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| 33067 | Roger B Eaton 2023 | Statement of Financial Interests for 2023 Eaton Roger B (774) 455-4601 roger.eaton@umassmed.edu You indicated that you did have a spouse residing in your household during 2023. You indicated that you had no dependent child(ren) residing in your household at any time during 2023. Page 1 of 20 University of Massachusetts Medical School (UMASS) 55 Lake Avenue North, Worcester, MA, 01655, US Director, New England Newborn Screening Program 03/20/1998 to which you provided services, at any time during 2023, whether compensated or not, and whether full- or part-time. services, at any time during 2023, whether compensated or not, and whether full- or part-time. any time during 2023, whether compensated or not, and whether full- or part-time, and provide the required information 6. Identify any Business from which you were on a leave of absence at any time during 2023, and provide its address. Page 2 of 20 an employee, manager, consultant, or independent contractor at any time during 2023, whether compensated or not, owned more than 1% of any class of the outstanding stock or similar ownership interest, at any time during 2023, and during 2023, and provide the required information for each. dependent child(ren) residing in your household during 2023, and provide the required information for each. 11. Identify any Business in which you served as an officer, director, or trustee, at any time during 2023, whether Page 3 of 20 an officer, director, or trustee, at any time during 2023, whether compensated or not, and whether full- or part-time, and 13. Identify all Real Estate in Massachusetts which you owned directly or through a Business as of December 31, 2023, F, S/C 35 Myrtle Street, Millis, MA, 02054, and/or any dependent child(ren) residing in your household owned directly or through a Business as of December 31, 2023, Page 4 of 20 2023, with an assessed value greater than $1,000, and provide the required information for each such Trust and Real Estate 31, 2023, with an assessed value greater than $1,000, and provide the required information for each such Trust and Real person or entity by you, or by a Trust of which you were a beneficiary, at any time during 2023, and provide the required Page 5 of 20 was a beneficiary, at any time during 2023, and provide the required information for each piece of Real Estate transferred. 2023, you, or a Trust of which you were a beneficiary, had a lien, attachment, or mortgage receivable, and provide the greater than $1,000, on which, as of December 31, 2023, your spouse and/or any dependent child(ren) residing in your Page 6 of 20 agencies, and authorities, which you owned directly or through a Business, as of December 31, 2023, and which had a fair dependent child(ren) residing in your household owned directly or through a Business, as of December 31, 2023, and which agencies, and authorities, which was owned as of December 31, 2023, by a Trust of which you were a beneficiary, whether Page 7 of 20 agencies, and authorities, which was owned as of December 31, 2023, by a Trust of which your spouse and/or any Page 8 of 20 25. Identify every Financial Investment that you owned directly or through a Business as of December 31, 2023, and which Name of Issuer Description of Investment Principal Place of Business or State of Incorporation Parker-Hannifin Corporation Common Stock(PH) F, S/C Apple Inc. Common Stock(AAPL) F, S/C BERKSHIRE HATHAWAY CLASS B F, S/C Burlington Stores, Inc. Common Stock(BURL) F, S/C Colgate-Palmolive Company Common Stock(CL) F, S/C Comcast Corporation Class A Common Stock(CMCSA) F, S/C Common Stock NE 3555 Farnam St, Omaha, NE, 68131, Page 9 of 20 CyberArk Software Ltd. - Ordinary Shares(CYBR) F, S/C DTE Energy Company Common Stock(DTE) F, S/C Electronic Arts Inc. - Common Stock(EA) F, S/C FMC Corporation Common Stock(FMC) F, S/C Fiserv, Inc. Common Stock(FISV) F, S/C Home Depot, Inc. (The) Common Stock(HD) F, S/C Johnson & Johnson Common Stock(JNJ) F, S/C LGI Homes, Inc. Common Stock(LGIH) F, S/C Page 10 of 20 MaxLinear, Inc Class A Common Stock(MXL) F, S/C McDonald's Corporation Common Stock(MCD) F, S/C Nasdaq, Inc. Common Stock(NDAQ) F, S/C Norfolk Southern Corporation Common Stock(NSC) F, S/C NVIDIA Corporation Common Stock(NVDA) F, S/C Pepsico, Inc. Common Stock(PEP) F, S/C QUALCOMM Incorporated Common Stock(QCOM) F, S/C RadNet, Inc. Common Stock(RDNT) F, S/C Page 11 of 20 Sherwin-Williams Company (The) Common Stock(SHW) F, S/C Target Corporation Common Stock(TGT) F, S/C UnitedHealth Group Incorporated Common Stock (DE) (UNH) F, S/C Walt Disney Company (The) Common Stock(DIS) F, S/C Waste Management, Inc. Common Stock(WM) F, S/C Schwab International Equity ETF(SCHF) F, S/C Schwab Balanced Fund Investor Shares(SWOBX) F, S/C Alphabet Inc. Class A Common Stock(GOOGL) F, S/C Page 12 of 20 Analog Devices, Inc. - Common Stock(ADI) F, S/C D.R. Horton, Inc. Common Stock(DHI) F, S/C Harding Loevner Fund, Inc. International Eq Pt(HLMIX) F, S/C Polen Growth Fund Institutional Class(POLIX) F, S/C Prospector Opportunity Fund(POPFX) F, S/C WCM Focused International Growth Fund Insti Cl(WCMIX) F, S/C William Blair Small-Mid Cap Growth Fund Class I(WSMDX) F, S/C iShares Core Dividend Growth ETF(DGRO) F, S/C Page 13 of 20 META Platforms Inc F, S/C Common Stock California, USA One Hacker Way, Menlo, CA, 94025, Blackrock iSHARES MSCI EMERGING MARKETS ETF F, S/C Exchange Traded Fund NY, USA 55 East 52nd Street, New York, NY, 10055, US ALPS/SMITH SHORT DURATIO N BOND I F, S/C Mutual Fund Colorado, USA 1290 N Broadway, Denver, CO, 80203, US iShares 3-7 Year Treasury Bond ETF(IEI) F, S/C iShares National AMT-Free Muni Bond ETF(MUB) F, S/C iShares 1-3 Year Treasury Bond ETF(SHY) F, S/C Buffalo International Fund(BUFIX) F, S/C Page 14 of 20 and/or any dependent child(ren) residing in your household owned directly or through a Business as of December 31, 2023, 27. Identify every Financial Investment that was owned as of December 31, 2023, by a Trust of which you were a December 31, 2023, by a Trust of which your spouse and/or any dependent child(ren) residing in your household was a Page 15 of 20 than $1,000 was owed as of December 31, 2023, where the creditor (person who loaned you the money) is not, by blood Primary Residence, on which more than $1,000 was owed as of December 31, 2023, which you were obligated to pay and 31, 2023, and which your spouse and/or any dependent child(ren) residing in your household were obligated to pay and Page 16 of 20 32. Identify all non-mortgage debts of more than $1,000 that you owed as of December 31, 2023, IF the person to whom household owed as of December 31, 2023, if the person to whom your spouse and/or any dependent child(ren) residing in 34. Identify non-mortgage debts of more than $1,000 which you owed and which were forgiven at any time during 2023, residing in your household and were forgiven at any time during 2023, excluding debts forgiven by a person who is, by blood Page 17 of 20 36. Identify any Reimbursements for expenses in excess of $100 provided to you at any time during 2023 by any legislative you received at any time during 2023 from any person having a direct interest in a matter before the governmental body by residing in your household at any time during 2023 by any legislative agent or executive agent (lobbyist). provided to your spouse and/or dependent child(ren) residing in your household at any time during 2023 by any person 38. Identify any Gifts and/or Honoraria worth more than $100 provided to you at any time during 2023 by any person having Page 18 of 20 residing in your household at any time during 2023 by any person having a direct interest in a matter before the 40. Did you, your spouse and/or any dependent child(ren) residing in your household during 2023, own anything that you have not reported on this Statement of Financial Interests because it was held in a Blind Trust during 2023? Page 19 of 20 I, Roger B Eaton, certify under the pains and penalties of perjury that: Submitted: 04/24/2024 If you were required to amend your Statement of Financial Interests last year, we encourage you to carefully review your 2023 Page 20 of 20 |