search_index: sfi.db/filings, 23739
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| type | key | title | timestamp | category | is_public | search_1 | search_2 | search_3 |
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| sfi.db/filings | 23739 | Sarah W Ellis 2019 | 2019-01-01T00:00:00 | 1 | Statement of Financial Interests for 2019 Ellis Sarah W (617) 788-8810 Sarah.Ellis@jud.state.ma.us You indicated that you did have a spouse residing in your household during 2019. You indicated that you did have dependent child(ren) residing in your household during 2019. Page 1 of 25 Middlesex County District Attorney's Office Director of District Courts 09/06/2011 03/07/2014 District Court, Administrative Office 24 New Chardon Street, Boston, MA, 02114 4703, US Deputy General Counsel 03/10/2014 01/17/2017 District Court, Administrative Office 24 New Chardon Street, First Floor, Boston, MA, 02114 4703, US Director of Legal Policy and Deputy General Counsel 03/28/2016 01/17/2017 Woburn District Court 30 Pleasant Street, Woburn, MA, 01801, US Associate Justice 01/18/2017 Woburn District Court 30 Pleasant Street, Woburn, MA, 01801, US Associate Justice 01/18/2017 to which you provided services, at any time during 2019, whether compensated or not, and whether full- or part-time. services, at any time during 2019, whether compensated or not, and whether full- or part-time. Page 2 of 25 any time during 2019, whether compensated or not, and whether full- or part-time, and provide the required information 6. Identify any Business from which you were on a leave of absence at any time during 2019, and provide its address. an employee, manager, consultant, or independent contractor at any time during 2019, whether compensated or not, owned more than 1% of any class of the outstanding stock or similar ownership interest, at any time during 2019, and during 2019, and provide the required information for each. Page 3 of 25 dependent child(ren) residing in your household during 2019, and provide the required information for each. 11. Identify any Business in which you served as an officer, director, or trustee, at any time during 2019, whether an officer, director, or trustee, at any time during 2019, whether compensated or not, and whether full- or part-time, and Belmont Soccer Association P.O. Box 520, Belmont, MA, 02478, Officer Page 4 of 25 13. Identify all Real Estate in Massachusetts which you owned directly or through a Business as of December 31, 2019, F, S/C Yes Brown and Li, Michael and Allison 175 Richdale Ave., Apt. 116, Cambridge, MA, 02140 3353, US and/or any dependent child(ren) residing in your household owned directly or through a Business as of December 31, 2019, 2019, with an assessed value greater than $1,000, and provide the required information for each such Trust and Real Estate Page 5 of 25 31, 2019, with an assessed value greater than $1,000, and provide the required information for each such Trust and Real person or entity by you, or by a Trust of which you were a beneficiary, at any time during 2019, and provide the required Name of Trust Real Estate Address Transferee Name Transferee Address F, S/C Oliver and Villani, Jeanfrancois and Alexandra-Chloe 348 Payson Road, Belmont, MA, 02478, was a beneficiary, at any time during 2019, and provide the required information for each piece of Real Estate transferred. Page 6 of 25 2019, you, or a Trust of which you were a beneficiary, had a lien, attachment, or mortgage receivable, and provide the greater than $1,000, on which, as of December 31, 2019, your spouse and/or any dependent child(ren) residing in your agencies, and authorities, which you owned directly or through a Business, as of December 31, 2019, and which had a fair Page 7 of 25 dependent child(ren) residing in your household owned directly or through a Business, as of December 31, 2019, and which agencies, and authorities, which was owned as of December 31, 2019, by a Trust of which you were a beneficiary, whether agencies, and authorities, which was owned as of December 31, 2019, by a Trust of which your spouse and/or any Page 8 of 25 25. Identify every Financial Investment that you owned directly or through a Business as of December 31, 2019, and which Name of Issuer Description of Investment Principal Place of Business or State of Incorporation Invesco Select Companies Fd A Shs(ATIAX) F, S/C Aberdeen Emerging Markets Fund Class A(GEGAX) F, S/C First Eagle Overseas Fund Class A(SGOVX) F, S/C Hartford Capital Appreciation Fund - Class A(ITHAX) F, S/C JPMorgan Intrepid Growth Fund Class A(JIGAX) F, S/C JPMorgan Intrepid Advantage Fund Class A(JICAX) F, S/C Page 9 of 25 and/or any dependent child(ren) residing in your household owned directly or through a Business as of December 31, 2019, Name of Issuer Description of Investment Principal Place of Business or State of Incorporation Vanguard GNMA Fund(VFIIX) Vanguard Short-Term Investment Grade Fund Investor Shrs(VFSTX) Fidelity Advisor Series II Fidelity Advisor Strategic Income Fund Clas(FSRCX) PIMCO Fds Low Duration Fd Cl C(PTLCX) Berkshire Hathaway Inc. Common Stock(BRK.A) Page 10 of 25 Berkshire Hathaway Inc. New Common Stock(BRK.B) Eaton Vance Beldore Cap FD LLC Mutual Fund Boston, Massachusetts c/o State Street Bank and Trust Company, Copley Place, 100 Huntington Ave, Tower 1, Floor 2, CPHO 255, Boston, MA, 02116, US JPMorgan Liquid Assets Money Market Fund Morgan Shares(MJLXX) Principal Fds, Inc. - Principal Capital Appreciation Fund Cl A(CMNWX) Microsoft Corporation Common Stock(MSFT) First Trust Europe AlphaDEX Fund(FEP) Page 11 of 25 PowerShares QQQ Trust, Series 1(QQQ) Prime Money Market Fund RBC Select Class(TKSXX) Altria Group, Inc. (MO) American Mutual Fund, Class F-2 Shares(AMRFX) AT&T Inc.(T) Philip Morris International Inc Common Stock(PM) Page 12 of 25 Verizon Communications Inc. Common Stock(VZ) American Funds Developing World Growth and Income Fund - Class F-2(DWGHX) EuroPacific Growth Fund, Class F-2 Shs(AEPFX) Eaton Vance Floating-Rate & High Income Fd Advisers Class(EAFHX) EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares(EPR$C) Fidelity Advisor Strategic Income Fund: Class I(FSRIX) Page 13 of 25 Metropolitan West Total Return Bond Fd Cl I(MWTIX) American Fds, American High-Income Municipal Bond Fund, Class F-2 Shs(AHMFX) AbbVie Inc. Common Stock(ABBV) Duke Energy Corporation (Holding Company) Common Stock(DUK) Fundamental Investors, Class F-2 Shares(FINFX) Pfizer, Inc. Common Stock(PFE) Page 14 of 25 SMALLCAP World Fund, Inc., Class F-2 Shs(SMCFX) PowerShares Dynamic Pharmaceuticals(PJP ) AMCAP Fund, Class F-2 Shares(AMCFX) JPMorgan US Government Money Market Fund Institutional Shares(IJGXX) First Trust MuFirst Trust Multi CG AlphaDEX(FAD) First Trust Small Cap Core AlphaDEX(FYX) Page 15 of 25 First Trust Dow Jones STOXX Select Dividend 30 Index Fund(FDD) First Trust Europe AlphaDEX Fund(FEP) Exxon Mobil Corporation Common Stock(XOM) International Business Machines Corporation Common Stock(IBM) Eaton Vance Floating Rate & High Income Fund Insti Cl(EIFHX) iShares Morningstar Large-Cap Value ETF(JKF) Page 16 of 25 The Kraft Heinz Company - Common Stock(KHC) QUALCOMM Incorporated Common Stock(QCOM) Schlumberger N.V. Common Stock(SLB) Simon Property Group, Inc. Common Stock(SPG) The Alger Fds II, Alger Spectra Fund Class Z(ASPZX) Invesco Select Companies Fd Y Shs(ATIYX) Page 17 of 25 JPMorgan Intrepid Advantage Fund Select(JIISX) JPMorgan Intrepid Growth Select(JPGSX) New Perspective Fund, Class F-2 Shares(ANWFX) Lord Abbett Invt TR Ultra Short BD FD Cl F Taxable Fixed Income New Jersey 90 Hudson Street, Jersey City, NJ, 07302, US Voya SmallCap Opportunities Fund Class I(NSPIX) Aberdeen Emerging Markets Fund, Insti Class(ABEMX) Page 18 of 25 First Eagle Overseas Fund Class I(SGOIX) Invesco European Growth Fund Class Y(AEDYX) iShares Morningstar Large-Cap Value ETF(JKF) Verizon Communications Inc. Common Stock(VZ) Simon Property Group, Inc. Common Stock(SPG) EPR Properties Common Stock(EPR) Page 19 of 25 27. Identify every Financial Investment that was owned as of December 31, 2019, by a Trust of which you were a December 31, 2019, by a Trust of which your spouse and/or any dependent child(ren) residing in your household was a than $1,000 was owed as of December 31, 2019, where the creditor (person who loaned you the money) is not, by blood Page 20 of 25 Primary Residence, on which more than $1,000 was owed as of December 31, 2019, which you were obligated to pay and 31, 2019, and which your spouse and/or any dependent child(ren) residing in your household were obligated to pay and 32. Identify all non-mortgage debts of more than $1,000 that you owed as of December 31, 2019, IF the person to whom household owed as of December 31, 2019, if the person to whom your spouse and/or any dependent child(ren) residing in Interest Rate(%) Date RayPayment Due Loan Collateral 1.9 01/03/2050 RBC Credit Access Line Royal Bank of Canada 1918 8th Ave., Suite 3600, Seattle, WA, 98101, US Page 21 of 25 34. Identify non-mortgage debts of more than $1,000 which you owed and which were forgiven at any time during 2019, residing in your household and were forgiven at any time during 2019, excluding debts forgiven by a person who is, by blood 36. Identify any Reimbursements for expenses in excess of $100 provided to you at any time during 2019 by any legislative you received at any time during 2019 from any person having a direct interest in a matter before the governmental body by Page 22 of 25 residing in your household at any time during 2019 by any legislative agent or executive agent (lobbyist). provided to your spouse and/or dependent child(ren) residing in your household at any time during 2019 by any person 38. Identify any Gifts and/or Honoraria worth more than $100 provided to you at any time during 2019 by any person having residing in your household at any time during 2019 by any person having a direct interest in a matter before the Page 23 of 25 40. Did you, your spouse and/or any dependent child(ren) residing in your household during 2019, own anything that you have not reported on this Statement of Financial Interests because it was held in a Blind Trust during 2019? Page 24 of 25 I, Sarah W Ellis, certify under the pains and penalties of perjury that: Submitted: 05/23/2020 If you were required to amend your Statement of Financial Interests last year, we encourage you to carefully review your 2019 Page 25 of 25 |