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| 118 | James G Collins 2015 | Statement of Financial Interests for 2015 Collins James G (413) 584-7686 Ext : 2260 james.collins@jud.state.ma.us You indicated that you did have a spouse residing in your household during 2015. You indicated that you had no dependent child(ren) residing in your household at any time during 2015. 1. You have indicated that you are a candidate for public office. Select the office for which you are a candidate. Page 1 of 25 2. Identify the position you hold or have held which requires you to file a Statement of Financial Interests and provide the required information for that position. If you held more than one public position which requires you to file, identify each position. Franklin/Hampshir e Juvenile Court 116 Russell St., Hadley, MA, 01035, US First Justice 04/19/2001 3. Other than the position(s) identified in Question 2, identify every public position you held, and every public agency to which you provided services, at any time during 2015, whether compensated or not, and whether full- or part-time. services, at any time during 2015, whether compensated or not, and whether full- or part-time. any time during 2015, whether compensated or not, and whether full- or part-time, and provide the required 6. Identify any Business from which you were on a leave of absence at any time during 2015, and provide its address. Page 2 of 25 7. Identify every Business for which your spouse and/or any dependent child(ren) residing in your household worked as an employee, manager, consultant, or independent contractor at any time during 2015, whether compensated or not, and whether full- or part-time, and provide the required information for each. owned more than 1% of any class of the outstanding stock or similar ownership interest, at any time during 2015, and provide the required information for each. during 2015, and provide the required information for each. dependent child(ren) residing in your household during 2015, and provide the required information for each. 11. Identify any Business in which you served as an officer, director, or trustee, at any time during 2015, whether Page 3 of 25 an officer, director, or trustee, at any time during 2015, whether compensated or not, and whether full- or part-time, and provide the required information for each. 13. Identify all Real Estate in Massachusetts which you owned directly or through a Business as of December 31, 2015, and which had an assessed value greater than $1,000, and provide the required information for each Real F, S/C and/or any dependent child(ren) residing in your household owned directly or through a Business as of December 31, 2015, and which had an assessed value greater than $1,000, and provide the required information for each Real Page 4 of 25 15. Identify any Trust of which you were a beneficiary and which owned Real Estate in Massachusetts as of December 31, 2015, and which had an assessed value greater than $1,000, and provide the required information for each such Trust and Real Estate holding. 16. Other than the Real Estate identified in Question 15, identify any Trust of which your spouse and/or any dependent child(ren) residing in your household was a beneficiary and which owned Real Estate in Massachusetts as of December 31, 2015, with an assessed value greater than $1,000, and provide the required information for each such Trust and Real Estate holding. 17. Identify any Real Estate in Massachusetts with an assessed value greater than $1,000, that was transferred to another person or entity by you, or by a Trust of which you were a beneficiary, at any time during 2015, and provide the required information for each Real Estate holding. Page 5 of 25 18. Other than the Real Estate identified in Question 17, identify any Real Estate in Massachusetts with an assessed value greater than $1,000, that was transferred to another person or entity by your spouse and/or any dependent child(ren) residing in your household, or by a Trust of which your spouse and/or any dependent child(ren) residing in your household was a beneficiary, at any time during 2015, and provide the required information for each piece of Real Estate transferred. 19. Identify any Real Estate in Massachusetts with an assessed value greater than $1,000, on which, as of December 31, 2015, you, or a Trust of which you were a beneficiary, had a lien, attachment, or mortgage receivable, and provide the required information for each. 20. Other than the Real Estate identified in Question 19, identify any Real Estate in Massachusetts with an assessed value greater than $1,000, on which, as of December 31, 2015, your spouse and/or any dependent child(ren) residing in your household, or a Trust of which your spouse and/or any dependent child(ren) residing in your household, had a lien, attachment, or mortgage receivable, and provide the required information for each. Page 6 of 25 agencies, and authorities, which you owned directly or through a Business, as of December 31, 2015, and which had a fair market value as of that date greater than $1,000, and provide the required information for each such investment. Page 7 of 25 22. Other than the bonds or other securities identified in Question 21, identify every bond or other security issued by the Commonwealth of Massachusetts or its political subdivisions, agencies, and authorities, which your spouse and/or any dependent child(ren) residing in your household owned directly or through a Business, as of December 31, 2015, and which had a fair market value as of that date greater than $1,000, and provide the required information for each such investment. Name of Bond/ Other Security Description of Investment Rochester MA Bond N. Reading MA Bond Seeking MA Bond Ayer Shirley RSD MA Bond agencies, and authorities, which was owned as of December 31, 2015, by a Trust of which you were a beneficiary, whether directly or through a Business, and which had a fair market value as of that date greater than $1,000, and provide the required information for each such investment. Page 8 of 25 agencies, and authorities, which was owned as of December 31, 2015, by a Trust of which your spouse and/or any dependent child(ren) residing in your household was a beneficiary, whether directly or through a Business, and which had a fair market value as of that date greater than $1,000, and provide the required information for each such investment. Name of Trust Name of Bond/ Other Security Description of Investment Holyoke MA Bond Bourne MA Bond Groton-Dunstable Bond UP Island S/D MA Bond Bridgewater MA Bond Raynham MA Bond Greater Lawrence MA Bond Page 9 of 25 Seekonk MA Bond Ayer Shirley RSD MA Bond Hudson MA Bond Hyannis MA G/O Bond 25. Identify every Financial Investment that you owned directly or through a Business as of December 31, 2015, and which had a fair market value as of that date greater than $1,000, and provide the required information for each. Page 10 of 25 26. Other than the Financial Investments identified in Question 25, identify every Financial Investment that your spouse and/or any dependent child(ren) residing in your household owned directly or through a Business as of December 31, 2015, and which had a fair market value as of that date greater than $1,000, and provide the required information for each. For any Financial Investment not included on the drop-down list of publicly traded stock, you must provide the issuer's principal place of business or state of incorporation as well as its address. Name of Issuer Description of Investment Principal Place of Business or State of Incorporation Adams Diversified Equity Fund Inc. (ADX) Exxon Mobil Corporation Common Stock(XOM) Tompkins Financial Corporation Common Stock(TMP) First Trust 1910 Corporate Investment Grade Ptf Intermediate Srs 5(FCIVGX) iShares MSCI USA Minimum Volatility ETF(USMV) Page 11 of 25 Vanguard Value ETF - DNQ(VTV) iShares Core S&P Mid-Cap ETF(IJH) WisdomTree Europe Hedged Equity Fund(HEDJ) EuroPacific Growth Fund, Class F-2 Shs(AEPFX) Fidelity Advisor Real Estate Income Fund: Class I(FRIRX) Calamos Market Neutral Fd Cl I(CMNIX) Page 12 of 25 Neuberger Berman Absolute Return Multi Manager Fd Inst Cl(NABIX) Federated Strategic Value Dividend Fund Class IS(SVAIX) Gateway Fund Class Y(GTEYX) Delaware Emerging Markets Fund Institutional Class(DEMIX) Driehaus Emerging Markets Small Cap Growth Fund(DRESX) 27. Identify every Financial Investment that was owned as of December 31, 2015, by a Trust of which you were a beneficiary, and which had a fair market value as of that date greater than $1,000, and provide the required information for each. For any Financial Investment not included on the drop-down list of publicly traded stock, you must provide the issuer's principal place of business or state of incorporation as well as its address. Page 13 of 25 28. Other than the Financial Investments identified in Question 27, identify every Financial Investment that was owned as of December 31, 2015, by a Trust of which your spouse and/or any dependent child(ren) residing in your household was a beneficiary, and which had a fair market value as of that date greater than $1,000, and provide the required information for each. For any Financial Investment not included on the drop-down list of publicly traded stock, you must provide the issuer's principal place of business or state of incorporation as well as its address. Name of Issuer Description of Investment Principal Place of Business or State of Incorporation Issuer Address Name of Trust Fidelity Advisor Real Estate Income Fund: Class I(FRIRX) Calamos Market Neutral Fd Cl I(CMNIX) Neuberger Berman Absolute Return Multi Manager Fd Inst Cl(NABIX) Federated Strategic Value Dividend Fund Class IS(SVAIX) Gateway Fund Class Y(GTEYX) Delaware Emerging Markets Fund Institutional Class(DEMIX) Page 14 of 25 Driehaus Emerging Markets Small Cap Growth Fund(DRESX) iShares MSCI USA Minimum Volatility ETF(USMV) Vanguard Value ETF - DNQ(VTV) iShares Core S&P Mid-Cap ETF(IJH) WisdomTree Europe Hedged Equity Fund(HEDJ) EuroPacific Growth Fund, Class F-2 Shs(AEPFX) DoubleLine Total Return Bond Fund Class I(DBLTX) WHV/ACUITY Tactical Credit Long/Short FundClass I Shares(WHAIX) Page 15 of 25 Legg Mason BW Alternative Credit Fd Cl I(LMANX) Neuberger Berman Strategic Income Fund Institutional Class(NSTLX) PIMCO Income Fund Insti Class(PIMIX) BlackRock Global Long/Short Credit Fd Insti Shs(BGCIX) BlackRock Funds II, Strategic Opportunities Ptf Institutional(BSII X) AbbVie Inc. Common Stock(ABBV) Alerian MLP ETF(AMLP) Altria Group, Inc. (MO) Page 16 of 25 Archer-Daniels-Mid land Company Common Stock(ADM) BB&T Corporation Common Stock(BBT) CA Inc. - Common Stock(CA) ConocoPhillips Common Stock(COP) Exelon Corp. Conv Unit(EXCU) Exxon Mobil Corporation Common Stock(XOM) Arthur J. Gallagher & Co. Common Stock(AJG) General Dynamics Corporation Common Stock(GD) Page 17 of 25 General Electric Company Common Stock(GE) Halyard Health, Inc. Common Stock(HYH) Harris Corporation Common Stock(HRS) Helmerich & Payne, Inc. Common Stock(HP) Home Depot, Inc. (The) Common Stock(HD) Intel Corporation - Common Stock(INTC) Johnson & Johnson Common Stock(JNJ) J P Morgan Chase & Co Depositary Shares, each representing 1/400th interest in a share of 6.125% Non-Cumulative Preferred Stock, Series Y(JPM$F) Page 18 of 25 Kimberly-Clark Corporation Common Stock(KMB) The Kraft Heinz Company - Common Stock(KHC) Eli Lilly and Company Common Stock(LLY) Lockheed Martin Corporation Common Stock(LMT) Merck & Company, Inc. Common Stock (new)(MRK) Microchip Technology Incorporated Common Stock(MCHP) Microsoft Corporation Common Stock(MSFT) Mondelez International, Inc. - Class A Common Stock(MDLZ) Page 19 of 25 Pfizer, Inc. Common Stock(PFE) Public Service Enterprise Group Incorporated Common Stock(PEG) The Travelers Companies, Inc. Common Stock(TRV) Verizon Communications Inc. Common Stock(VZ) Walgreens Boots Alliance, Inc. Common Stock(WBA) 3M Company Common Stock(MMM) PowerShares Global Emerging Markets Infrastructure(PXR ) Astrazeneca PLC Common Stock(AZN) Page 20 of 25 T. Rowe Price New America Growth Fd(PRWAX) JPMorgan Small Cap Equity Select Share Class(VSEIX) 29. Identify all mortgages, including home equity and reverse mortgage loans, on your Primary Residence, on which more than $1,000 was owed as of December 31, 2015, where the creditor (person who loaned you the money) is NOT, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and provide the required information for each. Webster Bank P.O. Box 30, Waterbury, CT, 06144 1809, US 30 yrs. 3.875 2045 Primary Residence, on which more than $1,000 was owed as of December 31, 2015, which you were obligated to pay and where the creditor (person who loaned you the money) is NOT, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative? Page 21 of 25 31. Identify all mortgages, including home equity and reverse mortgage loans, OTHER than any mortgage on your Primary Residence, on which more than $1,000 was owed as of December 31, 2015, and which your spouse and/or any dependent child(ren) residing in your household were obligated to pay and where the creditor (person who loaned your spouse and/or dependent child(ren) residing in your household the money) is NOT, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and provide the required information for each. 32. Identify all non-mortgage debts of more than $1,000 that you owed as of December 31, 2015, IF the person to whom you owed the debt is NOT, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and 33. Identify all non-mortgage debts of more than $1,000 that your spouse and/or any dependent child(ren) residing in your household owed as of December 31, 2015, IF the person to whom your spouse and/or any dependent child(ren) residing in your household owed the debt is NOT, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and Interest Rate(%) Date RayPayment Due Loan Collateral 4.5 06/22/2016 On Demand Stocks First Clearing house 10700 Wheat Drive, Glen Allen, PA, 02510, US 4.0 06/22/2016 On Demand Stocks Tompkins Investment Services P.O. Box 6437, Ithaca, NY, 14851 6437, US 34. Identify non-mortgage debts of more than $1,000 which you owed and which were forgiven at any time during 2015, EXCLUDING debts forgiven by a person who is, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and provide the required information for each. Page 22 of 25 residing in your household and were forgiven at any time during 2015, EXCLUDING debts forgiven by a person who is, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great grandchild, aunt, uncle, 36. Identify any Reimbursements for expenses in excess of $100 provided to you at any time during 2015 by any legislative agent or executive agent (lobbyist) or any person having a direct interest in a matter before the governmental body by which you were or are employed. 36.a Identify any Reimbursements for expenses in excess of $100, other than those identified in response to Question 36, you received at any time during 2015 from any person having a direct interest in a matter before the 37. Identify any Reimbursements for expenses in excess of $100 provided to your spouse and/or any dependent child(ren) residing in your household at any time during 2015 by any legislative agent or executive agent (lobbyist). Page 23 of 25 37.a Identify any Reimbursements for expenses in excess of $100, other than those identified in response to Question 36, provided to your spouse and/or dependent child(ren) residing in your household at any time during 2015 by any person having a direct interest in a matter before the governmental body by which you were or are now employed. 38. Identify any Gifts and/or Honoraria worth more than $100 provided to you at any time during 2015 by any person having a direct interest in a matter before a governmental body by which you were or are now employed, and provide the required information for each. 39. Identify any Gifts and/or Honoraria worth more than $100 provided to your spouse and/or any dependent child(ren) residing in your household at any time during 2015 by any person having a direct interest in a matter before the governmental body by which you were or are now employed, and provide the required information for each. 40. Did you, your spouse and/or any dependent child(ren) residing in your household during 2015, own anything that you have not reported on this Statement of Financial Interests because it was held in a Blind Trust during 2015? Page 24 of 25 I, James G Collins, certify under the pains and penalties of perjury that: Submitted: 06/20/2016 If you were required to amend your Statement of Financial Interests last year, we encourage you to carefully review your 2015 Page 25 of 25 |