington Avenue, New York, NY, 10022, Northeast Metro School District F, S/C Bond Minnesota 2540 County Road F East, White Bear Lake, MN, 55110, US Oregon Econ & Comm Dev Dept F, S/C Bond Oregon 775 Summer Street NE, Salem, OR, 97301, US Pennsylvania Housing Finance Agency F, S/C Bond Pennsylvania 211 North Front Street, Harrisburg, PA, 17101, US Puerto Rico Hospital F, S/C Bond Puerto Rico Minillas Government Center, De Diego Avenue, Stop 22, San Juan, PR, 00940, US Ravenna Ohio School District F, S/C Bond Ohio One Aberdeen Square, Aberdeen, NJ, 07747, US Richmond Hospital Authority F, S/C Bond Indiana 50 North Street, Richmond , IN, 47374, US St. Clair County School District F, S/C Bond Illinois 1005 State Street, E. St. Louis, IL, 62201, US Page 21 of 37 Sangamon County School District F, S/C Bond Illinois Ball Chatham, Chatham, IL, 62629, US Shepherd Public Schools F, S/C Bond Michigan 258 W. Wright Ave., Shepherd, MI, 48883, US Taylor Brownfield Redevel Authority F, S/C Bond Michigan 23555 Goddard Road, Taylor, MI, 48180, US Tennessee Housing Dev Authority F, S/C Bond Tennessee Andrew Jackson Bldg 3rd Flr, 502 Deaderick Street, Nashville, TN, 37243, US Texas Dept. Transportation F, S/C Bond Texas 125 E. 11th Street, Austin, TX, 78701, US Vermont Housing Finance Agency F, S/C Bond Vermont 164 St. Pual Street, Burlington , VT, 05401, US Virginia State Housing Dev Authority F, S/C Bond Virginia 601 S. Belvidere Street, Richmond, VA, 23220, US Walton Verona Independent School Dist F, S/C Bond Kentucky 16 School Road, Walton, KY, 41094, US Page 22 of 37 Wisconsin Health & Education Facilities F, S/C Bond Wisconsin 18000 W. Sarah Lane, Brookfield, WI, 53045, US Akron Ohio F, S/C Bond Ohio 166 South High Street, Akron, OH, 44308, US State of California F, S/C Bond California 915 Capitol Mall, Sacramento, CA, 95814, US Chicago, Ill F, S/C Bond Illinois 33 North Lasalle Street, Chicago, IL, 60602, US Chicago Wastewater Dept F, S/C Bond Illinois 33 North Lasalle Street, Chicago, IL, 60602, US Cincinnatti School District F, S/C Bond Ohio 2651 Burnet Avenue, Cincinnatti, OH, 45219, US Colorado Health Facilities Auth F, S/C Bond Colorado 3033 East 1st Avenue, Denver, CO, 80206, US Commonwealth Financing Authority F, S/C Bond Pennsylvania 400 North Street, Harisburg, PA, 17120, US Page 23 of 37 Cook County, Illinois F, S/C Bond Illinois 118 North Clark Street, Chicago, IL, 60602, US Cypress Fairbanks F, S/C Bond Texas 10300 Jones Road, Houston, TX, 77065, US Dekalb Conty Water & Sewer Auth F, S/C Bond Georgia 330 W. Ponce de Leon Avenue, Decatur, GA, 30080, US Delaware Valley Finance Auth F, S/C Bond Pennsylvania 1811 Bethlehem Pike, Fourtown, PA, 19081, US FYI PPTY Washington Lease District F, S/C Bond Washington 1218 3rd Avenue, Seattle, WA, 98101, US Florida Dept of Environment F, S/C Bond Florida 3900 Commonwealth Avenue, Tallahasee, FL, 32399, US State of Illinois F, S/C Bond Illinois 100 W. Randolph, Chicago, IL, 60601, US Louisville Gas and Electric F, S/C Bond Kentucky 220 West Main Street, Louisville, KY, 40202, US Page 24 of 37 Metropolitan Atlanta Transit Auth F, S/C Bond Georgia 2424 Piedmont Street, Atlanta, GA, 30324, US Metropolitan Transit Authority F, S/C Bond New York 347 Madison Avenue, New York, NY, 10017, Miami Dade County Expressway F, S/C Bond Florida 3790 Northwest 21st Street, Miami, FL, 38142, US Miami Dade County Water and Sewer F, S/C Bond Florida 3071 SW 38th Avenue, Miami, FL, 33146, US Michigan Trunk Line F, S/C Bond Michigan 430 W. Allegan Street, Lansing, MI, 48922, US State of Mississippi F, S/C Bond Mississippi Box 138, Jackson, MS, 39205, US Nebraska Municipal Energy F, S/C Bond Nebraska 8377 Glynoaks Drive, Lincoln, NE, 68508, US New Jersey Transportation Auth F, S/C Bond New Jersey Box 600, Trenton, NJ, 08625, US Page 25 of 37 New Mexico Severance Tax Ser F, S/C Bond New Mexico 41 Plaza la Prensa, Santa Fe, NM, 87507, New York Dormitory Authority F, S/C Bond New York 515 Broadway, Albany, NY, 12207, US State of North Carolina F, S/C Bond North Carolina 325 N. Salisbury Street, Raleigh, NC, 27608, US North Fort Bend Water Auth F, S/C Bond Texas 13402 Bellaire Blvd, Houston , TX, 77083, US Northern Arizona University F, S/C Bond Arizona South San Francisco Street, Flagstaff, AZ, 86011, US State of Ohio F, S/C Bond Ohio Office of Budget & Mgt, 30 E. Broad Street, Columbus, OH, 43215, US Pasco County School District F, S/C Bond Florida 7227 Land O'Lakes Blvd, Land O Lakes, FL, 34638, US Pennsylvania Higher Education -- Drexel Univ F, S/C Bond Pennsylvania 3141 Chestnut Street, Philadelphia, PA, 19104, US Page 26 of 37 Pennsylvania State University F, S/C Bond Pennsylvania 201 Old Main Street, University Park, PA, 16802, US Philadelphia Water & Wastewater F, S/C Bond Pennsylvania 1401 John F Kennedy Blvd, Philadelphia, PA, 19102, US Pima County Sewer System F, S/C Bond Arizona 115 N. Church Ave, Tucson, AZ, 85701, US Port of Seattle F, S/C Bond Washington 2711 Alaskan Way, Seattle, WA, 98121, US Denver Regional Transit Auth F, S/C Bond Colorado 1600 Blake Street, Denver, CO, 80202, US St Lucie County F, S/C Bond Florida 2300 Virginia Ave, Fort Pierce, FL, 34982, US San Antonio Texas Schools F, S/C Bond Texas 145 Navarro Street, San Antonio, TX, 78296, US San Mateo County F, S/C Bond California 3401 CSM Drive, San Mateo, CA, 94402, US Page 27 of 37 Texas Transportation F, S/C Bond Texas 125 E. 11th Street, Austin, TX, 78701, US University of Idaho F, S/C Bond Idaho Box 444264, Moscow, ID, 83844, US State of Washington F, S/C Bond Washington Legislative Building, Box 4020, Olympia, WA, 98504, US Washoe County School Dist F, S/C Bond Nevada 425 E. 9th Street, Reno, NV, 89512, US Will County Forest Preservation F, S/C Bond Illinois 17540 W. Laraway Road, Joilet, IL, 60433, US Wisconsin Health & Education Facilities F, S/C Bond Wisconsin Ascension Health Credit Group, 4600 Edmundson Road, St Louis, MO, 63134, US PIMCO Municipal Bond Fund P Class(PMUPX) F, S/C Indiana State Finance Authority F, S/C Bond Indiana One North Capitol, Indianapolis, IN, 46204, US Page 28 of 37 New York State Housing Finance Authority F, S/C Bond New York 641 Lexington Avenue, New York, NY, 10022, Oregon State F, S/C Bond Oregon 900 Court Street, Salem, OR, 97301, US State of Texas F, S/C Bond Texas 300 W. 15th Street, Austin, TX, 78701, US Tuloso Midway School District F, S/C Bond Texas 970 La Branch, Corpus Christi, TX, 78410, US Wyoming Community Development Authority F, S/C Bond Wyoming 155 N. Beech Street, Casper, WY, 82602, US Chicago Metropolitan Water District F, S/C Bond Illinois 100 E. Erie Street, Chicago, IL, 60611, US State of Michigan F, S/C Bond Michigan 430 W. Allegan Street, Lansing, MI, 48922, US Minneapolis F, S/C Bond Minnesota 350 S. 5th Street, Minneapolis, MN, 55415, US Page 29 of 37 New York City F, S/C Bond New York City Hall Park, New York, NY, 10007, US Whittier California F, S/C Bond California 13230 Penn Street, Whittier, CA, 90602, US Aberdeen New Jersey F, S/C Bond New Jersey 1 Aberdeen Square, Aberdeen, NJ, 07747, US BlackRock Long-Term Municipal Advantage Trust BlackRock Long-Term Municipal Advantage Trust Common Shares of Beneficial Interest(BTA) F, S/C Dreyfus Strategic Municipals, Inc. Common Stock(LEO) F, S/C Dreyfus Strategic Municipal Bond Fund, Inc. Common Stock(DSM) F, S/C Invesco Municipal Trust Common Stock(VKQ) F, S/C Invesco Trust for Investment Grade Municipals Common Stock (DE)(VGM) F, S/C Page 30 of 37 Invesco Municipal Opportunity Trust Common Stock(VMO) F, S/C Invesco Advantage Municipal Income Trust II Common Shares of Beneficial Interest (DE) (VKI) F, S/C Invesco Quality Municipal Income Trust Common Stock(IQI) F, S/C Pepsico, Inc. Common Stock(PEP) F, S/C BlackRock Global Alloc I(MALOX) F, S/C iShares Currency Hedged MSCI EAFE ETF(HEFA) F, S/C SPDR S&P 500(SPY) F, S/C Vanguard Emerging Markets Stock Index Fd Admiral Shs(VEMAX) F, S/C Page 31 of 37 iShares North American Natural Resources ETF(IGE) F, S/C BlackRock International A(MDILX) F, S/C 26. Other than the Financial Investments identified in Question 25, identify every Financial Investment that your spouse and/or any dependent child(ren) residing in your household owned directly or through a Business as of December 31, 2016, and which had a fair market value as of that date greater than $1,000, and provide the required information for each. For any Financial Investment not included on the drop-down list of publicly traded stock, you must provide the issuer's principal place of business or state of incorporation as well as its address. 27. Identify every Financial Investment that was owned as of December 31, 2016, by a Trust of which you were a beneficiary, and which had a fair market value as of that date greater than $1,000, and provide the required information for each. For any Financial Investment not included on the drop-down list of publicly traded stock, you must provide the issuer's principal place of business or state of incorporation as well as its address. 28. Other than the Financial Investments identified in Question 27, identify every Financial Investment that was owned as of December 31, 2016, by a Trust of which your spouse and/or any dependent child(ren) residing in your household was a beneficiary, and which had a fair market value as of that date greater than $1,000, and provide the required information for each. For any Financial Investment not included on the drop-down list of publicly traded stock, you must provide the issuer's principal place of business or state of incorporation as well as its address. Page 32 of 37 29. Identify all mortgages, including home equity and reverse mortgage loans, on your Primary Residence, on which more than $1,000 was owed as of December 31, 2016, where the creditor (person who loaned you the money) is NOT, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and provide the required information for each. Primary Residence, on which more than $1,000 was owed as of December 31, 2016, which you were obligated to pay and where the creditor (person who loaned you the money) is NOT, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative? 31. Identify all mortgages, including home equity and reverse mortgage loans, OTHER than any mortgage on your Primary Residence or any mortgage identified in response to Question 30, on which more than $1,000 was owed as of December 31, 2016, and which your spouse and/or any dependent child(ren) residing in your household were obligated to pay and where the creditor (person who loaned the money to your spouse and/or dependent child(ren) residing in your household) is NOT, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and Page 33 of 37 32. Identify all non-mortgage debts of more than $1,000 that you owed as of December 31, 2016, IF the person to whom you owed the debt is NOT, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and 33. Identify all non-mortgage debts of more than $1,000 that your spouse and/or any dependent child(ren) residing in your household owed as of December 31, 2016, IF the person to whom your spouse and/or any dependent child(ren) residing in your household owed the debt is NOT, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and 34. Identify non-mortgage debts of more than $1,000 which you owed and which were forgiven at any time during 2016, EXCLUDING debts forgiven by a person who is, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and provide the required information for each. residing in your household and were forgiven at any time during 2016, EXCLUDING debts forgiven by a person who is, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great grandchild, aunt, uncle, Page 34 of 37 36. Identify any Reimbursements for expenses in excess of $100 provided to you at any time during 2016 by any legislative agent or executive agent (lobbyist). 36.a Identify any Reimbursements for expenses in excess of $100, other than those identified in response to Question 36, you received at any time during 2016 from any person having a direct interest in a matter before the 37. Identify any Reimbursements for expenses in excess of $100 provided to your spouse and/or any dependent child(ren) residing in your household at any time during 2016 by any legislative agent or executive agent (lobbyist). 37.a Identify any Reimbursements for expenses in excess of $100, other than those identified in response to Question 36, provided to your spouse and/or dependent child(ren) residing in your household at any time during 2016 by any person having a direct interest in a matter before the governmental body by which you were or are now employed. 38. Identify any Gifts and/or Honoraria worth more than $100 provided to you at any time during 2016 by any person having a direct interest in a matter before a governmental body by which you were or are now employed. Page 35 of 37 39. Identify any Gifts and/or Honoraria worth more than $100 provided to your spouse and/or any dependent child(ren) residing in your household at any time during 2016 by any person having a direct interest in a matter before the governmental body by which you were or are now employed. 40. Did you, your spouse and/or any dependent child(ren) residing in your household during 2016, own anything that you have not reported on this Statement of Financial Interests because it was held in a Blind Trust during 2016? Page 36 of 37 I, Kurt N Schwartz, certify under the pains and penalties of perjury that: Submitted: 04/27/2017 If you were required to amend your Statement of Financial Interests last year, we encourage you to carefully review your 2016 Page 37 of 37