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2708	Brian J Shortsleeve 2016	Statement of Financial Interests for 2016 Shortsleeve Brian J (617) 222-5855 BShortsleeve@mbta.com You indicated that you did have a spouse residing in your household during 2016. You indicated that you did have dependent child(ren) residing in your household during 2016. 1. You have indicated that you are a candidate for public office. Select the office for which you are a candidate. Page 1 of 26 provide the required information for that position. If you held more than one public position which requires you to file, identify each position. MassDOT/MBTA 10 PARK PLAZA, Boston, MA, 02118, US Chief Administrator 07/30/2015 3. Other than the position(s) identified in Question 2, identify every public position you held, and every public agency to which you provided services, at any time during 2016, whether compensated or not, and whether full- or part-time. services, at any time during 2016, whether compensated or not, and whether full- or part-time. any time during 2016, whether compensated or not, and whether full- or part-time, and provide the required 6. Identify any Business from which you were on a leave of absence at any time during 2016, and provide its address. Page 2 of 26 7. Identify every Business for which your spouse and/or any dependent child(ren) residing in your household worked as an employee, manager, consultant, or independent contractor at any time during 2016, whether compensated or not, and whether full- or part-time, and provide the required information for each. Wellington Management 280 Congress Street, Boston, MA, 02210, US Employee owned more than 1% of any class of the outstanding stock or similar ownership interest, at any time during 2016, and provide the required information for each. during 2016, and provide the required information for each. dependent child(ren) residing in your household during 2016, and provide the required information for each. 11. Identify any Business in which you served as an officer, director, or trustee, at any time during 2016, whether Page 3 of 26 an officer, director, or trustee, at any time during 2016, whether compensated or not, and whether full- or part-time, and provide the required information for each. 13. Identify all Real Estate in Massachusetts which you owned directly or through a Business as of December 31, 2016, and which had an assessed value greater than $1,000, and provide the required information for each Real 8 Concord Square Unit 1, Boston, MA, 02118, US F, S/C F, S/C 204 Crystal Lake Road, Osterville, MA, 02655, US F, S/C and/or any dependent child(ren) residing in your household owned directly or through a Business as of December 31, 2016, and which had an assessed value greater than $1,000, and provide the required information for each Real Page 4 of 26 15. Identify any Trust of which you were a beneficiary and which owned Real Estate in Massachusetts as of December 31, 2016, with an assessed value greater than $1,000, and provide the required information for each such Trust and Real Estate holding. 16. Other than the Real Estate identified in Question 15, identify any Trust of which your spouse and/or any dependent child(ren) residing in your household was a beneficiary and which owned Real Estate in Massachusetts as of December 31, 2016, with an assessed value greater than $1,000, and provide the required information for each such Trust and Real Estate holding. 17. Identify any Real Estate in Massachusetts with an assessed value greater than $1,000, that was transferred to another person or entity by you, or by a Trust of which you were a beneficiary, at any time during 2016, and provide the required information for each Real Estate holding. Page 5 of 26 18. Other than the Real Estate identified in Question 17, identify any Real Estate in Massachusetts with an assessed value greater than $1,000, that was transferred to another person or entity by your spouse and/or any dependent child(ren) residing in your household, or by a Trust of which your spouse and/or any dependent child(ren) residing in your household was a beneficiary, at any time during 2016, and provide the required information for each piece of Real Estate transferred. 19. Identify any Real Estate in Massachusetts with an assessed value greater than $1,000, on which, as of December 31, 2016, you, or a Trust of which you were a beneficiary, had a lien, attachment, or mortgage receivable, and provide the required information for each. 20. Other than the Real Estate identified in Question 19, identify any Real Estate in Massachusetts with an assessed value greater than $1,000, on which, as of December 31, 2016, your spouse and/or any dependent child(ren) residing in your household, or a Trust of which your spouse and/or any dependent child(ren) residing in your household, had a lien, attachment, or mortgage receivable, and provide the required information for each. Page 6 of 26 agencies, and authorities, which you owned directly or through a Business, as of December 31, 2016, and which had a fair market value as of that date greater than $1,000, and provide the required information for each such investment. 22. Other than the bonds or other securities identified in Question 21, identify every bond or other security issued by the Commonwealth of Massachusetts or its political subdivisions, agencies, and authorities, which your spouse and/or any dependent child(ren) residing in your household owned directly or through a Business, as of December 31, 2016, and which had a fair market value as of that date greater than $1,000, and provide the required information for each such investment. agencies, and authorities, which was owned as of December 31, 2016, by a Trust of which you were a beneficiary, whether directly or through a Business, and which had a fair market value as of that date greater than $1,000, and provide the required information for each such investment. Page 7 of 26 agencies, and authorities, which was owned as of December 31, 2016, by a Trust of which your spouse and/or any dependent child(ren) residing in your household was a beneficiary, whether directly or through a Business, and which had a fair market value as of that date greater than $1,000, and provide the required information for each such investment. Page 8 of 26 25. Identify every Financial Investment that you owned directly or through a Business as of December 31, 2016, and which had a fair market value as of that date greater than $1,000, and provide the required information for each. Name of Issuer JPMorgan Chase Capital XVI JP Morgan Alerian MLP ETN(AMJ) F, S/C Brightcove Inc. - Common Stock(BCOV) F, S/C Market Vectors Brazil Small-Cap ETF(BRF) F, S/C CSI Compressco LP - common units(CCLP) F, S/C iShares Emerging Markets Dividend Index Fund Exchange Traded Fund(DVYE) F, S/C iShares MSCI Emerging Index Fund(EEM) F, S/C Description of Investment Principal Place of Business or State of Incorporation Page 9 of 26 iShares MSCI EAFE ETF(EFA) F, S/C Eaton Vance Floating Rate Income Trust Common Shares of Beneficial Interest(EFT) F, S/C WisdomTree India Earnings Fund(EPI) F, S/C Energy Transfer Partners, L.P. ENERGY TRANSFER PARNTERS(ETP) F, S/C Eaton Vance Municipal Income Trust Common Stock(EVN) F, S/C SPDR S&P Emerging Markets Small Cap ETF(EWX) F, S/C iShares MSCI Brazil Capped Index Fund(EWZ) F, S/C Flagstar Bancorp, Inc. Common Stock(FBC) F, S/C Page 10 of 26 First Trust ISE-Revere Natural Gas(FCG) F, S/C Fidelity Massachusetts Tax Free Money Market(FDMXX) F, S/C Fidelity Cash Reserves(FDRXX) F, S/C Fidelity Advisor Emerging Europe, Middle East, Africa (EMEA) Fund(FEMEX) F, S/C Fidelity China Region(FHKCX) F, S/C Fidelity Latin America Fund(FLATX) F, S/C Fidelity Leveraged Company Stock Fd(FLVCX) F, S/C Fidelity New Markets Income Fund(FNMIX) F, S/C Page 11 of 26 Full Circle Capital Corporation Common Stock(FULL) F, S/C iShares China Large-Cap ETF(FXI) F, S/C Goldman Sachs MLP Income Opportunities Fund(GMZ) F, S/C SPDR S&P China ETF(GXC) F, S/C Hoegh LNG Partners LP Common Units representing Limited Partner Interests(HMLP) F, S/C HubSpot, Inc. Common Stock(HUBS) F, S/C iShares Latin America 40 ETF(ILF) F, S/C Barclays Bank Plc iPath ETNs linked to the MSCI India Total Return Index(INP) F, S/C Page 12 of 26 Nuveen Mortgage Opportunity Term Fund Nuveen Mortgage Opportunity Term Fund(JLS) F, S/C Market Vectors Coal ETF(KOL) F, S/C CrossAmerica Partners LP Common Units representing limited partner interests(CAPL) F, S/C Loomis Sayles Funds - Bond Fund Retail Class (Trust I) (LSBRX) F, S/C Eaton Vance Massachusetts Municipal Income Trust Shares of Beneficial Interest(MMV) F, S/C iShares Global Materials ETF(MXI) F, S/C Great-West International Index Fd(MXINX) F, S/C Neuberger Berman MLP Income Fund Inc. Common Stock(NML) F, S/C Page 13 of 26 Oppenheimer Developing Markets Fund Class Y(ODVYX) F, S/C Plains All American Pipeline, L.P. Common Stock(PAA) F, S/C PCM Fund, Inc. Common Stock(PCM) F, S/C iShares US Preferred Stock ETF(PFF) F, S/C PIMCO Income Strategy Fund(XPFLX) F, S/C PIMCO High Fund(XPHKX) F, S/C PIMCO Municipal Income Fund III Common Shares of Beneficial Interest(PMX) F, S/C iShares Mortgage Capped ETF(REM) F, S/C Page 14 of 26 SPDR DJ Wilshire Intl Real Estate(RWX) F, S/C Fidelity Government Money Market Fund(SPAXX) F, S/C Fidelity High Fund(SPHIX) F, S/C SPDR S&P 500(SPY) F, S/C Schwab S&P 500 Index FundSelect Shares(SWPPX) F, S/C Schwab Small-Cap Index Fund-Select Shares(SWSSX) F, S/C Targa Resources, Inc. Common Stock(TRGP) F, S/C Vanguard Energy ETF(VDE) F, S/C Page 15 of 26 Vanguard Emerging Markets Stock Index Fd Admiral Shs(VEMAX) F, S/C Vanguard European Stock Index Fund Admiral Shares(VEUSX) F, S/C Vanguard Extended Market Index Fd Admiral Shs(VEXAX) F, S/C Vanguard Index Trust 500 Index Fund(VFINX) F, S/C Vanguard FTSE All-World Ex-US Small-Cap Index Fund Investor Shs(VFSVX) F, S/C Vanguard Energy Fund Admiral Shares(VGELX) F, S/C Vanguard FTSEEuropean ETF(VGK) F, S/C Vanguard Global ex-U.S. Real Estate Index Fund Admiral Shs(VGRLX) F, S/C Page 16 of 26 Vanguard REIT Index Fund Admiral Shares(VGSLX) F, S/C Vanguard High Dividend Yield Index Fd Investor Shs(VHDYX) F, S/C Vanguard Growth Index Fd Admiral Shs(VIGAX) F, S/C Invesco Municipal Trust Common Stock(VKQ) F, S/C Vanguard Massachusetts Tax-Exempt Fund(VMATX) F, S/C Vanguard Mid-Cap Growth Index Fd Admiral(VMGMX) F, S/C Vanguard Money Market Reserves Prime Money Market Fund(VMMXX) F, S/C Vanguard Tax-Exempt Money Market Fund(VMSXX) F, S/C Page 17 of 26 Vanguard Mid-Cap Value Index Fd Admiral(VMVAX) F, S/C Vanguard REIT ETF - DNQ(VNQ) F, S/C Vanguard Pacific Stock Index Fund Admiral Shares(VPADX) F, S/C Vanguard FTSE Pacific ETF(VPL) F, S/C Vanguard Small-Cap Growth Index Fd Admiral(VSGAX) F, S/C Vanguard Small Cap Index Fd Admiral Shs(VSMAX) F, S/C Vanguard Developed Markets Index Admiral(VTMGX) F, S/C Invesco Senior Income Trust Common Stock (DE)(VVR) F, S/C Page 18 of 26 Vanguard High-Yield Tax-Exempt Fund Admiral Shares(VWALX) F, S/C Vanguard FTSE Emerging Markets ETF(VWO) F, S/C Materials Select Sector SPDR(XLB) F, S/C SPDR Select Sector Fund Energy Select Sector(XLE) F, S/C SPDR Select Sector Fund Financial(XLF) F, S/C SPDR Select Sector Fund Utilities(XLU) F, S/C SPDR S&P Oil & Gas Explor & Product(XOP) F, S/C State Street Global Advisors Select Sector (XLRE) F, S/C Common Stock 1 Lincoln Street Boston, MA, MA, 02111, US Page 19 of 26 26. Other than the Financial Investments identified in Question 25, identify every Financial Investment that your spouse and/or any dependent child(ren) residing in your household owned directly or through a Business as of December 31, 2016, and which had a fair market value as of that date greater than $1,000, and provide the required information for each. For any Financial Investment not included on the drop-down list of publicly traded stock, you must provide the issuer's principal place of business or state of incorporation as well as its address. Name of Issuer Description of Investment Principal Place of Business or State of Incorporation Leader Bank Common Stock Arlington, MA 141 Mass Ave, Arlington, MA, 02471, US Micorp Preferred Stock Auburn, MA 68 Auburn Street, Auburn, MA, 01501, US Wellington Mgmt Hedge Funds Hedge Fund Equity Stake 280 Congress Street, Boston MA 280 Congress Street, Boston, MA, 02210, US Lincoln Peak Capital Limited Partnership Interest Boston MA 100 Franklin Street, Boston, MA, 02110, US General Catalyst Funds IV-VII venture capital fund carried interest Cambridge MA 20 University Road, Cambridge, MA, 02138, US Page 20 of 26 H.I.G. Capital Limited Partnership Interest Miami, FL 1450 Brickell Avenue, Miami, FL, 33131, US 27. Identify every Financial Investment that was owned as of December 31, 2016, by a Trust of which you were a beneficiary, and which had a fair market value as of that date greater than $1,000, and provide the required information for each. For any Financial Investment not included on the drop-down list of publicly traded stock, you must provide the issuer's principal place of business or state of incorporation as well as its address. 28. Other than the Financial Investments identified in Question 27, identify every Financial Investment that was owned as of December 31, 2016, by a Trust of which your spouse and/or any dependent child(ren) residing in your household was a beneficiary, and which had a fair market value as of that date greater than $1,000, and provide the required information for each. For any Financial Investment not included on the drop-down list of publicly traded stock, you must provide the issuer's principal place of business or state of incorporation as well as its address. Page 21 of 26 29. Identify all mortgages, including home equity and reverse mortgage loans, on your Primary Residence, on which more than $1,000 was owed as of December 31, 2016, where the creditor (person who loaned you the money) is NOT, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and provide the required information for each. First Republic Bank 111 Pine Street, San Francisco, CA, 94111, US 30 2.350 2046 First Republic Bank 111 Pine Street, San Francisco, CA, 94111, US 30 2.350 2046 Primary Residence, on which more than $1,000 was owed as of December 31, 2016, which you were obligated to pay and where the creditor (person who loaned you the money) is NOT, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative? 31. Identify all mortgages, including home equity and reverse mortgage loans, OTHER than any mortgage on your Primary Residence or any mortgage identified in response to Question 30, on which more than $1,000 was owed as of December 31, 2016, and which your spouse and/or any dependent child(ren) residing in your household were obligated to pay and where the creditor (person who loaned the money to your spouse and/or dependent child(ren) residing in your household) is NOT, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and Page 22 of 26 32. Identify all non-mortgage debts of more than $1,000 that you owed as of December 31, 2016, IF the person to whom you owed the debt is NOT, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and 33. Identify all non-mortgage debts of more than $1,000 that your spouse and/or any dependent child(ren) residing in your household owed as of December 31, 2016, IF the person to whom your spouse and/or any dependent child(ren) residing in your household owed the debt is NOT, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and 34. Identify non-mortgage debts of more than $1,000 which you owed and which were forgiven at any time during 2016, EXCLUDING debts forgiven by a person who is, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great grandchild, aunt, uncle, sister, brother, niece, nephew, or the spouse of any such relative, and provide the required information for each. residing in your household and were forgiven at any time during 2016, EXCLUDING debts forgiven by a person who is, by blood or marriage, your parent, grandparent, great grandparent, child, grandchild, great grandchild, aunt, uncle, Page 23 of 26 36. Identify any Reimbursements for expenses in excess of $100 provided to you at any time during 2016 by any legislative agent or executive agent (lobbyist). 36.a Identify any Reimbursements for expenses in excess of $100, other than those identified in response to Question 36, you received at any time during 2016 from any person having a direct interest in a matter before the 37. Identify any Reimbursements for expenses in excess of $100 provided to your spouse and/or any dependent child(ren) residing in your household at any time during 2016 by any legislative agent or executive agent (lobbyist). 37.a Identify any Reimbursements for expenses in excess of $100, other than those identified in response to Question 36, provided to your spouse and/or dependent child(ren) residing in your household at any time during 2016 by any person having a direct interest in a matter before the governmental body by which you were or are now employed. 38. Identify any Gifts and/or Honoraria worth more than $100 provided to you at any time during 2016 by any person having a direct interest in a matter before a governmental body by which you were or are now employed. Page 24 of 26 39. Identify any Gifts and/or Honoraria worth more than $100 provided to your spouse and/or any dependent child(ren) residing in your household at any time during 2016 by any person having a direct interest in a matter before the governmental body by which you were or are now employed. 40. Did you, your spouse and/or any dependent child(ren) residing in your household during 2016, own anything that you have not reported on this Statement of Financial Interests because it was held in a Blind Trust during 2016? Page 25 of 26 I, Brian J Shortsleeve, certify under the pains and penalties of perjury that: Submitted: 04/18/2017 If you were required to amend your Statement of Financial Interests last year, we encourage you to carefully review your 2016 Page 26 of 26