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| 176 | Lisa Ann Grant 2015 | Statement of Financial Interests for 2015 Grant Lisa Ann (617) 288-9500 Ext : 105 lisa-ann.grant@jud.state.ma.us You indicated that you did have a spouse residing in your household during 2015. You indicated that you did have dependent child(ren) residing in your household during 2015. 1. You have indicated that you are a candidate for public office. Select the office for which you are a candidate. Page 1 of 31 2. Identify the position you hold or have held which requires you to file a Statement of Financial Interests and provide the required information for that position. If you held more than one public position which requires you to file, identify each position. Boston Municipal Court Department (BMC) Boston Municipal Court-Dorchester District 510 Washington Street, Dorchester, MA, 02124, US Associate Justice 11/19/2014 $10,001 to 20,000 Associate Justice 11/19/2014 3. Other than the position(s) identified in Question 2, identify every public position you held, and every public agency to which you provided services, at any time during 2015, whether compensated or not, and whether full- or part-time. services, at any time during 2015, whether compensated or not, and whether full- or part-time. any time during 2015, whether compensated or not, and whether full- or part-time, and provide the required Page 2 of 31 6. Identify any Business from which you were on a leave of absence at any time during 2015, and provide its address. 7. Identify every Business for which your spouse and/or any dependent child(ren) residing in your household worked as an employee, manager, consultant, or independent contractor at any time during 2015, whether compensated or not, and whether full- or part-time, and provide the required information for each. owned more than 1% of any class of the outstanding stock or similar ownership interest, at any time during 2015, and provide the required information for each. during 2015, and provide the required information for each. dependent child(ren) residing in your household during 2015, and provide the required information for each. Page 3 of 31 11. Identify any Business in which you served as an officer, director, or trustee, at any time during 2015, whether The Advent School 15 Brimmer Street, Boston, MA, 02108, US Trustee an officer, director, or trustee, at any time during 2015, whether compensated or not, and whether full- or part-time, and provide the required information for each. 13. Identify all Real Estate in Massachusetts which you owned directly or through a Business as of December 31, 2015, and which had an assessed value greater than $1,000, and provide the required information for each Real 315 Beacon Street #6, Boston, MA, 02116, US F, S/C 223 W Canton Street #2, Boston, MA, 02116, US F, S/C Yes F, S/C LLC, Home Suite Home 223 W Canton Street #2, Boston, MA, 02116, US Page 4 of 31 and/or any dependent child(ren) residing in your household owned directly or through a Business as of December 31, 2015, and which had an assessed value greater than $1,000, and provide the required information for each Real 15. Identify any Trust of which you were a beneficiary and which owned Real Estate in Massachusetts as of December 31, 2015, and which had an assessed value greater than $1,000, and provide the required information for each such Trust and Real Estate holding. 16. Other than the Real Estate identified in Question 15, identify any Trust of which your spouse and/or any dependent child(ren) residing in your household was a beneficiary and which owned Real Estate in Massachusetts as of December 31, 2015, with an assessed value greater than $1,000, and provide the required information for each such Trust and Real Estate holding. 17. Identify any Real Estate in Massachusetts with an assessed value greater than $1,000, that was transferred to another person or entity by you, or by a Trust of which you were a beneficiary, at any time during 2015, and provide the required information for each Real Estate holding. Page 5 of 31 18. Other than the Real Estate identified in Question 17, identify any Real Estate in Massachusetts with an assessed value greater than $1,000, that was transferred to another person or entity by your spouse and/or any dependent child(ren) residing in your household, or by a Trust of which your spouse and/or any dependent child(ren) residing in your household was a beneficiary, at any time during 2015, and provide the required information for each piece of Real Estate transferred. 19. Identify any Real Estate in Massachusetts with an assessed value greater than $1,000, on which, as of December 31, 2015, you, or a Trust of which you were a beneficiary, had a lien, attachment, or mortgage receivable, and provide the required information for each. 20. Other than the Real Estate identified in Question 19, identify any Real Estate in Massachusetts with an assessed value greater than $1,000, on which, as of December 31, 2015, your spouse and/or any dependent child(ren) residing in your household, or a Trust of which your spouse and/or any dependent child(ren) residing in your household, had a lien, attachment, or mortgage receivable, and provide the required information for each. Page 6 of 31 agencies, and authorities, which you owned directly or through a Business, as of December 31, 2015, and which had a fair market value as of that date greater than $1,000, and provide the required information for each such investment. 22. Other than the bonds or other securities identified in Question 21, identify every bond or other security issued by the Commonwealth of Massachusetts or its political subdivisions, agencies, and authorities, which your spouse and/or any dependent child(ren) residing in your household owned directly or through a Business, as of December 31, 2015, and which had a fair market value as of that date greater than $1,000, and provide the required information for each such investment. agencies, and authorities, which was owned as of December 31, 2015, by a Trust of which you were a beneficiary, whether directly or through a Business, and which had a fair market value as of that date greater than $1,000, and provide the required information for each such investment. Page 7 of 31 agencies, and authorities, which was owned as of December 31, 2015, by a Trust of which your spouse and/or any dependent child(ren) residing in your household was a beneficiary, whether directly or through a Business, and which had a fair market value as of that date greater than $1,000, and provide the required information for each such investment. Page 8 of 31 25. Identify every Financial Investment that you owned directly or through a Business as of December 31, 2015, and which had a fair market value as of that date greater than $1,000, and provide the required information for each. Name of Issuer Description of Investment Principal Place of Business or State of Incorporation Allianz F, S/C Common Stock Munich, Germany 28 Koeniginstr, 80802 Munich, Germany Alphabet Inc. Class C Capital Stock(GOOG) F, S/C American International Group, Inc. New Common Stock(AIG) F, S/C American Airlines Group, Inc. - Common Stock(AAL) F, S/C American Express Company Common Stock(AXP) F, S/C American Water Works Company, Inc. Common Stock(AWK) F, S/C Page 9 of 31 American Axle & Manufacturing Holdings, Inc. Common Stock(AXL) F, S/C Anheuser Busch F, S/C American Water Works Company, Inc. Common Stock(AWK) F, S/C Ameris Bancorp Common Stock(ABCB) F, S/C Aon plc Class A Ordinary Shares (UK)(AON) F, S/C Apartment Investment and Management Company Common Stock(AIV) F, S/C Apple Inc. Common Stock(AAPL) F, S/C ARM Holdings plc - American Depositary Shares each representing 3 Ordinary Shares(ARMH) F, S/C Common Stock Delaware 1209 Orange Street, Wilmington, DE, 19801, US Page 10 of 31 Avery Dennison Corporation Common Stock(AVY) F, S/C Aviva plc Unsponsored ADR (UK)(AV) F, S/C Axis Capital Holdings Limited Common Stock(AXS) F, S/C Baidu, Inc. American Depositary Shares, each representing one tenth Class A ordinary share(BIDU) F, S/C Baker Hughes Incorporated Common Stock(BHI) F, S/C Bank of America Corporation Non Cumulative Perpetual Conv Pfd Ser L(BAC$L) F, S/C Bank of New York Mellon Corporation (The) Common Stock(BK) F, S/C Barclays PLC ADS(BCS$A) F, S/C Page 11 of 31 Bayerische Motoren Werke AG F, S/C Common Stock Munich, Germany Petuerlring 130, Munich, Germany Bed Bath & Beyond Inc. Common Stock(BBBY) F, S/C Berkshire Hathaway Inc. New Common Stock(BRK.B) F, S/C Berkshire Hills Bancorp, Inc. Common Stock(BHLB) F, S/C BG Group F, S/C Common Stock Reading, England 100 Thames Valley Park Drive, Reading, England BNP Paribas SP ADR Repstg F, S/C Common Stock Paris, France Boulevard des Italiens, Paris, France Boening Co F, S/C Common Stock Delaware 2711 Centerville Road, Wilmington , MA, 19808, US British American Tobacco Industries, p.l.c. Common Stock ADR(BTI) F, S/C Page 12 of 31 Bruker Corporation Common Stock(BRKR) F, S/C Bunge Limited Bunge Limited(BG) F, S/C Cadence Design Systems, Inc. Common Stock(CDNS) F, S/C Canadian National Railway Company Common Stock(CNI) F, S/C CarMax Inc(KMX) F, S/C Carnival Plc ADS ADS(CUK) F, S/C CBS Corporation Class B Common Stock(CBS) F, S/C Ciena Corporation Common Stock(CIEN) F, S/C Page 13 of 31 Citigroup Inc. Class B Warant expiring October 28, 2018(C.B) F, S/C Coca Cola Femsa S.A.B. de C.V. Common Stock(KOF) F, S/C Corning Incorporated Common Stock(GLW) F, S/C CLS Ltd F, S/C CVS Health Corporation Common Stock(CVS) F, S/C Dassault Systems SA ADS F, S/C E*TRADE Financial Corporation Common Stock(ETFC) F, S/C East Japan Ry Co ADR F, S/C Common Stock United Kingdom 9 Arkwright Road, Berkshire, England Common Stock France 3DS Paris Campus, Velizy-Villacoub lay, France Common Stock New York 350 Fifth Avenue, New York, NY, 10118, Page 14 of 31 EMCOR Group, Inc. Common Stock(EME) F, S/C Engie Spons ADR F, S/C Common Stock France 1 Place Samuel de Champlain, Paris, France 92930 Fanuc Corporations UNSPR F, S/C Common Stock Japan 3580 Shibokusa Aza-Komanba, Yamansahi, Japan General Motors Company Common Stock(GM) F, S/C GlaxoSmithKline PLC Common Stock(GSK) F, S/C Global Payments Inc. Common Stock(GPN) F, S/C Halliburton Company Common Stock(HAL) F, S/C Harley-Davidson, Inc. Common Stock(HOG) F, S/C Page 15 of 31 Hillrom Holdings F, S/C Common Stock Indiana 1069 State Route 46 East, Batesville, MA, 47006, US Hitachi 10 Com New ADR F, S/C Common Stock Japan 6 Kanda-Surugadai 4-Chrome, Tokyo, Japan HSBC Holdings, plc. Common Stock(HSBC) F, S/C Integra LifeSciences Holdings Corporation Common Stock(IART) F, S/C Integrated Device Technology, Inc. - Common Stock(IDTI) F, S/C Jabil Circuit, Inc. Common Stock(JBL) F, S/C Jacobs Engineering Group Inc. Common Stock(JEC) F, S/C JP Morgan Chase & Co. Common Stock(JPM) F, S/C Page 16 of 31 Kaiser Aluminum Corporation Common Stock(KALU) F, S/C KDDI Corp Unspon ADR F, S/C Kilroy Realty Corporation Common Stock(KRC) F, S/C Kohl's Corporation Common Stock(KSS) F, S/C L'Oreal Co ADR F, S/C Leucadia National Corporation Common Stock(LUK) F, S/C LifePoint Health, Inc. Common Stock(LPNT) F, S/C Linde AG Sponsored ADR F, S/C Common Stock Japan 2-3-2 Nishishinjuku Sinjuku-ku, Tokyo, Japan Common Stock France 41 rue Martre, 92110 Clichy, France Common Stock Germany Klosterhofstrass e 1, 80331 Munich, Germany Page 17 of 31 Lloyds Banking Group Plc American Depositary Shares(LYG) F, S/C ManpowerGroup Common Stock(MAN) F, S/C Monolithic Power Systems, Inc. Common Stock(MPWR) F, S/C Nestle Spon ADR F, S/C Nordic American Tankers Limited Common Stock(NAT) F, S/C Novo Nordisk A/S Common Stock(NVO) F, S/C Novartis AG Common Stock(NVS) F, S/C Quanta Services, Inc. Common Stock(PWR) F, S/C Common Stock Switzerland Avenue 55 , 1800 Vevey, Switzerland Page 18 of 31 RELX N.V. American Depositary Shares (Each representing One Ordinary Share) (RENX) F, S/C Roche Holdings ADR F, S/C Sanofi American Depositary Shares (Each repstg one-half of one ordinary share)(SNY) F, S/C SAP F, S/C Schlumberger N.V. Common Stock(SLB) F, S/C Schneider Elec SA Unsp F, S/C Sealed Air Corporation Common Stock(SEE) F, S/C SK Telecom Co., Ltd. Common Stock(SKM) F, S/C Common Stock Indiana 9115 Hague Road, Indianapolis, Indiana, MA, 46250, US Common Stock Germany Dietmar-Hopp-All ee 16, 69190 Walldorf, Germany Common Stock France 35 Rue Joseph Monier , 92506 Rueil-Malmasion, France Page 19 of 31 SSE PLC Spon ADR F, S/C Synovus Financial Corp. Common Stock(SNV) F, S/C Sysmex Corp Unspon ADR F, S/C Taiwan Semiconductor Manufacturing Company Ltd. (TSM) F, S/C Total SA Spon Andr F, S/C Toyota Motor Corporation Common Stock(TM) F, S/C UBS Group AG Registered Ordinary Shares(UBS) F, S/C Unicharm Corp F, S/C Common Stock United Kingdom 200 Dunkeld Road, Perth PH1 3AQ, United Kingdom Common Stock Japan Hyogo Prefecture, Kobe, Japan Common Stock France Place Jean Millier La Defense , 92078 Paris, France Common Stock Japan ?, Tokyo, Japan Page 20 of 31 United Parcel Service, Inc. Common Stock(UPS) F, S/C Valmont Industries, Inc. Common Stock(VMI) F, S/C Vantiv, Inc. Class A Common Stock(VNTV) F, S/C Volkswagen AG Spon ADR F, S/C Wal-Mart Stores, Inc. Common Stock(WMT) F, S/C Walgreens Boots Alliance, Inc. Common Stock(WBA) F, S/C Walt Disney Company (The) Common Stock(DIS) F, S/C Wash Real Est Inv F, S/C Common Stock Germany PO Box 1849, Wolfsburg, Germany Common Stock Maryland 6110 Executive Blvd #800, Rockville, MD, 20852, US Page 21 of 31 Wells Fargo & Company Common Stock(WFC) F, S/C WPP plc American Depositary Shares each representing five Ordinary Shares(WPPGY) F, S/C Zurich Insurance Group F, S/C Vanguard Growth ETF - DNQ(VUG) F, S/C Vanguard Value ETF - DNQ(VTV) F, S/C AQR Managed Futures Strategy Fund Class I(AQMIX) F, S/C Blackstone Alternative Multi-Strategy Fund Class I(BXMIX) F, S/C Goldman Sachs Multi-Manager Alternatives Fd Inst Cl(GSMMX) F, S/C Common Stock Switzerland ?, Zurich, Switzerland Page 22 of 31 Lazard Emerging Markets Core Equity Portfolio Institutional Shares(ECEIX) F, S/C Wells Fargo Adv Fd, Intermediate Tax/AMT-Free Inst Cl(WITIX) F, S/C iShares MSCI EAFE Minimum Volatility ETF(EFAV) F, S/C AQR Managed Futures Strategy Fund Class I(AQMIX) F, S/C Cohen & Steers Preferred Securities and Income Fund Inc. Class I(CPXIX) F, S/C Guggenheim Macro Opportunities FundInstitutional Class(GIOIX) F, S/C Rydex Series Fds, Multi-Hedge Strategies Fund P Class(RYMSX) F, S/C John Hancock Funds II Global Absolute Return Strategies Fund Cl I(JHAIX) F, S/C Page 23 of 31 Loomis Sayles Funds - Bond Fund Institutional Class (Trust I) (LSBDX) F, S/C Metropolitan West Total Return Bond Fd Cl I(MWTIX) F, S/C Metropolitan West Total Return Bond Fd Cl I(MWTIX) F, S/C Oppenheimer Fundamental Alternatives Fund Class Y(QOPYX) F, S/C PIMCO Income Fund P Class(PONPX) F, S/C Prudential Short-Term Corporate Bond Fund, Inc. Class Z(PIFZX) F, S/C Putnam Income Fund Class Y(PNCYX) F, S/C Putnam Income Fund Class Y(PNCYX) F, S/C Page 24 of 31 Templeton Global Total Return Fund Class Advisor(TTRZX) F, S/C Touchstone Arbitrage Fund Cl Y(TMAYX) F, S/C Touchstone Arbitrage Fund Cl Y(TMAYX) F, S/C Victory Investment Grade Convertible Fund Class I Shares(VICIX) F, S/C Virtus Multi-Sector Short Term Bond Fund Class I(PIMSX) F, S/C 26. Other than the Financial Investments identified in Question 25, identify every Financial Investment that your spouse and/or any dependent child(ren) residing in your household owned directly or through a Business as of December 31, 2015, and which had a fair market value as of that date greater than $1,000, and provide the required information for each. For any Financial Investment not included on the drop-down list of publicly traded stock, you must provide the issuer's principal place of business or state of incorporation as well as its address. Page 25 of 31 27. Identify every Financial Investment that was owned as of December 31, 2015, by a Trust of which you were a beneficiary, and which had a fair market value as of that date greater than $1,000, and provide the required information for each. For any Financial Investment not included on the drop-down list of publicly traded stock, you must provide the issuer's principal place of business or state of incorporation as well as its address. 28. Other than the Financial Investments identified in Question 27, identify every Financial Investment that was owned as of December 31, 2015, by a Trust of which your spouse and/or any dependent child(ren) residing in your household was a beneficiary, and which had a fair market value as of that date greater than $1,000, and provide the required information for each. For any Financial Investment not included on the drop-down list of publicly traded stock, you must provide the issuer's principal place of business or state of incorporation as well as its address. 29. Identify all mortgages, including home equity and reverse mortgage loans, on your Primary Residence, on which more than $1,000 was owed as of December 31, 2015, where the creditor (person who loaned you the money) is NOT, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and provide the required information for each. Citi PO Box 6279, Sioux Falls, SD, 57117 6279, 30 years 3.875 2045 Page 26 of 31 Primary Residence, on which more than $1,000 was owed as of December 31, 2015, which you were obligated to pay and where the creditor (person who loaned you the money) is NOT, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative? 31. Identify all mortgages, including home equity and reverse mortgage loans, OTHER than any mortgage on your Primary Residence, on which more than $1,000 was owed as of December 31, 2015, and which your spouse and/or any dependent child(ren) residing in your household were obligated to pay and where the creditor (person who loaned your spouse and/or dependent child(ren) residing in your household the money) is NOT, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and provide the required information for each. 32. Identify all non-mortgage debts of more than $1,000 that you owed as of December 31, 2015, IF the person to whom you owed the debt is NOT, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and 33. Identify all non-mortgage debts of more than $1,000 that your spouse and/or any dependent child(ren) residing in your household owed as of December 31, 2015, IF the person to whom your spouse and/or any dependent child(ren) residing in your household owed the debt is NOT, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and Page 27 of 31 34. Identify non-mortgage debts of more than $1,000 which you owed and which were forgiven at any time during 2015, EXCLUDING debts forgiven by a person who is, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and provide the required information for each. residing in your household and were forgiven at any time during 2015, EXCLUDING debts forgiven by a person who is, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great grandchild, aunt, uncle, 36. Identify any Reimbursements for expenses in excess of $100 provided to you at any time during 2015 by any legislative agent or executive agent (lobbyist) or any person having a direct interest in a matter before the governmental body by which you were or are employed. 36.a Identify any Reimbursements for expenses in excess of $100, other than those identified in response to Question 36, you received at any time during 2015 from any person having a direct interest in a matter before the Page 28 of 31 37. Identify any Reimbursements for expenses in excess of $100 provided to your spouse and/or any dependent child(ren) residing in your household at any time during 2015 by any legislative agent or executive agent (lobbyist). 37.a Identify any Reimbursements for expenses in excess of $100, other than those identified in response to Question 36, provided to your spouse and/or dependent child(ren) residing in your household at any time during 2015 by any person having a direct interest in a matter before the governmental body by which you were or are now employed. 38. Identify any Gifts and/or Honoraria worth more than $100 provided to you at any time during 2015 by any person having a direct interest in a matter before a governmental body by which you were or are now employed, and provide the required information for each. 39. Identify any Gifts and/or Honoraria worth more than $100 provided to your spouse and/or any dependent child(ren) residing in your household at any time during 2015 by any person having a direct interest in a matter before the governmental body by which you were or are now employed, and provide the required information for each. Page 29 of 31 40. Did you, your spouse and/or any dependent child(ren) residing in your household during 2015, own anything that you have not reported on this Statement of Financial Interests because it was held in a Blind Trust during 2015? Page 30 of 31 I, Lisa Ann Grant, certify under the pains and penalties of perjury that: Submitted: 06/20/2016 If you were required to amend your Statement of Financial Interests last year, we encourage you to carefully review your 2015 Page 31 of 31 |