search_index: sfi.db/filings, 29947
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| type | key | title | timestamp | category | is_public | search_1 | search_2 | search_3 |
|---|---|---|---|---|---|---|---|---|
| sfi.db/filings | 29947 | Philippe M Mauldin 2021 | 2021-01-01T00:00:00 | 1 | Statement of Financial Interests for 2021 Mauldin Philippe M (617) 626-2215 Contact Email : You indicated that you did have a spouse residing in your household during 2021. You indicated that you did have dependent child(ren) residing in your household during 2021. Page 1 of 32 Massachusetts Department of Revenue (DOR) 100 Cambridge St, Boston, MA, 02114, US Chief of Staff 01/28/2018 Massachusetts Department of Revenue (DOR) 100 Cambridge St, PO Box 9550, Boston, MA, 02114 9550, US Chief of Staff 01/29/2018 Massachusetts Department of Revenue (DOR) 100 cambridge st, Boston, MA, 02110, US Chief of Staff 01/29/2018 05/14/2021 to which you provided services, at any time during 2021, whether compensated or not, and whether full- or part-time. services, at any time during 2021, whether compensated or not, and whether full- or part-time. any time during 2021, whether compensated or not, and whether full- or part-time, and provide the required information Page 2 of 32 6. Identify any Business from which you were on a leave of absence at any time during 2021, and provide its address. an employee, manager, consultant, or independent contractor at any time during 2021, whether compensated or not, Camp Robin Hood 65 Robin Hood LN, Freedom, NH, 03836, US Employee owned more than 1% of any class of the outstanding stock or similar ownership interest, at any time during 2021, and during 2021, and provide the required information for each. dependent child(ren) residing in your household during 2021, and provide the required information for each. Page 3 of 32 11. Identify any Business in which you served as an officer, director, or trustee, at any time during 2021, whether an officer, director, or trustee, at any time during 2021, whether compensated or not, and whether full- or part-time, and 13. Identify all Real Estate in Massachusetts which you owned directly or through a Business as of December 31, 2021, Page 4 of 32 and/or any dependent child(ren) residing in your household owned directly or through a Business as of December 31, 2021, 2021, with an assessed value greater than $1,000, and provide the required information for each such Trust and Real Estate 31, 2021, with an assessed value greater than $1,000, and provide the required information for each such Trust and Real person or entity by you, or by a Trust of which you were a beneficiary, at any time during 2021, and provide the required Page 5 of 32 was a beneficiary, at any time during 2021, and provide the required information for each piece of Real Estate transferred. 2021, you, or a Trust of which you were a beneficiary, had a lien, attachment, or mortgage receivable, and provide the greater than $1,000, on which, as of December 31, 2021, your spouse and/or any dependent child(ren) residing in your Page 6 of 32 agencies, and authorities, which you owned directly or through a Business, as of December 31, 2021, and which had a fair Name of Bond/ Other Security Description of Investment Income from Investment MASSACHUSETTS ST WTR POLLUTN ABATEMENT TR F, S/C Bond MASSACHUSETTS ST DEV FIN AGY REV F, S/C Bond Less than $1,001 MASSACHUSETTS ST SCH BLDG AUTH DEDICATED F, S/C Bond WESTFIELD MASS GO ST QUAL MUN PURP LOAN F, S/C Bond NEWTON MASS FOR FUTURE ISSUES SEE F, S/C Bond Page 7 of 32 SPRINGFIELD MASS GO ST QUAL MUN PURP LN F, S/C Bond MASSACHUSETTS ST FED HWY GRANT ANTIC NTS F, S/C Bond MASSACHUSETTS ST GO BDS SER.REFUNDING F, S/C Bond MASSACHUSETTS ST COLLEGE BLDG AUTH F, S/C Bond MASSACHUSETTS CLEAN ENERGY COOP CORP DEV F, S/C Bond MASSACHUSETTS ST PORT AUTH REV REV F, S/C Bond Less than $1,001 WESTFIELD MASS MUN PURP LN BDS SER. F, S/C Bond Less than $1,001 MASSACHUSETTS ST TRANSN FD REV BDS F, S/C Bond Less than $1,001 Page 8 of 32 MASSACHUSETTS ST GO BDS SER.2016A F, S/C Bond Less than $1,001 MASSACHUSETTS BAY TRANSN AUTH MASS F, S/C Bond Less than $1,001 Boston Mass GO BDS SER 2017A F, S/C Bond MASSACHUSETTS CLEAN ENERGY COOP CORP DEV F, S/C Bond MASSACHUSETTS ST GO BDS SER.REFUNDING F, S/C Bond MASSACHUSETTS ST WTR AUTH REV BDS F, S/C Bond NEWTON MASS GO SCH BDS SER A F, S/C Bond Page 9 of 32 dependent child(ren) residing in your household owned directly or through a Business, as of December 31, 2021, and which agencies, and authorities, which was owned as of December 31, 2021, by a Trust of which you were a beneficiary, whether agencies, and authorities, which was owned as of December 31, 2021, by a Trust of which your spouse and/or any Page 10 of 32 25. Identify every Financial Investment that you owned directly or through a Business as of December 31, 2021, and which Name of Issuer Description of Investment Principal Place of Business or State of Incorporation EuroPacific Growth Fund, Class F-2 Shs(AEPFX) F, S/C BlackRock High Yield Bond Portfolio BlackRock Cl(BRHYX) F, S/C Fidelity Blue Chip Growth Fund(FBGRX) F, S/C Fidelity Growth Co Fund(FDGRX) F, S/C Fidelity Massachuseets Municipal Income Fund(FDMMX) F, S/C Franklin Massachusetts Insured Tax Free Income Fund Class A(FMISX) F, S/C Page 11 of 32 SPDR S&P Global Natural Resources ETF(GNR) F, S/C FlexShares Global Upstream Natural Resources Index Fund ETF(GUNR) F, S/C Harbor International Fund Insti Cl(HAINX) F, S/C iShares Core MSCI Emerging Markets ETF(IEMG) F, S/C iShares S&P SmallCap 600 Value ETF(IJS) F, S/C iShares S&P SmallCap 600 Growth ETF(IJT) F, S/C iShares Russell 1000 Growth ETF(IWF) F, S/C Janus Enterprise Fund T Shares(JAENX) F, S/C Page 12 of 32 Lazard Emerging Markets Equity Portfolio Open Shares(LZOEX) F, S/C BlackRock National Muni A(MDNLX) F, S/C MSIF Frontier Emerging Mkts Port Cl I(MFMIX) F, S/C MFS Series Trust X- MFS International Value Fund A(MGIAX) F, S/C MainStay Funds Tax Free Bond Class A(MTBAX) F, S/C Oakmark International Fund Cl I(OAKIX) F, S/C Oppenheimer International Bond Fd Cl I(OIBIX) F, S/C Oppenheimer International Growth Fd Cl I(OIGIX) F, S/C Page 13 of 32 T. Rowe Price Tax-Free High Yield Fund Advissor Class(PATFX) F, S/C T. Rowe Price International Stock Fund - I Class(PRIUX) F, S/C T. Rowe Price Emerging Markets Stock Fund - I Class(PRZIX) F, S/C iShares MSCI EAFE Small-Cap ETF(SCZ) F, S/C Western Asset Managed Municipals Fund Class A(SHMMX) F, S/C Deutsche Strategic High Yield Tax-Free Fund Class S(SHYTX) F, S/C Templeton Global Bond Fund Class A(TPINX) F, S/C Vanguard Financials ETF DNQ(VFH) F, S/C Page 14 of 32 Vanguard Value ETF - DNQ(VTV) F, S/C Vanguard Growth ETF - DNQ(VUG) F, S/C WFA Special Mid Cap Value Fund Admin Class(WFMDX) F, S/C AQR Managed Futures Strategy Fund Class N(AQMNX) F, S/C AQR Multi Strategy Alternative Fund Class N(ASANX) F, S/C Eaton Vance Global Macro Absolute Return Advantage Fd Cl I(EGRIX) F, S/C Strategic Advisers Short Duration Fund(FAUDX) F, S/C Strategic Advisers Core Fund(FCSAX) F, S/C Page 15 of 32 Strategic Advisers International Fund(FILFX) F, S/C Strategic Advisers Core Fund(FPCIX) F, S/C Strategic Advisers Income Opportunities Fund(FPIOX) F, S/C FIMM Government Portfolio: Institutional Class(FRGXX) F, S/C Fidelity Strategic Advisors Emerging Markets Fund(FSAMX) F, S/C Strategic Advisers Small-Mid Cap Fund(FSCFX) F, S/C Strategic Advisers Growth Fund(FSGFX) F, S/C Strategic Advisers Value Fund(FVSAX) F, S/C Page 16 of 32 Pimco CommodityRealRetu rn Strategy Fund Institutional Class(PCRIX) F, S/C Strategic Advisers Core Fund(FCSAX) F, S/C Strategic Advisers Growth Fund(FSGFX) F, S/C Strategic Advisers Value Fund(FVSAX) F, S/C Strategic Advisers Small-Mid Cap Fund(FSCFX) F, S/C Strategic Advisers International Fund(FILFX) F, S/C AQR Multi Strategy Alternative Fund Class N(ASANX) F, S/C AQR Managed Futures Strategy Fund Class N(AQMNX) F, S/C Page 17 of 32 Van Eck Funds Global Hard Assets Fund Class A(GHAAX) F, S/C Fidelity Municipal Income Fund(FHIGX) F, S/C Fidelity Conservative Income Municipal Bond Fund: Institutional Class(FMNDX) F, S/C Deutsche Strategic High Yield Tax-Free Fund Class S(SHYTX) F, S/C Eaton Vance Global Macro Absolute Return Advantage Fd Cl I(EGRIX) F, S/C MainStay Funds Tax Free Bond Class A(MTBAX) F, S/C T. Rowe Price Tax-Free High Yield Fd Inc. (PRFHX) F, S/C T. Rowe Price Tax-Free Income Advisor Class(PATAX) F, S/C Page 18 of 32 Fidelity Cash Reserves(FDRXX) F, S/C FIMM Government Portfolio: Institutional Class(FRGXX) F, S/C Fidelity SAI Small-Mid Cap 500 Index Fund(FZFLX) F, S/C AQR Managed Futures Strategy Fund Class N(AQMNX) F, S/C Spartan U.S. Bond Index Fd Fidelity Advantage Insti Cl(FXNAX) F, S/C Strategic Advisers Short Duration Fund(FAUDX) F, S/C Strategic Advisers Income Opportunities Fund(FPIOX) F, S/C DoubleLine Total Return Bond Fund Class N(DLTNX) F, S/C Page 19 of 32 Eaton Vance Global Macro Absolute Return Advantage Fd Cl I(EGRIX) F, S/C iShares Russell 1000 Value ETF(IWD) F, S/C iShares Core S&P Small-Cap ETF(IJR) F, S/C iShares MSCI EAFE Small-Cap ETF(SCZ) F, S/C iShares MSCI EAFE Growth ETF(EFG) F, S/C iShares Core MSCI Emerging Markets ETF(IEMG) F, S/C SPDR Select Sector Fund Energy Select Sector(XLE) F, S/C iShares TIPS Bond ETF(TIP) F, S/C Page 20 of 32 iShares iBoxx $ Investment Grade Corporate Bond ETF(LQD) F, S/C Franklin Small-Mid Cap Growth Fund Class A(FRSGX) F, S/C Fidelity Brokerage Services LLC F, S/C Mutual Fund Rhode Island 900 Salem ST, Smithfield, RI, 02917, US Vanguard Group F, S/C Mutual Fund Pennsylvania P.O. Box 1110, Valley Forge, PA, 19482, US Fidelity Limited Term Municipal Fund(FSTFX) F, S/C Citigroup, Inc. Common Stock(C) F, S/C Fidelity Conservative Income Bond Fd Insti Cl(FCNVX) F, S/C Fidelity Advisor Diversified Stock Fund Class O(FDESX) F, S/C Page 21 of 32 Fidelity Equity Income Fund Class K(FEIKX) F, S/C Fidelity Global Commodity Stock Fund(FFGCX) F, S/C Fidelity Growth Company Fund Class K(FGCKX) F, S/C Fidelity Growth Discovery Fund Class K(FGDKX) F, S/C Fidelity Growth & Income Portfolio Class K(FGIKX) F, S/C Fidelity Government Income Fund(FGOVX) F, S/C Fidelity Mega Cap Stock Fund(FGRTX) F, S/C Spartan Inflation Protected Bond Index Fund Fidelity Advantage Insti Class(FIPDX) F, S/C Page 22 of 32 Fidelity Emerging Markets Fund Class K(FKEMX) F, S/C Fidelity Mortgage Securities Fund(FMSFX) F, S/C Fidelity NASDAQ Composite Index(FNCMX) F, S/C Fidelity OTC Portfolio Class K(FOCKX) F, S/C Fidelity Overseas Fund Class K(FOSKX) F, S/C Fidelity Stock Sector Mid Cap Fund(FSSMX) F, S/C Spartan Small Cap Index Fd Fidelity Advg Insti Cl(FSSNX) F, S/C Fidelity Intermediate Bond Fund(FTHRX) F, S/C Page 23 of 32 Spartan 500 Index Fd Advantage Insti Cl(FXAIX) F, S/C Spartan U.S. Bond Index Fd Fidelity Advantage Insti Cl(FXNAX) F, S/C Fidelity Advisor Growth Opportunities Fd Cl Z(FZAHX) F, S/C Fidelity Cash Reserves(FDRXX) F, S/C Van Eck Funds Global Hard Assets Fund Class A(GHAAX) F, S/C T. Rowe Price Summit Municipal Fund(PRINX) F, S/C Fidelity Conservative Income Bond Fd Insti Cl(FCNVX) F, S/C Fidelity International Enhanced Index Fund(FIENX) F, S/C Page 24 of 32 Spartan Inflation Protected Bond Index Fund Fidelity Advantage Insti Class(FIPDX) F, S/C Spartan Inflation Protected Bond Index Fund Fidelity Advantage Insti Class(FIPDX) F, S/C EuroPacific Growth Fund, Class F-2 Shs(AEPFX) F, S/C iShares MSCI EAFE ETF(EFA) F, S/C Fidelity Tax-Free Bond Fund(FTABX) F, S/C FlexShares Global Upstream Natural Resources Index Fund ETF(GUNR) F, S/C MainStay Municipal High Yield Bond Fd Cl A(MMHAX) F, S/C Oakmark International Fund Cl I(OAKIX) F, S/C Page 25 of 32 T. Rowe Price International Stock Fund - I Class(PRIUX) F, S/C T. Rowe Price Emerging Markets Stock Fund - I Class(PRZIX) F, S/C Western Asset Managed Municipals Fund Class A(SHMMX) F, S/C Vanguard Financials ETF DNQ(VFH) F, S/C Vanguard Massachusetts Tax-Exempt Fund(VMATX) F, S/C WFA Special Mid Cap Value Fund Admin Class(WFMDX) F, S/C Wells Fargo Advantage Municipal Bond Fund Admin Cl(WMFDX) F, S/C Vanguard Strategic Equity Fund(VSEQX) F, S/C Page 26 of 32 and/or any dependent child(ren) residing in your household owned directly or through a Business as of December 31, 2021, 27. Identify every Financial Investment that was owned as of December 31, 2021, by a Trust of which you were a December 31, 2021, by a Trust of which your spouse and/or any dependent child(ren) residing in your household was a Page 27 of 32 than $1,000 was owed as of December 31, 2021, where the creditor (person who loaned you the money) is not, by blood CitiMortgage, Inc P.O. Box 6243, Sioux Falls, SD, 85062 6243, 180 months 3 2027 Primary Residence, on which more than $1,000 was owed as of December 31, 2021, which you were obligated to pay and 31, 2021, and which your spouse and/or any dependent child(ren) residing in your household were obligated to pay and Page 28 of 32 32. Identify all non-mortgage debts of more than $1,000 that you owed as of December 31, 2021, IF the person to whom household owed as of December 31, 2021, if the person to whom your spouse and/or any dependent child(ren) residing in 34. Identify non-mortgage debts of more than $1,000 which you owed and which were forgiven at any time during 2021, residing in your household and were forgiven at any time during 2021, excluding debts forgiven by a person who is, by blood Page 29 of 32 36. Identify any Reimbursements for expenses in excess of $100 provided to you at any time during 2021 by any legislative you received at any time during 2021 from any person having a direct interest in legislation, legislative action, or a matter before a governmental body. residing in your household at any time during 2021 by any legislative agent or executive agent (lobbyist). 37.a Identify any Reimbursements for expenses in excess of $100, other than those identified in response to Question 37, provided to your spouse and/or dependent child(ren) residing in your household at any time during 2021 by any person having a direct interest in legislation, legislative action, or a matter before a governmental body. 38. Identify any Gifts and/or Honoraria worth more than $100 provided to you at any time during 2021 by any person having a direct interest in legislation, legislative action, or a matter before a governmental body. Page 30 of 32 residing in your household at any time during 2021 by any person having a direct interest in legislation, legislative action, or a matter before a governmental body. 40. Did you, your spouse and/or any dependent child(ren) residing in your household during 2021, own anything that you have not reported on this Statement of Financial Interests because it was held in a Blind Trust during 2021? Page 31 of 32 I, Philippe M Mauldin, certify under the pains and penalties of perjury that: Submitted: 02/13/2022 If you were required to amend your Statement of Financial Interests last year, we encourage you to carefully review your 2021 Page 32 of 32 |