search_index: sfi.db/filings, 19093
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| type | key | title | timestamp | category | is_public | search_1 | search_2 | search_3 |
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| sfi.db/filings | 19093 | Joseph M Shields 2018 | 2018-01-01T00:00:00 | 1 | Statement of Financial Interests for 2018 Shields Joseph M (617) 521-7407 joseph.shields@mass.gov You indicated that you did have a spouse residing in your household during 2018. You indicated that you had no dependent child(ren) residing in your household at any time during 2018. Page 1 of 21 provide the required information for that position. If you held more than one public position which requires you to file, identify each position. Division of Insurance (DOI) Member, Board of Appeals 07/25/2011 $60,001 to 100,000 Division of Insurance (DOI) Member, Board of Appeals 07/25/2011 $60,001 to 100,000 Division of Insurance (DOI) 1000 Washingtaon Street, Boston, MA, 02118, US Member, Board of Appeal 07/25/2011 $60,001 to 100,000 Division of Insurance (DOI) 1000 Washington Street, Boston, MA, 02118 6200, Member, Board of Appeal 07/25/2011 $60,001 to 100,000 Division of Insurance (DOI) 1000 Washington Street, Boston, MA, 02118, US Member, Board of Appeal 07/25/2011 $60,001 to 100,000 Division of Insurance (DOI) 1000 Washington Street, Boston, MA, 02118 6200, Member, Board of Appeal 07/25/2011 $60,001 to 100,000 3. Other than the position(s) identified in Question 2, identify every public position you held, and every public agency to which you provided services, at any time during 2018, whether compensated or not, and whether full- or part-time. Page 2 of 21 services, at any time during 2018, whether compensated or not, and whether full- or part-time. any time during 2018, whether compensated or not, and whether full- or part-time, and provide the required 6. Identify any Business from which you were on a leave of absence at any time during 2018, and provide its address. Page 3 of 21 7. Identify every Business for which your spouse and/or any dependent child(ren) residing in your household worked as an employee, manager, consultant, or independent contractor at any time during 2018, whether compensated or not, and whether full- or part-time, and provide the required information for each. Newton Wellesley Hospital Washington Street, Newton, MA, 02462, US Employee Newton Wellesley Hospital Washington Street, Newton, MA, 02462, US Employee Newton Wellesly Hospital Washington Street, Newton, MA, 02462, US Employee Newton Wellesly Hospital Washington Street, Newton, MA, 02462, US Employee Newton Weaselly Hospital Washington Street, Newton, MA, 02462, US Employee owned more than 1% of any class of the outstanding stock or similar ownership interest, at any time during 2018, and provide the required information for each. Percentage of stock Law office of Joseph M. Shields 176 School Street, Framingham, MA, 01701, US 100% Less than $1,001 Law Office of Joseph M. Shields 176 School Street, Framingham, MA, 01701, US 100% Law office of Joseph M. Shields 176 School Street, Framingham, MA, 01701, US 100% Less than $1,001 Page 4 of 21 during 2018, and provide the required information for each. dependent child(ren) residing in your household during 2018, and provide the required information for each. Page 5 of 21 11. Identify any Business in which you served as an officer, director, or trustee, at any time during 2018, whether Marian High school Union Avenue, Framingham, MA, 01702, US Trustee Marian High school Union Avenue, Framingham, MA, 01702, US Trustee Marian High School Union Avenue, Framingham, MA, 01702, US Trustee Framingham CYO 176 School Street, Framingham, MA, 01701, US Officer Marian High School Union Avenue, Framingham, MA, 01702, US Trustee Framingham CYO 176 School Street, Framingham, MA, 01701, US Director Marian High School Union Avenue, Framingham, MA, 01702, US Trustee Framingham CYO 176 School Street, Framingham, MA, 01701, US Officer Page 6 of 21 an officer, director, or trustee, at any time during 2018, whether compensated or not, and whether full- or part-time, and provide the required information for each. Mary Ann Morse Health Care Corp 747 Water Street, Framingham, MA, 01701, US Trustee Mary Ann Morse Health Care Corp. 747 Water Street, Framingham, MA, 01701, US Trustee Mary Ann Morse Health Care Corp 747 Water Street, Framingham, MA, 01701, US Trustee 13. Identify all Real Estate in Massachusetts which you owned directly or through a Business as of December 31, 2018, and which had an assessed value greater than $1,000, and provide the required information for each Real Page 7 of 21 and/or any dependent child(ren) residing in your household owned directly or through a Business as of December 31, 2018, and which had an assessed value greater than $1,000, and provide the required information for each Real 15. Identify any Trust of which you were a beneficiary, and which owned Real Estate in Massachusetts as of December 31, 2018, with an assessed value greater than $1,000, and provide the required information for each such Trust and Real Estate holding. Name of Trust Transferor Real Estate Address Beneficiary F, S/C F, S/C F, S/C F, S/C 16. Other than the Real Estate identified in Question 15, identify any Trust of which your spouse and/or any dependent child(ren) residing in your household was a beneficiary, and which owned Real Estate in Massachusetts as of December 31, 2018, with an assessed value greater than $1,000, and provide the required information for each such Trust and Real Estate holding. Page 8 of 21 17. Identify any Real Estate in Massachusetts with an assessed value greater than $1,000, that was transferred to another person or entity by you, or by a Trust of which you were a beneficiary, at any time during 2018, and provide the required information for each Real Estate holding. 18. Other than the Real Estate identified in Question 17, identify any Real Estate in Massachusetts with an assessed value greater than $1,000, that was transferred to another person or entity by your spouse and/or any dependent child(ren) residing in your household, or by a Trust of which your spouse and/or any dependent child(ren) residing in your household was a beneficiary, at any time during 2018, and provide the required information for each piece of Real Estate transferred. 19. Identify any Real Estate in Massachusetts with an assessed value greater than $1,000, on which, as of December 31, 2018, you, or a Trust of which you were a beneficiary, had a lien, attachment, or mortgage receivable, and provide the required information for each. Page 9 of 21 20. Other than the Real Estate identified in Question 19, identify any Real Estate in Massachusetts with an assessed value greater than $1,000, on which, as of December 31, 2018, your spouse and/or any dependent child(ren) residing in your household, or a Trust of which your spouse and/or any dependent child(ren) residing in your household, had a lien, attachment, or mortgage receivable, and provide the required information for each. agencies, and authorities, which you owned directly or through a Business, as of December 31, 2018, and which had a fair market value as of that date greater than $1,000, and provide the required information for each such investment. 22. Other than the bonds or other securities identified in Question 21, identify every bond or other security issued by the Commonwealth of Massachusetts or its political subdivisions, agencies, and authorities, which your spouse and/or any dependent child(ren) residing in your household owned directly or through a Business, as of December 31, 2018, and which had a fair market value as of that date greater than $1,000, and provide the required information for each such investment. Page 10 of 21 agencies, and authorities, which was owned as of December 31, 2018, by a Trust of which you were a beneficiary, whether directly or through a Business, and which had a fair market value as of that date greater than $1,000, and provide the required information for each such investment. agencies, and authorities, which was owned as of December 31, 2018, by a Trust of which your spouse and/or any dependent child(ren) residing in your household was a beneficiary, whether directly or through a Business, and which had a fair market value as of that date greater than $1,000, and provide the required information for each such investment. 25. Identify every Financial Investment that you owned directly or through a Business as of December 31, 2018, and which had a fair market value as of that date greater than $1,000, and provide the required information for each. 26. Other than the Financial Investments identified in Question 25, identify every Financial Investment that your spouse and/or any dependent child(ren) residing in your household owned directly or through a Business as of December 31, 2018, and which had a fair market value as of that date greater than $1,000, and provide the required information for each. For any Financial Investment not included on the drop-down list of publicly traded stock, you must provide the issuer's principal place of business or state of incorporation as well as its address. Page 11 of 21 27. Identify every Financial Investment that was owned as of December 31, 2018, by a Trust of which you were a beneficiary, and which had a fair market value as of that date greater than $1,000, and provide the required information for each. For any Financial Investment not included on the drop-down list of publicly traded stock, you must provide the issuer's principal place of business or state of incorporation as well as its address. Name of Issuer Beneficiary MFS Lifetime 2030 Fund Class B(MLTBX) MFS Lifetime 2030 Fund Class A(MLTAX) Putnam Capital Spectrum Fund Y Share(PVSYX) SPDR S&P 500 Value ETF (based on S&P 500 Value Index--symbol: SVX)(SPYV) Ivy Municipal High Income Class I(WYMHX) MFS International Diversification Fund Class I(MDIJX) Description of Investment Principal Place of Business or State of Incorporation Issuer Address Name of Trust Page 12 of 21 MFS International Value Fund Class I(MINIX) Vanguard High Dividend Yield Index Fd Investor Shs(VHDYX) Voya Global Real Estate Fund Class W(IRGWX) JPMorgan Mid-Cap Equity Fund Select Class(VSNGX) Oppenheimer International Small Company Fund Class Y(OSMYX) Copeland Risk Managed Dividend Growth Fund Class C(CDCRX) Vanguard Health Care ETF DNQ(VHT) Page 13 of 21 Nicholas Fd(NICSX) Joseph M. Shields Living Trust Fidelity Advisor Fund: Class I(FHEIX) Joseph M. Shields Living Trust Deutsche Global Infrastructure Fund Class S(TOLSX) Joseph M. Shields Life Trust Vanguard Health Care Fund Admiral Shares(VGHAX) Jospeh M. Shields life trust Vanguard High Dividend Yield ETF - DNQ(VYM) Joseph M. Shields life trust Page 14 of 21 28. Other than the Financial Investments identified in Question 27, identify every Financial Investment that was owned as of December 31, 2018, by a Trust of which your spouse and/or any dependent child(ren) residing in your household was a beneficiary, and which had a fair market value as of that date greater than $1,000, and provide the required information for each. For any Financial Investment not included on the drop-down list of publicly traded stock, you must provide the issuer's principal place of business or state of incorporation as well as its address. Name of Issuer Description of Investment Principal Place of Business or State of Incorporation Issuer Address Name of Trust Columbia Dividend Opportunity Fd Cl R4(CDORX) Goldman Sachs Strategic Income Fund Insti Shares(GSZIX) Voya Real Estate Fund Class W(IREWX) Wells Fargo Adv Fd, Small/Mid Cap Value Class A(WFVAX) Deutsche Global Infrastructure Fund Class S(TOLSX) SPDR S&P 500(SPY) Page 15 of 21 Nicholas Fd(NICSX) Ivy Municipal High Income Class I(WYMHX) Fidelity Advisor Real Estate Fund Class C(FHECX) Wells Fargo & Company Common Stock(WFC) Vanguard Health Care Fund Admiral Shares(VGHAX) MFS International Value Fund Class I(MINIX) SPDR S&P 500 Value ETF (based on S&P 500 Value Index-symbol: SVX) (SPYV) Joseph M. Shields Life Trust Page 16 of 21 29. Identify all mortgages, including home equity and reverse mortgage loans, on your Primary Residence, on which more than $1,000 was owed as of December 31, 2018, where the creditor (person who loaned you the money) is <u>not</u>, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great-grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and provide the required information U.S. BANK HOME MORTGAGE 30 YEAR 4.375 2041 U. S. Bank Home Mortgage 30 year 4.375 2041 U. S. Bank Mortgage 30 year 4.375 2041 United States Home Mortgage 30 years 4.375 2041 30. Did you have a mortgage, including a home equity or reverse mortgage loan, on any property <u>OTHER</u> than your Primary Residence, on which more than $1,000 was owed as of December 31, 2018, which you were obligated to pay and where the creditor (person who loaned you the money) is <u>NOT</u>, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great-grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative? Page 17 of 21 31. Identify all mortgages, including home equity and reverse mortgage loans, <u>other</u> than any mortgage on your Primary Residence or any mortgage identified in response to Question 30, on which more than $1,000 was owed as of December 31, 2018, and which your spouse and/or any dependent child(ren) residing in your household were obligated to pay and where the creditor (person who loaned the money to your spouse and/or dependent child(ren) residing in your household) is <u>not</u>, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great-grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and provide the required information for each. 32. Identify all non-mortgage debts of more than $1,000 that you owed as of December 31, 2018, IF the person to whom you owed the debt is <u>not</u>, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great-grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and 33. Identify all non-mortgage debts of more than $1,000 that your spouse and/or any dependent child(ren) residing in your household owed as of December 31, 2018, <u>if</u> the person to whom your spouse and/or any dependent child(ren) residing in your household owed the debt is <u>not</u>, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great-grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and provide the required information for each. 34. Identify non-mortgage debts of more than $1,000 which you owed and which were forgiven at any time during 2018, <u>excluding</u> debts forgiven by a person who is, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great-grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and provide the required information for each. Page 18 of 21 residing in your household and were forgiven at any time during 2018, <u>excluding</u> debts forgiven by a person who is, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great-grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and provide the required information for each. 36. Identify any Reimbursements for expenses in excess of $100 provided to you at any time during 2018 by any legislative agent or executive agent (lobbyist). 36.a Identify any Reimbursements for expenses in excess of $100, other than those identified in response to Question 36, you received at any time during 2018 from any person having a direct interest in a matter before the 37. Identify any Reimbursements for expenses in excess of $100 provided to your spouse and/or any dependent child(ren) residing in your household at any time during 2018 by any legislative agent or executive agent (lobbyist). Page 19 of 21 37.a Identify any Reimbursements for expenses in excess of $100, other than those identified in response to Question 36, provided to your spouse and/or dependent child(ren) residing in your household at any time during 2018 by any person having a direct interest in a matter before the governmental body by which you were or are now employed. 38. Identify any Gifts and/or Honoraria worth more than $100 provided to you at any time during 2018 by any person having a direct interest in a matter before a governmental body by which you were or are now employed. 39. Identify any Gifts and/or Honoraria worth more than $100 provided to your spouse and/or any dependent child(ren) residing in your household at any time during 2018 by any person having a direct interest in a matter before the governmental body by which you were or are now employed. 40. Did you, your spouse and/or any dependent child(ren) residing in your household during 2018, own anything that you have not reported on this Statement of Financial Interests because it was held in a Blind Trust during 2018? Page 20 of 21 I, Joseph M Shields, certify under the pains and penalties of perjury that: Submitted: 04/19/2019 If you were required to amend your Statement of Financial Interests last year, we encourage you to carefully review your 2018 Page 21 of 21 |