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11844	Cathy M Judd-Stein 2018	Statement of Financial Interests for 2018 Judd-Stein Cathy M (617) 979-8480 cathy.judd-stein@state.ma.us You indicated that you did have a spouse residing in your household during 2018. You indicated that you had no dependent child(ren) residing in your household at any time during 2018. Page 1 of 21 provide the required information for that position. If you held more than one public position which requires you to file, identify each position. Massachusetts Gaming Commission (MassGaming) 101 Federal Street, 12th Floor, Boston, MA, 02110, Chair 02/04/2019 3. Other than the position(s) identified in Question 2, identify every public position you held, and every public agency to which you provided services, at any time during 2018, whether compensated or not, and whether full- or part-time. Public Agency Public Agency Consultant / Contractor? State Office of the Governor of the Commonwealth State House, Room 271, Boston, MA, 02133, US Deputy Chief Legal Counsel Services Provided services, at any time during 2018, whether compensated or not, and whether full- or part-time. any time during 2018, whether compensated or not, and whether full- or part-time, and provide the required 6. Identify any Business from which you were on a leave of absence at any time during 2018, and provide its address. Page 2 of 21 7. Identify every Business for which your spouse and/or any dependent child(ren) residing in your household worked as an employee, manager, consultant, or independent contractor at any time during 2018, whether compensated or not, and whether full- or part-time, and provide the required information for each. WilmerHale 60 State Street, Boston, MA, 02109, US Manager GearSay 30 Newbury Street, 3rd Floor, Boston, MA, 02116, US Manager owned more than 1% of any class of the outstanding stock or similar ownership interest, at any time during 2018, and provide the required information for each. during 2018, and provide the required information for each. WilmerHale 60 State Street, Boston, MA, 02109, US GearSay 30 Newberry Street, 3rd Floor, Boston, MA, 02116, dependent child(ren) residing in your household during 2018, and provide the required information for each. Page 3 of 21 11. Identify any Business in which you served as an officer, director, or trustee, at any time during 2018, whether GLAAD 5455 Wilshire Blvd., Los Angeles, CA, 90036, US Director 1000 Main Street, St Johnsbury, VT, 05819, US Trustee St. Johnsbury Academy an officer, director, or trustee, at any time during 2018, whether compensated or not, and whether full- or part-time, and provide the required information for each. GearSay 30 Newbury Street, 3rd Floor, Boston, MA, 02116, US Officer 13. Identify all Real Estate in Massachusetts which you owned directly or through a Business as of December 31, 2018, and which had an assessed value greater than $1,000, and provide the required information for each Real Estate F, S/C Page 4 of 21 and/or any dependent child(ren) residing in your household owned directly or through a Business as of December 31, 2018, and which had an assessed value greater than $1,000, and provide the required information for each Real Estate 15. Identify any Trust of which you were a beneficiary, and which owned Real Estate in Massachusetts as of December 31, 2018, with an assessed value greater than $1,000, and provide the required information for each such Trust and Real 31, 2018, with an assessed value greater than $1,000, and provide the required information for each such Trust and Real 17. Identify any Real Estate in Massachusetts with an assessed value greater than $1,000, that was transferred to another person or entity by you, or by a Trust of which you were a beneficiary, at any time during 2018, and provide the required information for each Real Estate holding. Page 5 of 21 18. Other than the Real Estate identified in Question 17, identify any Real Estate in Massachusetts with an assessed value greater than $1,000, that was transferred to another person or entity by your spouse and/or any dependent child(ren) residing in your household, or by a Trust of which your spouse and/or any dependent child(ren) residing in your household was a beneficiary, at any time during 2018, and provide the required information for each piece of Real Estate transferred. 2018, you, or a Trust of which you were a beneficiary, had a lien, attachment, or mortgage receivable, and provide the 20. Other than the Real Estate identified in Question 19, identify any Real Estate in Massachusetts with an assessed value greater than $1,000, on which, as of December 31, 2018, your spouse and/or any dependent child(ren) residing in your household, or a Trust of which your spouse and/or any dependent child(ren) residing in your household, had a lien, Page 6 of 21 agencies, and authorities, which you owned directly or through a Business, as of December 31, 2018, and which had a dependent child(ren) residing in your household owned directly or through a Business, as of December 31, 2018, and which had a fair market value as of that date greater than $1,000, and provide the required information for each such investment. agencies, and authorities, which was owned as of December 31, 2018, by a Trust of which you were a beneficiary, whether directly or through a Business, and which had a fair market value as of that date greater than $1,000, and provide the required information for each such investment. Page 7 of 21 agencies, and authorities, which was owned as of December 31, 2018, by a Trust of which your spouse and/or any dependent child(ren) residing in your household was a beneficiary, whether directly or through a Business, and which had a fair market value as of that date greater than $1,000, and provide the required information for each such investment. Page 8 of 21 25. Identify every Financial Investment that you owned directly or through a Business as of December 31, 2018, and which had a fair market value as of that date greater than $1,000, and provide the required information for each. Name of Issuer Polen Growth Fund Institutional Class(POLIX) SPDR S&P 500(SPY) Vanguard 500 Index Fd Admiral Shs(VFIAX) iShares Russell 2000 ETF(IWM) Artisan International Value Fund Advisor Shares(APDKX) iShares MSCI EAFE Small-Cap ETF(SCZ) Description of Investment Principal Place of Business or State of Incorporation Page 9 of 21 iShares MSCI EAFE ETF(EFA) iShares MSCI Emerging Index Fund(EEM) Harding, Loevner Funds, Inc. Emerging Markets Portfolio Adv Cl(HLEMX) Western Asset Massachusettes Municipals Fund Class I(LHMIX) Wells Fargo Adv Fd, Intermediate Tax/AMT-Free Inst Cl(WITIX) Nuveen High Yield Municipal Bd Fd Class R(NHMRX) Diamond Hill Long-Short Fund Class I(DHLSX) Vanguard REIT ETF - DNQ(VNQ) Page 10 of 21 Vanguard Mid-Cap Growth ETF DNQ(VOT) AbbVie Inc. Common Stock(ABBV) Align Technology, Inc. - Common Stock(ALGN) Alphabet Inc. Class A Common Stock(GOOGL) Altria Group, Inc.(MO) Amazon.com, Inc. - Common Stock(AMZN) Amgen Inc. Common Stock(AMGN) Analog Devices, Inc. - Common Stock(ADI) Page 11 of 21 Apple Inc. Common Stock(AAPL) Berkshire Hathaway Inc. New Common Stock(BRK.B) Capital One Financial Corporation Common Stock(COF) Chevron Corporation Common Stock(CVX) Constellation Brands, Inc. Common Stock(STZ) Crown Castle International Corp. (REIT) Common Stock(CCI) Facebook, Inc. Class A Common Stock(FB) Home Depot, Inc. (The) Common Stock(HD) Page 12 of 21 Honeywell International Inc. Common Stock(HON) Johnson & Johnson Common Stock(JNJ) JP Morgan Chase & Co. Common Stock(JPM) Microsoft Corporation Common Stock(MSFT) Pfizer, Inc. Common Stock(PFE) PayPal Holdings, Inc. - Common Stock(PYPL) Procter & Gamble Company (The) Common Stock(PG) QUALCOMM Incorporated Common Stock(QCOM) Page 13 of 21 Raytheon Company Common Stock(RTN) Regeneron Pharmaceuticals, Inc. - Common Stock(REGN) Salesforce.com Inc Common Stock(CRM) SBA Communications Corporation Common Stock(SBAC) Starbucks Corporation Common Stock(SBUX) United Technologies Corporation Common Stock(UTX) Verizon Communications Inc. Common Stock(VZ) Visa Inc.(V) Page 14 of 21 Zimmer Biomet Holdings, Inc. Common Stock(ZBH) BlackRock, Inc. Common Stock(BLK) Booking Holdings, Inc. F, S/C Dollar General Corporation Common Stock(DG) F, S/C Nestle Spon Adr Rep Reg (NSRGY) F, S/C Common Stock Delaware 800 Connecticut Avenue, Norfolk, CT, 06854, US Common Stock Switzerland 1812 N Moore Street, Arlington, VA, 22209, US and/or any dependent child(ren) residing in your household owned directly or through a Business as of December 31, 2018, and which had a fair market value as of that date greater than $1,000, and provide the required information for Page 15 of 21 27. Identify every Financial Investment that was owned as of December 31, 2018, by a Trust of which you were a beneficiary, and which had a fair market value as of that date greater than $1,000, and provide the required information for each. For any Financial Investment not included on the drop-down list of publicly traded stock, you must provide the 28. Other than the Financial Investments identified in Question 27, identify every Financial Investment that was owned as of December 31, 2018, by a Trust of which your spouse and/or any dependent child(ren) residing in your household was a beneficiary, and which had a fair market value as of that date greater than $1,000, and provide the required information for each. For any Financial Investment not included on the drop-down list of publicly traded stock, you must provide the 29. Identify all mortgages, including home equity and reverse mortgage loans, on your Primary Residence, on which more than $1,000 was owed as of December 31, 2018, where the creditor (person who loaned you the money) is not, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great-grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and provide the required information for each. JP Morgan PO Box 659754, San Antonio, TX, 78265, US 30 years 3.625 2044 Page 16 of 21 Primary Residence, on which more than $1,000 was owed as of December 31, 2018, which you were obligated to pay and where the creditor (person who loaned you the money) is NOT, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great-grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative? Obligor Amount Outstanding Amount Mortgage Term Interest Rate (%) Termination Year 45 South Village Blvd., Warren, VT, 05674, F, S/C $60,001 to 100,000 $40,001 to 60,000 15 Years 4.75 2025 Creditor Creditor Chase Bank po box 9001871, louisvil le, KY, 40290, 31, 2018, and which your spouse and/or any dependent child(ren) residing in your household were obligated to pay and where the creditor (person who loaned the money to your spouse and/or dependent child(ren) residing in your household) is not, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great-grandchild, aunt, uncle, 32. Identify all non-mortgage debts of more than $1,000 that you owed as of December 31, 2018, IF the person to whom Amount Amount Owed Interest Rate(%) Date Repayment Due Loan Collateral $100,0 01 or Less than $1,001 5 12/31/2019 Liquidity line against investment Morgan Stanley 28 State Street, Boston, MA, 02109, US Page 17 of 21 33. Identify all non-mortgage debts of more than $1,000 that your spouse and/or any dependent child(ren) residing in your household owed as of December 31, 2018, if the person to whom your spouse and/or any dependent child(ren) residing in your household owed the debt is not, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great-grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and provide the required information for each. Interest Rate(%) Date RayPayment Due Loan Collateral 5 12/31/2019 See Q. 32 (liquidity line shared with Morgan Stanley 28 State Street, Boston, MA, 02109, US 34. Identify non-mortgage debts of more than $1,000 which you owed and which were forgiven at any time during 2018, grandchild, great-grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and provide the required information for each. residing in your household and were forgiven at any time during 2018, excluding debts forgiven by a person who is, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great-grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and provide the required information for each. 36. Identify any Reimbursements for expenses in excess of $100 provided to you at any time during 2018 by any legislative agent or executive agent (lobbyist). Page 18 of 21 36.a Identify any Reimbursements for expenses in excess of $100, other than those identified in response to Question 36, you received at any time during 2018 from any person having a direct interest in a matter before the governmental body by which you were or are now employed. 37. Identify any Reimbursements for expenses in excess of $100 provided to your spouse and/or any dependent child(ren) residing in your household at any time during 2018 by any legislative agent or executive agent (lobbyist). 37.a Identify any Reimbursements for expenses in excess of $100, other than those identified in response to Question 36, provided to your spouse and/or dependent child(ren) residing in your household at any time during 2018 by any person having a direct interest in a matter before the governmental body by which you were or are now employed. 38. Identify any Gifts and/or Honoraria worth more than $100 provided to you at any time during 2018 by any person having a direct interest in a matter before a governmental body by which you were or are now employed. residing in your household at any time during 2018 by any person having a direct interest in a matter before the Page 19 of 21 40. Did you, your spouse and/or any dependent child(ren) residing in your household during 2018, own anything that you have not reported on this Statement of Financial Interests because it was held in a Blind Trust during 2018? Page 20 of 21 I, Cathy M Judd-Stein, certify under the pains and penalties of perjury that: Submitted: 04/28/2019 If you were required to amend your Statement of Financial Interests last year, we encourage you to carefully review your 2018 Page 21 of 21